P. v. SWEDEN
Doc ref: 11306/84 • ECHR ID: 001-558
Document date: October 16, 1986
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The European Commission of Human Rights sitting in private on
16 October 1986, the following members being present:
MM. C. A. NØRGAARD, President
J. A. FROWEIN
E. BUSUTTIL
G. JÖRUNDSSON
G. TENEKIDES
S. TRECHSEL
B. KIERNAN
A. S. GÖZÜBÜYÜK
A. WEITZEL
J. C. SOYER
H. G. SCHERMERS
H. DANELIUS
G. BATLINER
H. VANDENBERGHE
Mrs G. H. THUNE
Sir Basil HALL
Mr. F. MARTINEZ
Mr. H. C. KRÜGER, Secretary to the Commission
Having regard to Article 25 (Art. 25) of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 13 March 1983 by M.
P. against Sweden and registered on 10 December 1984 under file
No. 11306/84;
Having regard to:
- the report provided for in Rule 40 of the Rules of Procedure
of the Commission;
- the Commission's decision of 8 October 1986 to give notice of
the application to the Government and to invite them to present
written observations on the admissibility and merits of the complaints
concerning the length of the proceedings and the lack of an effective
remedy;
- the Government's observations dated 5 February 1986;
- the applicant's observations dated 19 April 1986;
- the report provided for in Rule 40 of the Rules of Procedure;
Having deliberated;
Decides as follows:
THE FACTS
The facts of the case, as they appear from the parties' submissions,
may be summarised as follows:
The applicant is a Swedish citizen born in 1898. She was formerly a
forester but is now retired and resides at Ramsele, Sweden. In the
proceedings before the Commission she is represented by her son Mr.
Lennart Persson. He is a road engineer (vägmästare) by profession and
resides at Märsta, Sweden.
The applicant is the former owner of the forestry estate at which she
now resides and which is situated at the river Fjällsjöälven. The
applicant's two sons are now owners of the estate. The estate has an
area of 13 hectares.
In 1939, the Royal Water Power Board (Kungliga Vattenfallsstyrelsen,
subsequently replaced by the present National Water Power Board,
Statens Vattenfallsverk), which was planning to construct a water
power station in the area where the applicant lives, concluded an
easement contract (servitut) with the applicant to the effect that the
Board had the right to use the river water which formed a part of the
applicant's estate. The applicant received 360 Swedish Crowns in
compensation for this. Subsequently the applicant has received
compensation in the amount of 2000 Swedish Crowns for the effects of
the draining of the river. In case damage was caused to the
applicant's property as a result of actions by the Royal Water Power
Board, it was stated that the applicant should be afforded
compensation at an amount which could either be agreed between the
parties or decided by the Water Court (Vattendomstolen).
In a partial judgment of 30 June 1949 the Water Court of Östersund
granted the Royal Water Power Board a building permit for the
construction of a water power station between the two rivers
Ångermanälven and Fjällsjöälven.
By judgment of 28 February 1950 the Water Court ordered that the Royal
Water Power Board should prepare storage areas (avläggsplatser) for
the timber during the construction of the power station.
The power station (Kilforsens kraftverk), which was put into operation
in 1953, had as a result that a distance of 20 kilometres of
Fjällsjöälven was drained. The applicant's property was situated in
this area. This caused a number of foresters in the area, including
the applicant, some inconveniences, consisting mainly of increased
expenses for the operation of the timber business. The applicant was
entitled to compensation under the 1918 Water Act (vattenlagen) as
well as the subsequent 1953 Water Act and this compensation was to be
decided by the Water Court.
By a partial judgment of 10 April 1953, the Water Court granted the
Royal Water Power Board permission to take the power station into
operation. The Court also ruled on compensation claims related to the
project. Moreover, the Court decided, for a probationary period of 10
years, to adjourn the final examination of the effects of the power
station on the timber business in the area. The Court appointed an
expert to investigate the matter further and issued certain
regulations which were to apply during the probationary period.
In a judgment of 9 September 1953, the Water Court dealt with, inter
alia, the effect on fishing in the area. Compensation for losses was
awarded to the applicant.
On 30 December 1958 the Court awarded the applicant compensation for
the deterioration of washing and bathing facilities etc.
In a judgment of 1 March 1965 the Water Court decided to adjourn
further the issue relating to the timber business until the effects of
the power station on the timber business had been appropriately
investigated. The Court also issued similar provisional regulations
as in the judgment of 10 April 1953.
On 28 April 1965, the Water Court awarded compensation to the
applicant for detrimental effects on boat traffic and washing.
During the period until August 1970 a number of the affected foresters
and the Royal Water Power Board agreed on the terms of compensation
for the increased costs for the timber business. The Water Court
confirmed these settlements between the parties in a judgment
of 21 August 1970.
In October 1970, the National Water Power Board offered the applicant,
through her lawyer, a sum of 1,930 Swedish Crowns as compensation for
the increased costs for her timber business.
On 18 October 1971 the National Water Power Board submitted to the
Water Court a proposal for a final settlement of the remaining issues
concerning the effects of the power station on the timber business at
the drained part of the river. A preliminary hearing was held before
the Water Court on 14 April 1972.
Subsequently a comprehensive exchange of correspondence between the
parties took place.
At the request of the Water Court, the National Water Power Board on
12 January 1973 submitted inter alia a memorandum containing two
alternative methods of calculating the compensation.
A further preliminary hearing before the Water Court took place on
14 February 1974.
In the spring of 1974, the applicant through her lawyer was offered
6,947 Swedish Crowns as compensation by the National Water Power
Board. However, in July 1974 the Board informed the applicant's
lawyer that they were now offering a sum of only 1,780 Swedish Crowns.
In March 1975 the expert who had been appointed by the Water Court on
10 April 1953 died. The Water Court decided after having heard the
parties that there was no need to appoint a new expert.
On 30 December 1976 the National Water Power Board submitted a final
proposal for the settlement of the outstanding compensation issues.
The applicant submitted observations on this proposal in a letter of
8 August 1977.
On 12 August 1977 the National Water Power Board submitted for
confirmation certain contracts which had been concluded with some
foresters, and requested that the Water Court should terminate the
probationary period and, taking the submitted contracts into account,
finally settle the matter adjourned from 1953.
