R. v. THE UNITED KINGDOM
Doc ref: 11396/85 • ECHR ID: 001-1277
Document date: December 11, 1986
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The European Commission of Human Rights sitting in private on
11 December 1986, the following members being present:
MM. C.A. NØRGAARD, President
G. SPERDUTI
F. ERMACORA
G. JÖRUNDSSON
B. KIERNAN
A.S. GÖZÜBÜYÜK
J.C. SOYER
H.G. SCHERMERS
H. DANELIUS
H. VANDENBERGHE
Mrs G.H. THUNE
Mr. F. MARTINEZ
Mr. J. RAYMOND, Deputy Secretary to the Commission
Having regard to Article 25 (Art. 25) of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 19 November 1984 by J.W.R.
against the United Kingdom and registered on 18 February 1985 under file No.
11396/85;
Having regard to the report provided for in Rule 40 of the Rules of
Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The facts as they have been submitted by the applicant, a British
citizen born in Dundee in 1947 and currently detained in prison in
Scotland, may be summarised as follows:
On 30 March 1984 a notice of citation under Section 75 of the Criminal
Procedure (Scotland) Act 1975 ("the 1975 Act") was served on the
applicant to appear at the Sheriff Court, Dundee, on Monday
30 April 1984 for a diet of trial at which the applicant was to answer
an indictment on ten charges of fraud and one charge relating to the
Bail Act. The applicant was not present at his home and the notice of
citation and the indictment were served by a police officer leaving
them with his father at the applicant's address. The warrant of
citation relating to these offences had been issued on 21 March 1984,
fixing the date of the trial diet for 30 April 1984. In accordance
with Sections 75 and 111A of the 1975 Act, a notice of citation must
call upon the accused to appear and answer to the indictment at a
trial diet "not less than 29 clear days after the service of such
indictment and notice", and where the last day of the notice period
falls on a Saturday, Sunday or court holiday such period shall extend
to and include the next day which is not a Saturday, Sunday, or a
court holiday. The applicant contends before the Commission that the
last such day for good service was 29 March 1984, and that accordingly
no service was effected on him at all by the purported service on
30 March 1984, since such service was not capable of being effective
in respect of the predetermined trial date of 30 April 1984. This
argument was not raised by the applicant at his trial.
The trial was duly held before the Dundee Sheriff's Court, and he was
convicted on 11 May 1984 of all ten charges of fraud and the charge of
contravening the Bail (Scotland) Act 1980. The applicant was remitted
to the High Court for sentence, and on 23 May 1984 was sentenced to
four years' imprisonment in respect of the fraud charges and a
concurrent term of three months' imprisonment in respect of the Bail
Act charge.
On 14 May 1984 the applicant lodged notice of intention to appeal,
followed on 28 May 1984 with a note of appeal against conviction and
sentence.
The applicant's attention was drawn to publicity surrounding the
"29 clear day rule" concerning the period between service of the
notice of citation and the trial diet, arising from the case of
McDonald and others, in which the High Court gave an opinion on
10 July 1984. This motion arose from the decision of the High Court
on 19 and 20 June 1984, when objection had been taken at the trial to
the failure to allow 29 clear days to the defendant between service of
the citation and the trial diet.
The Crown had objected that such a challenge to the validity of the
trial should have been made, pursuant to Section 76 of the 1975 Act,
by way of a preliminary diet before the trial diet. Section 76
applies, inter alia, to matters "relating to the competency or
relevancy of the indictment or ... an objection such as is mentioned
in Section 108 (1) of the Act ... ". Section 108 (1) provides that:
"no objection by the accused to the validity of the citation against
him, on the ground of any discrepancy between the record copy of the
indictment and the copy served on him, or on account of any error or
deficiency in such service copy, or in the notice of citation, shall
be competent except by leave of the court on cause shown, unless its
intention to raise the objection is stated in the notice under
Section 76 (1) (a) of this Act and no such discrepancy, error or
deficiency shall entitle the accused to object to plead to such
indictment unless the Sheriff shall be satisfied that the same tended
substantially to mislead and prejudice the accused."
The question which arose for determination in the McDonald case was
therefore whether the failure to allow 29 clear days resulted in the
absolute nullity of the proceedings, or whether it was a defect in the
citation and trial which could be waived by the accused; that is,
whether the words "any error or deficiency ... in the notice of
citation" in Section 108 (1) of the 1975 Act, relate only to errors
and deficiencies in the form of the notice of citation, or whether
they apply also to notices which are erroneous or defective because
they call upon the accused to appear and answer an indictment on a
date prior to the completion of the period prescribed by Section 75,
read with Section 111A, of the 1975 Act.
The High Court held that the defect in question was one which was
covered by Section 108 (1) of the 1975 Act. Such an error on the face
of the citation rendered it invalid, but such invalidity did not have
the consequence that the proceedings as a whole were a nullity. The
citation was flawed by a failure to observe certain conditions, but it
did not cease to be a citation for that reason. Accordingly, the
accused's failure to raise objection to the insufficiency of the time
between citation and trial diet prior to the latter as required by
Section 76 of the 1975 Act amounted to a waiver.
In the light of this decision, the applicant submitted supplementary
grounds of appeal on 18 October 1984, contending that his case was
distinguishable from that examined in the McDonald case. He submitted
that, in view of the terms of the warrant of citation issued
on 21 March 1984, fixing the date of the trial diet for 30 April 1984,
it was not possible for service to be effected upon him at all after
29 March 1984. He contended that failure to serve an indictment is
fatal to any subsequent proceedings and cannot be waived by an
accused's appearance at the trial. Consequently, his trial had been a
nullity and the Court had no authority to convict and sentence him.
The applicant's appeal was heard and dismissed on 8 November 1984,
when the High Court chose to follow their decision in the McDonald
case. As a result, since he had failed to object to the period
between citation and trial diet prior to his trial, the applicant was
regarded as having waived that objection. The Court stated that:
"as a matter of fact no objection was taken or was sought to be taken
at a preliminary diet. No attempt was made to raise the question of
due notice of the trial diet before the appellant tended a plea and
what is even more important, bearing in mind that the issue of
prejudice is relevant, it was not even thought worthwhile to move for
an adjournment of the trial diet upon the ground of lack of time for
preparation. In all these circumstances the point raised in the
additional ground is not open to the appellant and even if it is open
to the appellant it is unsound in the light of the decision in
McDonald and must be rejected".
After his conviction and pending the hearing of his appeal the
applicant applied to the High Court for interim liberation on
12 July 1984. His application was refused, but in view of the
applicant's contention that he would be handicapped in researching for
his appeal if not released, the Court told the applicant that the
Court Clerk would be instructed to write to the prison authorities
about this matter. The Clerk to the Court therefore wrote to the the
Director of Scottish Prisons on 16 July 1984 as follows:
"J.W. R.,APPELLANT v HER MAJESTYS ADVOCATE, RESPONDENT
The above named Appellant appeared before the High Court here on
12th July 1984 to argue his application for bail pending the hearing
of