On 23 and 24 August 1977 the Water Court held the main hearing and in
that context it visited the area concerned. In these proceedings, the
applicant claimed a lump sum of 20,000 Swedish Crowns as compensation,
a larger storage space for the timber and an improved transport road
from the storage space.
In a final judgment of 8 March 1978, the Water Court confirmed the
various contracts and awarded the sum of 8,909 Swedish Crowns to the
applicant as compensation. The remaining claims by the applicant were
rejected.
The applicant and some other foresters appealed to the Water Court of
Appeal (vattenöverdomstolen).
In a judgment of 26 May 1981 the Water Court of Appeal confirmed the
judgment in all but one part: the issue regarding the applicant's
request for a larger storage space was referred back to the Water
Court for reconsideration.
The applicant appealed against this judgment to the Supreme Court
(högsta domstolen). Before the Supreme Court the applicant modified
her claims and she requested compensation in the amount of 14,303
Swedish Crowns. On 15 December 1982, the Supreme Court refused to
grant leave to appeal.
The issue which was referred back to the Water Court is still pending
before the Court.
COMPLAINTS
1. The applicant complains under Article 1 of Protocol No. 1
(P1-1)that she has not received full compensation for the increased
costs for the timber business as a result of the inconveniences from
the construction and running of the water power station. She also
alleges that in determining the compensation due account has not been
taken of the inflation.
The applicant also alleges that Article 1 of Protocol No. 1 (P1-1) has
been breached as a result of the protracted proceedings.
Furthermore, it is alleged that by the judgment of 10 April 1953 the
applicant acquired a right as a result of the obligation imposed on
the Royal Water Power Board to let a sufficient amount of water
through to permit log-floating. This right ceased in 1958, when the
Board entered into agreements with the foresters that the logs should
be transported in other ways. The applicant alleges that she has
hereby been deprived of a right in breach of
Article 1 of Protocol No. 1 (P1-1).
2. The applicant also complains that she has not been afforded a
determination within a reasonable time of the question of compensation
for increased costs for the timber business. She also submits that
the length of the proceedings constitutes an unlawful interference in
the exercise of her civil rights. The applicant submits that
Article 6, para. 1 (Art. 6-1) of the Convention has been violated.
The applicant also alleges a breach of Article 6 para. 1 (Art. 6-1) in
that the Water Court judge has, for instance at the preliminary
hearings which preceded the judgment of 8 March 1978, acted as a
special authority separate from the Water Court, and did not act on
behalf of the Water Court in its special composition.
The applicant also alleges that there was inequality between the
parties in the procedure since the opposite party, the Royal Water
Power Board, was a state organ with resources exceeding those of the
applicant.
3. Furthermore, the applicant alleges a violation of Article 4
(Art. 4) of the Convention claiming that the compensation paid did not
cover certain costs for future work with the timber and she therefore
is subjected to forced or compulsory labour.
4. Moreover, the applicant alleges a violation of Article 14
(Art. 14) of the Convention in that the compensation granted to the
various foresters differs in an unjustifiable way. The applicant
refers mainly to one forester who in spite of having a smaller forest
obtained a higher compensation than the applicant.
5. The applicant also claims that she had no effective remedy
available to her and that there has therefore been a violation of
Article 13 (Art. 13) of the Convention.
The applicant also requests that the Commission examine whether the
organs for which the State is responsible have to apply the provisions
of the Convention directly which the applicant considers to follow
from inter alia Articles 13 and 26 (Art. 13, art. 26) of the
Convention.
6. The applicant furthermore states that the public interest was
provided for in the building permit granted in 1949 and that the
various acts - or omissions - of the National Water Power Board which
took advantage of the two suspension judgments aimed at the
destruction of her rights as set forth in the Convention. In this
respect, the applicant invokes Articles 17 and 18 (Art. 17, art. 18)
of the Convention.
7. Finally, the applicant's sons allege that the question which
was referred back to the Water Court by the judgment of the Water
Court of Appeal of 26 May 1981 has not been dealt with within a
reasonable time.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 13 March 1983 and registered
on 10 December 1984.
On 8 October 1985 the Commission decided to give notice of the
application to the Government and to invite them to present their
written observations on the admissibility and merits of the
application limited to the complaints concerning length of proceedings
and the lack of an effective remedy.
The Government's observations were received by a letter of 5
February 1986 and the applicant's observations in reply were dated 19
April 1986.
SUBMISSIONS OF THE PARTIES
A. The Government
1. Legislation relevant to the complaint
The Swedish legislation governing the erection of constructions in
water is based on the principle that water is to be used as a natural
resource, but that opposing interests are to be taken into
consideration in the matter of exploitation. The most significant
consequences of the requirement that opposing interests should be
taken into consideration are that a permission is required for all
exploitation of water, and that property owners are to be compensated
for damages and encroachments caused by the exploitation.
In view of the facts of the applicant's case and the position taken by
the Government, only a few remarks need to be made as regards the
procedure by which determination of compensation claims are made.
The legislation governing the applicant's case is basically
the 1918 Water Act, which is now replaced by the 1983 Water Act.
Applications for permission to build in water, as well as questions
concerning compensation for damages and encroachments resulting from a
project, are considered and decided upon by six special courts, called
water courts, each of which serves a certain geographical area. These
courts constitute an integral part of the corresponding number of
general district courts of first instance, although, when serving in
the capacity of water courts, they are composed so as to include
technical experts (Chapter 11, Section 21 of the 1918 Act). Like the
chairman of a general court, the chairman of a water court, in his
capacity of water rights judge, is empowered to take decisions on
certain, mainly procedural, questions explicitly specified in the
Water Act.
Decisions and judgments by a water court or a water rights
judge may, with a few exceptions that are not relevant to the
applicant's case, be appealed to the Water Court of Appeal. This
court forms an integral part of a general Court of Appeal, the Svea
Court of Appeal, although composed so as to include technical experts.
Decisions and judgments of the Water Court of Appeal may ultimately,
subject to rules requiring leave of appeal, be brought before the
Supreme Court.
The procedure in the courts is only partly regulated in the Water Act.
As regards procedural questions that are not dealt with in this Act,
Chapter 11, Section 1 of the Act provides that the rules governing the
procedure in the courts of general jurisdiction shall be applied.
According to Chapter 49, Section 6 of the 1942 Code of Judicial
Procedure (rättegångsbalken), which governs the procedure in the
latter courts, a party may appeal from a decision by a court of first
instance if, in the party's opinion, the decision results in an
unnecessary delay in the final determination of the case. This right
to appeal is, according to Chapter 52, Section 1 of the Code of
Judicial Procedure, not subject to any time limit.
2. The Facts
Since the case primarily turns on the question whether this claim for
compensation has been determined "within a reasonable time", the
Government draw attention to the following circumstances for the
purpose of indicating the considerable proportions, as regards the
quantity as well as the quality, of the issues involved in a project
like in the present case.
2.1 General description of the power plant
The Kilforsen power plant is one of the largest hydro-electric power
stations in Sweden. It is situated between the rivers of
Fjällsjöälven and Ångermanälven. The volume of discharge is 350 cubic
metres per second and the height of the fall is 99 metres. The power
plant came into operation in 1953. It was constructed by the National
Water Power Board, which also operates the station.
The Fjällsjöälven is a tributary to the Ångermanälven. Before
joining, the two rivers run more or less parallel for a distance of 6
- 8 kilometres in a generally north to south direction, the
Fjällsjöälven running west of the Ångermanälven. At Imnäs in the
Fjällsjöälven, about 20 kilometres upstream from where it joins the
Ångermanälven, the Imnäs dam was built. Water from the Fjällsjöälven
is brought from this dam to the power plant via a two kilometre long
canal and a 3.7 kilometre long tunnel. Upstream from the power plant,
an artificial lake has been constructed for use as a supply reservoir.
A discharge tunnel, 2.7 kilometres long, leads from the power plant to
the Ångermanälven. A dry channel, almost 20 kilometres long and
formed by the damming, leads from a point below the Imnäs dam to the
point where the Fjällsjöälven previously joined the Ångermanälven.
This dry channel is one of the longest in the country and definitely
the longest to be found in fertile agricultural and forest land.
Several artificial pools have been built in the dry channel.
The power plant has been so designed as to make timber floating
possible from the Imnäs dam to the Ångermanälven via an inlet tunnel,
the above mentioned canal and supply reservoir, and a log flume.
Moreover, the artificial pools are so designed as to allow floating in
the dry channel when water is released for this purpose from the Imnäs
dam.
The damming area of the Imnäs dam, i.e. the stretch of the river and
its tributaries upstream from the dam which are affected by the
damming, is 40-50 kilometres long. For better utilisation of the
water, the National Water Power Board has also requested, and been
granted, permission to regulate the level of the water in the river
system and in some lakes of the damming area both on a 24-hour basis
and throughout the year. As a result of these regulations, a
continuous change in the water level adversely affects the
surroundings.
Downstream from the Kilforsen power plant is another power plant,
Nämnforsen. The damming area of the Nämnforsen power plant extends
past the point where the above mentioned discharge tunnel from the
Kilforsen power plant runs into the Ångermanälven. Claims relating to
damage caused to properties in the Kilforsen area by the erection and
operation of the Nämnforsen power plant have been merged with the
claims settlement process related to the Kilforsen power plant.
Several hundreds of property owners have been affected by the erection
and operation of the Kilforsen power plant. The extent of the damages
and encroachments caused by the project varies from property to
property. Practically all properties have been affected in several
respects. Examples of damages and encroachments incurred are
detrimental effects on fertile agricultural and forest land or other
land of particular value, such as gravel-pits, on timber business and
timber floating, on buildings, fences and basis, on fishing, boat
traffic, bathing and washing facilities, and on winter routes on the
ice.
It has not been possible to deal with all the damages and
encroachments caused to the different properties in one context. The
reason for this is not only the large number of claims, but also, and
mainly, the difficulty or impossibility of judging in advance the
extent of damages and encroachments which may ultimately be caused to
property. Varying weather conditions, precipitation and flows must be
observed for a long time, often for several years, to make an
assessment of both normal and extreme situations. In addition, an
evaluation must be made of the results of various preventive measures.
Owing to all these factors, the settlement of claims must of necessity
be a rather long-drawn-out matter when it comes to a project of the
size and character of the Kilforsen power plant.
After the National Water Power Board received permission on
30 June 1949 to erect the Kilforsen power plant, the Water Court has
passed about 25 judgments pertaining to the effects of the project on
various properties. The Court has in the course of the proceedings
held a number of preliminary hearings and also, as regards several
issues, in accordance with the desire of the parties and under a
provision of the Water Act ordered special expert investigations for
the purpose of assessing the damages and encroachments resulting from
the project. As will be further developed below, continuous claims
proceedings have in fact been in progress until the judgment passed by
the Water Court on 3 August 1978. During this period, i.e. from 1949
to 1978, claim after claim has been settled either by voluntary
agreement between the parties, subsequently confirmed by the Court, or
by a decision of the Court.
2.2 Chronological list of judgments in the Kilsforsen Case
For the purpose of giving an idea of the extensive activity which has
taken place over the years in order to adjudicate the claims related
to this power plant project, the Government refer to a chronological
list, briefly presenting the judgments rendered in the Kilforsen case.
As appears from this list, the Water Court has during the years
following the granting of the permission to erect the power plant been
continuously engaged in adjudicating claims related to the project.
It is emphasised that most of these claims naturally have been of a
complicated nature and, therefore, extremely time consuming. Due to
the time that has elapsed since the permission was granted and the
considerable number of different claims that have been adjudicated
over the years, the Government point out that there might have been
judgments or decisions in addition to those here listed which have not
been brought to the Government's knowledge.
2.3 Judgment of particular interest to the applicant's case
In the judgment of the Water Court of 10 April 1953, by which the
National Water Power Board was granted permission to take the power
plant into operation, the Water Court also ruled on compensation
claims related to the project, among them those concerning the timber
business. As to the latter claims, the Court found, in accordance
with the view expressed by an expert, previously appointed by the
court, and the parties concerned, that they were closely related to
the question of the effects of the project on timber floating and that
these effects could not be estimated at this time. In view of this,
the Court decided to postpone the final determination of the claims
related to timber business pending the outcome of the investigations
and deliberations necessary as regards timber floating. As to the
claims related to timber floating the Court postponed the final
determination for a period of ten years.
As regards the compensation claims related to the timber business, the
Court also ordered a number of provisional measures pending the final
determination. Of particular relevance to the applicant's case is
that the Court ordered the National Water Power Board to provide for
satisfactory timber collecting facilities and to compensate, on an
annual basis, the increased costs, including accrued interest, on the
timber business resulting from the project. The Court furthermore
observed that in case the parties could not agree on the annual amount
due, the question could be referred to the Court for determination.
No appeal was made against the judgment.
In a judgment of 9 September 1953, the Water Court dealt with, inter
alia, the effect of the project on fishing in the drained area.
Compensation for losses was awarded, among others, to the applicant.
By the judgment of the Water Court of 30 October 1958, the applicant
was awarded compensation for the deterioration in washing and bathing
facilities, for fences, and for inconvenience suffered during the
construction period. In the same judgment the court dismissed her
claims for compensation for general encroachment as well as certain
claims concerning, inter alia, alleged damage to her land and
buildings.
In the judgment of 1 March 1965, the Water Court reconsidered the
claims related to the timber business. The court again observed that,
due to the close relationship between these claims and questions
concerning timber floating, the claims could not be finally determined
without taking into consideration the possible outcome of the
deliberations that were still being made as regards floating. The
Court also noted that these deliberations were being made, and crucial
decisions might be taken, outside the scope of the court proceedings.
In view of this, and while observing that no objection on this point
had been made by any party concerned, the Water Court decided to
further postpone the final determination of the compensation claims
related to the timber business. The Court also accordingly prolonged
the provisional measures ordered in its judgment of 10 April 1953. No
appeal was made against the judgment.
In the judgment of the Water Court of 28 April 1965, the applicant was
awarded compensation for detrimental effects on boat traffic and
washing, including interest accruing since 1953. In the same
judgment, claims concerning fences and an infiltration well were
dismissed or rejected.
The final judgment of the Water Court was rendered on 8 March 1978.
Prior to this judgment, the National Water Power Board had, on 18
October 1971, made a proposal concerning compensation for the claims
related to the timber business. The proposal caused objections from
some of the counterparties. A preliminary hearing was held before the
Water Court on 14 April 1972. The National Water Power Board
submitted complementary material on 28 April of the same year and on
12 January 1973. Further objections were raised by the counterparties
and there were also written communications directly between the
parties. A preliminary hearing was, again, held on 14 February 1974,
subsequent to which a number of voluntary agreements on the claims
were concluded.
On 30 December 1976, the National Water Power Board clarified its
final position and requested the Water Court to finally determine the
claims. Objections as regards the position taken by the Board were
made by the applicant in a petition dated 8 August 1977. Having
considered the issues involved, the Water Court rendered its final
judgment on 8 March 1978.
The judgment was appealed to the Water Court of Appeal by, among
others, the applicant. In an account of the litigation costs as
regards the proceedings in the court below, the counsel for, among
others, the applicant made some statements that, in the Government's
view, appear to throw some light on the proceedings as far as the
group of claimants represented by this counsel is concerned. Thus, in
respect of the time during which the claims were pending before the
Water Court, the work performed by the counsel was said to have been
aimed at a settlement of the claims outside the court. It was also
pointed out that these claimants, a rather limited group in relation
to the total number of claimants originally involved, had been at
variance with the vast majority of claimants, which seems to have
complicated the handling of these claims.
Furthermore, as regards the said counsel's claim for compensation for
litigation costs in the Water Court of Appeal, the Government draw
attention to the following passage of the Court's reasoning concerning
this claim: " ... The bills of costs include 70 items, of which 19
refer to requests for, or receipt of notification concerning,
adjournments for taking measures. The Water Court of Appeal is of the
opinion that the great number of adjournments which have contributed
to the length of the proceedings before the Water Court of Appeal,
should be taken into account as a factor leading to a reduction of the
fee ... ".
In its judgment of 26 May 1981, the Water Court of Appeal, while
confirming the remaining parts of the judgment of the Water Court,
referred to the latter court for further consideration the issues
concerning one of the disputed timber collecting facilities.
As regards the claims thus referred to, and still pending before, the
Water Court, the Government submit the following information from the
said court. In 1984, none of the parties having petitioned the Court
to have the claim determined, the Water Court notified the parties
that the claim was still pending. In September 1984, the National
Water Board petitioned the Court and requested that a final decision
be taken. In December 1984, the applicant, when responding to the
petition of the Board, presented a number of claims relating to
questions that had already been finally determined in judgments that
had gained legal force. After the applicant had changed her counsel
and restricted her claims to come within the scope of the proceedings,
a main hearing was held in July 1985. Subsequent to the hearing, the
parties concerned have notified the Court that discussions are in
progress as regards a new timber collecting facility on a more
favourable location. It appears as if this notification is the only
reason why the Court is still withholding its final determination of
the claim.
The applicant, among others, appealed against the judgment of the
Water Court of Appeal to the Supreme Court. In the first petition to
this Court of 13 June 1981, the complainants requested an adjournment
for stating the grounds for the complaint until 30 September 1981. In
a petition of 30 November 1981, the complaint was limited to the
question of increased costs as regards the timber business. In this
petition, a request was also made for another adjournment, until
31 January 1982, for further clarifying the complaint as regards one
of the complainants. On 21 November 1982, one of the complainants
withdrew his complaint, and the remaining ones stated their final
positions as regards the complaint. In a decision of 15 December of
the same year, the Supreme Court refused to grant leave of appeal.
In this context, it should finally be observed that the considerations
concerning timber floating ultimately resulted in a gradual
discontinuation of timber floating in the area concerned, the last
floating season being the summer of 1982, and that the Government on
16 September 1982 closed the river system as a public floatway.
3. Exhaustion of domestic remedies
The domestic remedy rule is founded on the idea that, before a
complaint could be considered by the Commission, the respondent State
should have an opportunity to correct, by its own means and within the
framework of its own legal system, the wrong allegedly suffered by an
applicant. In the case-law of the Commission, this has consistently
been construed to mean that, for the domestic remedies to be
exhausted, it is not enough to have exhausted these remedies as
regards some aspect of an applicant's case, but the particular
complaint brought before the Commission must have been raised before
the competent domestic courts or authorities.
As regards the present case, the applicant has not at any time during
the lengthy proceedings made any objection indicating that, in her
opinion, the proceedings were being unnecessarily protracted. On the
contrary, the two judgments of 1953 and 1965 respectively, by which
the Water Court decided to postpone the final determination of the
issues concerning the timber business, seem to have been rendered, as
far as the postponement of the final determination of the compensation
claims is concerned, with the consent of the parties involved.
Furthermore, none of these judgments were appealed against, although
this could have been done. Moreover, the applicant could, regardless
of these judgments of 1953 and 1965, at any time during the
proceedings have required the Water Court to make a final
determination of her claims and, in case the Water Court had rejected
this request, she could have appealed to the Water Court of Appeal in
accordance with the provision in Chapter 49 Section 6 of the Code of
Judicial Procedure.
In view of the above, the Government submit that, as regards the
allegation that the compensation claims have not been determined
within a reasonable time, the applicant has not exhausted domestic
remedies as required by Article 26 (Art. 26) of the Convention.
4. Article 6 (Art. 6) of the Convention : "Reasonable time"
In the Government's view, there are three different aspects that need
to be examined when considering whether the applicant's compensation
claims were determined within a reasonable time. Firstly, the time has
to be viewed in light of the number and complexity of the issues
involved.
Secondly, the degree of inconvenience suffered by the applicant as a
result of the alleged delay needs to be taken into consideration.
Thirdly, the question whether the length of the proceedings is
reasonable or not necessarily has to be viewed in light of the manner
in which they were conducted by the applicant herself. The Government
will in the following deal with these three aspects one by one.
As to the first aspect, the Government observe that the final
determination of the claims involved in the present project of
necessity has to be viewed as a long-range commission. This is so
because of the significant proportions of the project and the
considerable number and complexity of the claims involved, a great
deal of which could not be finally determined without considering
future contingencies. In this context, the Government draw attention
to the fact that the Water Court, during almost thirty years following
the granting of the permission to erect the power plant, was
continuously engaged in the process of adjudicating claims related to
the project. Although this might seem to be a remarkably long period
of time, in the Government's opinion, there is nothing in the
documents presented to suggest that the process, viewed in its
entirety, has been unduly protracted.
The applicant's claims were particularly complicated by the fact that
they were so closely related to timber floating and that the floating
was subject to a long-range investigation concerning its future
existence. In view of this, the Water Court in its judgment of
10 April 1953 took the position of principle that the final
determination of these claims should be postponed pending the outcome
of the investigation as regards timber floating, and that in the
meantime the damages and encroachments were to be compensated on an
annual basis. In the Government's opinion, the view thus taken by the
Water Court seems reasonable, and it appears to have been shared by
all parties concerned, including the applicant.
In the judgment of 1 March 1965 the Water Court found that there was
still considerable uncertainty as regards the outcome of the
considerations on timber floating and that, therefore, the final
determination of the compensation claims related to the timber
business should be further postponed. No other view was expressed by
any of the parties concerned.
It does not appear from the documents presented to the Government at
what time the investigation of timber floating had proceeded so far as
to enable the Court to draw the conclusions necessary for the final
determination of the compensation claims related to the timber
business. The Government observe, however, that timber floating in
the waters concerned was not terminated until 1982.
In view hereof the Government maintain that there is nothing in the
complaint, or in any other document presented to the Government, to
suggest that the applicant's compensation claims have been at all
unnecessarily protracted.
As to the second aspect, i.e. the degree of inconvenience suffered by
the applicant, the Government draw attention to the following facts.
In its very first judgment of 30 June 1949 the Water Court decided
that, as regards the timber business, the increased costs resulting
from the power plant project were to be compensated on an annual
basis, and that disagreements as to the amount due each year could be
referred to the Water Court. More elaborate decisions on this
question were taken by the Court in a number of judgments rendered
during the years of 1950-1978, most particularly in the judgments of
10 April 1953 and 1 March 1965.
The practical result of these judgments was that during all years the
applicant was fully compensated on an annual basis for any economic
loss resulting from the power plant project. In view of this, the
Government submit that the possible inconvenience following from the
uncertainty as regards the final lump sum compensation for estimated
future losses could not have been such as to render the postponement
of its final determination unreasonable. This is particularly so,
since the possible magnitude of this final compensation was reasonably
foreseeable in view of the court's considerations as regards the
previous annual compensations and its final determinations of a large
number of corresponding claims of others than the applicant.
As regards the third aspect, i.e. the manner in which the proceedings
were conducted by the applicant herself, the Government observe that
the claims for compensation involved were such as to admit their
settlement by the parties themselves outside the Court. This also
appears to have been the principal strategy of the applicant. Because
of this, there was no responsibility of the Water Court to take any
steps for the purpose of expediting the proceedings. On the contrary,
in view of the character of the claims, it might even have been
inappropriate for the Court to do so unless required by a party.
As has already been observed above, there is no indication whatever
that the applicant at any time during the proceedings petitioned the
court to have her claims for compensation finally determined. There
are, on the other hand, indications that the final determination might
have been considerably protracted for reasons entirely related to the
applicant herself or her counsel. As has been indicated above, more
than one fourth of the items listed in the counsel's account before
the Water Court of Appeal of the litigation costs, seems to have
referred to measures taken in respect of requests, on behalf of, among
others, the applicant, for adjournments for taking steps necessary to
bring the proceedings forward. Furthermore, when appealing the case to
the Supreme Court, the applicant allowed herself five and a half
months to state the basis for her claims and another year to finally
specify them. It should also be observed that the Water Court's final
determination of the applicant's compensation claims of 8 March 1978
was made in response to a request, not by the applicant, but by her
counterparty.
In view of this, the Government submit that there has been no
violation of the applicant's right to a determination of her claims
within a reasonable time within the meaning of Article 6 para. 1
(Art. 6-1) of the Convention.
5. Article 1 of Protocol No. 1 (P1-1)
On the same grounds as those referred to under 4. above, the
Government submit that there has been no violation of the applicant's
right under Article 1 of Protocol No. 1 (P1-1).
6. Article 13 of the Convention (Art. 13)
In accordance with what has been stated above, the judgments of the
Water Court of 10 April 1953 and 1 March 1965, by which the final
determination of the compensation claims was postponed, could have
been appealed to the Water Court of Appeal and, ultimately, to the
Supreme Court. Furthermore, the applicant could have, regardless of
these judgments, at any time during the proceedings requested a final
determination of her claims, a rejection of which request would have
been subject to appeal in accordance with the provision of Chapter 49
Section 6 of the Code of Judicial Procedure.
In the Government's opinion there is no reason to consider any of
these remedies as not being effective within the meaning of the
Convention. Consequently, the Government submit that the applicant
had effective remedies as required by Article 13 (Art. 13) of the
Convention.
7. The issue of storage space which is still pending before the
Water Court
The Government submit that the grounds referred to above are equally
relevant in respect of the present question. The Government emphasise
that none of the parties concerned had taken any steps to bring the
proceedings forward until the applicant's counterparty in
September 1984 petitioned the Court to have the question finally
determined, that the proceedings were then delayed due to negligence
entirely assignable to the applicant or her counsel, and that since
July 1985 the final determination appears to have been withheld only
because the parties jointly are re-negotiating the dispute. In view
of this, the Government submit that there has been no violation of
Article 6 (Art. 6) of the Convention.
8. The Admissibility
The Government have no objection to the admissibility as far as the
six months' rule of Article 26 (Art. 26) is concerned.
However, the Government submit that the application should be rejected
on the ground that the applicant has not exhausted domestic remedies
as required by Article 26 (Art. 26) of the Convention or,
alternatively, for reasons which will be elaborated below, that it
should be rejected ratione materiae for falling outside the scope of
the Convention or for being manifestly ill-founded.
9. The merits
As regards the parts of the complaint on which the Government has been
invited to submit their observations, the applicant has alleged
violations of Article 6 (Art. 6) of the Convention and
Article 1 of Protocol No. 1 (P1-1) on the ground that, as a result of
the protracted proceedings, she has been deprived of her rights under
the said Articles, and of Article 13 (Art. 13) of the Convention on
the ground that she has not had an effective remedy in respect of
these alleged violations.
The Government observe that the claims concerning damages and
encroachments on the timber business were before the Water Court in
the proceedings resulting in the judgment of 10 April 1953. During the
proceedings, the applicant consented to the principal approach of
having the final determination of the claims postponed pending the
outcome of the investigations as regards timber floating. Judgment was
rendered on 10 April 1953, as far as these claims are concerned, in
accordance with the position thus taken by the applicant before the
Court. The judgment was not appealed against, and entered into force
on 24 April 1953. It is not even alleged by the applicant that the
contingencies, on which the final determination of the claims thus was
made dependent, did ever occur prior to the rendering of the final
judgment on 8 March 1978.
In the Government's opinion, it could be questioned whether at all the
Convention, which entered into force on 3 September 1953, could be
construed so as to guarantee any right in respect of court proceedings
pending at the time the Convention entered into force.
Assuming, however, that such a guarantee could be read into the
Convention, the Government, nevertheless, submit that such an
interpretation could by no means be viewed to include any right, which
prior to the Convention's entry into force had been effectively waived
in court proceedings and, although merely as to its principle, ruled
on accordingly by the court in a judgment which had gained legal
force. In view of this, the Government submits that the complaint in
its entirety falls outside the scope of the Convention.
In case the Commission does not share this view, the Government submit
with reference to their considerations as accounted for above, that as
regards Article 6 (Art. 6) of the Convention and
Article 1 of Protocol No. 1 (P-1) the application is manifestly
ill-founded. The Government also submit that the complaint under
Article 13 (Art. 13) of the Convention is manifestly ill-founed.
10. Conclusions
The position of the Government is, concerning admissibility, that the
application should be declared inadmissible on the ground that the
applicant has not exhausted domestic remedies or, alternatively, for
falling outside the scope of the Convention or for being manifestly
ill-founded, and concerning the merits, that there has been no
violation of the Convention or the First Protocol.
B. The Applicant
1. The Facts
The applicant submits that the amount of compensation which was fixed
in the judgment of 10 April 1953 is without interest from many points
of view, in particular since the applicant never received any such
compensation.
The applicant points out that it took until 1971, i.e. 22 years after
the permit was granted, before the National Water Power Board was able
to present an investigation, which was so inadequate that the Water
Court had to order that the Board should improve and complete the
investigation which was done in 1973.
It was only in 1976 that the National Water Power Board adopted its
final position in the case. This is to be seen in connection with the
fact that at that time only a few persons concerned were still parties
to the proceedings, not having voluntarily made agreements with the
Board.
The applicant submits that she has all through the proceedings made
reasonable demands. The allegation that the applicant had complicated
the proceedings is a conclusion which cannot be drawn from the factual
circumstances of the case. It is the National Water Power Board which
has the responsibility for the investigation and which completely
influences the time of the proceedings. Moreover, the Board should
take measures which prevent future damages. These must be terminated
before the Court can assess the compensation to be awarded. The
allegation that the applicant and others have complicated the
proceedings rather appears to be derived from the Board's opinion.
The applicant points out that the statements by the Water Court of
Appeal in respect of counsel's claim for costs have nothing to do with
the period from 1949 to 1978, which is the period at which the
applicant is mainly aiming.
As to the decisions on adjournment taken by the Water Court of Appeal,
the applicant observes that it is not a simple task for a private
person to make a technical investigation about the effects and damages
to a property such as the one at issue here. The applicant needed
eleven months to make the investigation, whereas the Board needed
three months to reply, a reply which only resulted in a statement that
the investigation gave an unreasonable outcome. In one respect,
however, the applicant's investigation was of significance since it
led to the case being partly referred back to the Water Court.
As regards Swedish law and practice in respect of an issue which has
been referred back to a lower court, the applicant submits the
following.
The question whether the lower court should take up ex officio a case
which has been referred back to it is not regulated in the Code of
Judicial Procedure. If a decision on referral contains a clause that
the case should be taken up on request of a party such a clause is
valid. In the commentary to Chapter 50 Section 29 of the Code of
Judicial Procedure it is said that it is appropriate to order the
lower court to take up the case ex officio and to take necessary
measures for the future proceedings. If nothing is said in the
decision it appears that the position is that the lower court should
ex officio take measures to continue the proceedings. A decision to
refer a case back to a lower court is binding on the lower court
insofar as it must take a new decision in the case.
In addition to the above, it is a rule that all District Courts should
have internal Rules of Procedure. In such rules it is normally
provided that cases which have been referred back to the Court should
be dealt with swiftly. However, the applicant has not been able to
ascertain whether the Water Court of Östersund has such rules.
The Government's statement that, in 1984, no party had requested the
Court to terminate the proceedings is incorrect. Nor is the statement
that the Court should have notified the parties in 1984 correct. The
applicant submits that the Court has been contacted over the telephone
on several occasions with a request that the case be dealt with.
During these telephone contacts the applicant has received different
information, on one occasion the case was said to have been terminated
already while on another occasion the intention was to join the case
with another one.
The submission of the Government that the applicant in a letter to the
Water Court has raised issues which have already acquired legal force
is not wholly correct. The only issue which was raised and which was
finally determined was the question of the road. However, in case the
storage space must be enlarged or if the timber should be transported
by lorry - which will be the case - it will be necessary to reconsider
the issue of the road irrespective of the fact that it has formally
acquired legal force. The applicant maintains that this explains the
applicant's position before the Water Court.
The applicant questions, however, why the court has not, despite the
applicant's requests, taken up the case again. The applicant also
submits that the reasons for which the Water Court has issued a notice
to the public (kungörelsedelgivning) in the case, and the manner in
which this was done, are inconsistent with Swedish law.
Moreover, the letter from the applicant of December 1984, to which the
Government refer, has not even been answered by the National Water
Power Board. it is not even known whether the Water Court has asked
the Board to state its views on the letter. The Court has been silent
up to the end of June 1985 when it suddenly summoned the applicant to
a main hearing within 14 days. Thereafter there has been an exchange
of written submissions between the parties. However the National
Water Power Board has not yet produced the necessary investigations.
2. Exhaustion of domestic remedies
Whether a remedy should have been tried by an applicant must be
determined on the basis of all the circumstances of a case.
Furthermore, it must be a condition that the applicant should have had
a factual possibility to achieve a different decision before he
appealed against the judgments concerning postponement or requested
the termination of the test period.
The applicant maintains that an appeal against the judgments of 1953
and 1965 would not have resulted in any change. The applicant submits
that the number of postponement judgments in so-called water cases has
been 35 to 50 during the 1960s and 1970s. Several of these cases
started in the 1940s and 1950s. More than 75% of the cases were dealt
with by the Water Court of Östersund. In many cases more than 100
judgments have been delivered and on the spot visits have been held
175 times. The reasons for the postponements are issues of timber
floating and so-called annexed interests. In Stockholm, where no such
issues have arisen, there have only been about 10 to 15 judgments
during the whole period of the dealing with a case. In the
applicant's opinion this shows the existence of a clear practice.
As regards the proposal to ask for the termination of the test period
the applicant submits that such a procedure is only possible where new
facts have arisen, such as that a party enters into an agreement with
the National Water Power Board.
The Water Court must ex officio examine whether the conditions for a
postponement are at hand. The National Water Power Board has the
complete responsibility for the investigation of the case. Moreover
the Water Court shall ex officio determine whether the conditions for
terminating a case are at hand. The measures to prevent damages were
not made in 1965 and they are not yet terminated. An expert was
appointed by the Court and the postponement was tied with the issues
on floating, which were subject to a special investigation outside the
actual water case proceedings. Nor did the measures to prevent
damages concern exclusively the applicant.
The applicant cannot accept that the remedies to which the Government
refer are effective. The basis for the whole water case proceedings
would be taken away if the procedure indicated by the Government was
to be followed. The Water Courts would be obliged to hold main
hearings 24 hours a day during the whole year without being able to
cut down their backlogs. The only way to reduce the length of the
proceedings is that the Court put pressure on the National Water Power
Board to see to it that it produces quicker investigations and
implements the measures to prevent damages more quickly.
The applicant submits that the dealing with her case has been such
that the facts on which the final determination was dependent did not
occur until the National Water Power Board primarily implemented the
measures to prevent damages and finally stated its position in the
case.
Finally, if the Government allege that there exists a remedy which is
effective they ought to prove this allegation by referring to case-law
indicating that a party has successfully availed himself of the remedy
in question.
The applicant concludes that there has been a violation of
Article 6 (Art. 6) of the Convention and Article 1 of Protocol No. 1
(P1-1).
THE LAW
1. The applicant alleges violations of the Convention in several
respects in relation to the proceedings as such, and the outcome of
those proceedings, which concerned claims relating to the effects on
the applicant's property of the construction and running of the
Kilforsen power station.
2. The Commission will first examine the complaints relating to
the proceedings as such. In this respect the applicant complains that
the proceedings have been excessively lengthy and that the requirement
of a determination "within a reasonable time" in Article 6 (Art. 6) of
the Convention has not been respected.
Article 6 para. 1 (Art. 6-1) first sentence of the Convention reads:
"In the determination of his civil rights and obligations or of any
criminal charge against him, everyone is entitled to a fair and public
hearing within a reasonable time by an independent and impartial
tribunal established by law."
The applicant also complains that as a result of the protracted
proceedings there has been a breach of Article 1 of Protocol No. 1
(P1-1) which guarantees the right to peaceful enjoyment of possessions.
The Government submit that this complaint is inadmissible for failure
to exhaust domestic remedies.
The Commission must first decide on its competence ratione temporis to
consider the applicant's complaints.
In accordance with the generally recognised principles of
international law, the Convention is binding on the Contracting
Parties only in respect of facts occurring after its entry into force.
The Convention entered into force on 3 September 1953.
In previous case-law, the Commission has stated that where the facts
consist of a series of legal proceedings, the date of entry into force
of the Convention has the effect of dividing the period in two, the
earlier escaping the Commission's temporal jurisdiction. On the other
hand where a court gives judgment after the entry into force of the
Convention, the Commission is competent to ensure that the proceedings
leading up to this judgment were in conformity with the Convention, as
the proceedings before a court are embodied in its final decision
which thus incorporated any defect by which they may have been
affected (see No. 8261/78, Dec. 11.10.79, D.R. 18, p. 150).
It follows that the Commission cannot as such examine under the
Convention the proceedings and judgments delivered prior to the entry
into force of the Convention, i.e. 3 September 1953. With respect to
the complaint that the procedure did not comply with the condition of
"reasonable time" in Article 6 (Art. 6), the Commission must take as
starting point the date of 3 September 1953 and the state of the
proceedings as they were on that date.
The Commission must next decide whether the applicant, in respect of
the complaint that the proceedings failed to meet the condition of
"reasonable time" in Article 6 (Art. 6), has complied with the
condition in Article 26 (Art. 26) of the Convention as to the
exhaustion of domestic remedies.
The Government have submitted that the applicant has not exhausted
domestic remedies and have referred to the fact that she did not
appeal against the judgments of the Water Court of 1953 and 1965 by
which the Court decided to postpone the final determination of the
issues in the case, and that she did not at any time during the
proceedings request the court to determine the case finally. If such
a request had been unsuccessful, the applicant could have appealed in
accordance with Chapter 49 Section 6 of the Code of Judicial
Procedure.
Chapter 49 Section 6 of the Code of Judicial Procedure provides that a
party, who is of the opinion that a decision of a lower court
unnecessarily delays the proceedings, has the right to appeal against
such a decision. Such an appeal is according to Chapter 52 Section 1
of the Code not limited in time.
It is established in the present case that the applicant has not
brought any such appeal to the Water Court of Appeal. The Commission
considers that an appeal by the applicant under Chapter 49 Section 6
of the Code of Judicial Procedure would in substance be similar to the
allegation she now makes before the Commission, namely that the
proceedings have not been terminated within a "reasonable time".
The Commission is therefore of the opinion that the remedy provided
for in Chapter 49 Section 6 is a domestic remedy in respect of a
complaint of lengthy proceedings under Article 6 (Art. 6) of the
Convention.
However, Article 26 (Art. 26) of the Convention only requires the
exhaustion of remedies which can be regarded as "effective". It would
for instance not be necessary to exhaust a remedy in respect of which
it could be clearly said that it would be meaningless to pursue. The
applicant submits that the remedies referred to by the Government are
not effective. However, the Commission cannot find from the
submissions of the parties that an appeal under Chapter 49 Section 6
of the Code of Judicial Procedure would have been without any effect
as to the length of the proceedings.
The Commission concludes that the remedy referred to in Chapter 49
Section 6 of the Code of Judicial Procedure was a remedy which the
applicant was required to exhaust in order to comply with the
conditions in Article 26 (Art. 26) of the Convention.
It follows that the applicant's complaint in this respect must be
rejected under Article 27 para. 3 (Art. 27-3) of the Convention for
failure to exhaust domestic remedies.
3. The applicant also complains of a breach of Article 6 (Art. 6)
of the Convention in that allegedly the Water Court judge, at the
preliminary hearing which preceded the judgment of 8 March 1978, acted
as a special authority distinct from the Court. She also submits that
there was inequality between the parties since the Royal Water Power
Board was a state organ with resources exceeding those of the
applicant.
The Commission finds no appearance of a violation of Article 6
(Art. 6) of the Convention in these respects. It follows that these
complaints are manifestly ill-founded within the meaning of
Article 27 para. 2 (Art. 27-2) of the Convention.
4. The applicant complains that the compensation awarded was
inadequate inter alia as she did not receive full compensation for
increased costs for the timber business. She alleges a violation of
Article 1 of Protocol No. 1 (P1-1). The applicant also alleges that
since the compensation did not cover certain future work there has
been a breach of Article 4 (Art. 4) of the Convention according to
which no one shall be required to perform forced or compulsory labour.
The Commission, after having examined the applicant's submissions,
finds that the applicant has not substantiated that having regard to
the compensation paid there was a real and substantial disproportion
between the burden imposed on the applicant and the public interest
pursued in the construction and running of the power station (cf.
Lithgow and Others, Comm. Report 7.3.84, para. 376). Accordingly no
issue arises under Article 1 of Protocol No. 1. The Commission
moreover considers that the facts of the case do not raise any issue
under Article 4 (Art. 4) of the Convention.
It follows that in this respect the application is manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of
the Convention.
5. The applicant also complains that she acquired a right from
the judgment of 10 April 1953 as a result of the obligation imposed on
the Royal Water Power Board to let a sufficient amount of water
through to permit log-floating. This right ceased in 1958 when the
Board entered into agreements with the foresters that the logs be
transported in other ways. The applicant maintains that she has
thereby been deprived of a right in violation of
Article 1 of Protocol No. 1 (P1-1).
The Commission considers that it need not examine the substance of
this particular complaint. Article 26 (Art. 26) of the Convention
prescribes that the Commission may only deal with a matter after all
domestic remedies have been exhausted and within a period of six
months from the date on which the final decision was taken.
The Commission recalls that the alleged deprivation of a right took
place in 1958. Insofar as legal remedies existed against this
deprivation, the applicant has not shown that she exhausted them. If
there was no effective remedy, it appears that the six months rule has
not been respected.
It follows that the applicant has not satisfied the conditions of
Article 26 of the Convention and her complaint in this respect must
therefore be rejected pursuant to Article 27 para. 3 (Art. 27-3) of
the Convention.
6. The applicant also alleges a violation of Article 13 (Art. 13)
of the Convention which reads:
"Everyone whose rights and freedoms as set forth in this Convention
are violated shall have an effective remedy before a national
authority notwithstanding that the violation has been committed by
persons acting in an official capacity."
The applicant claims that she has had no effective remedy available to
her and she argues that it follows from Articles 13 and 26 (Art. 13,
art. 26) of the Convention that the organs of the Contracting States
have to apply directly the provisions of the Convention.
It is established case-law that neither Article 13 (Art. 13) nor the
Convention in general lays down any given manner for ensuring within
their internal law the effective implementation of the provisions of
the Convention (see Eur. Court H.R., Swedish Engine Drivers' Union
judgment of 6 February 1976, Series A no. 20, p. 18, para. 56).
In the present case, the applicant had the possibility of submitting
all her complaints against the Water Court to the Water Court of
Appeal and a further appeal was open to the Supreme Court. Moreover,
in relation to the complaint under Article 6 (Art. 6) of the
Convention that the proceedings were unreasonably lengthy, the
applicant had a separate way of appealing as the Commission has found
under para. 2. The Commission considers that these remedies provided
the applicant with an "effective remedy" within the meaning of
Article 13 (Art. 13) of the Convention.
It follows that, in this respect, the application is manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of
the Convention.
7. The applicant finally invokes Articles 17 and 18 (Art. 17,
art. 18) of the Convention. However, in view of its considerations
above, the Commission finds no separate issue under Article 17 or 18
(Art. 17, art. 18).
For these reasons, the Commission
DECLARES THE APPLICATION INADMISSIBLE
Secretary to the Commission President of the Commission
(H. C. KRÜGER) (C. A. NØRGAARD)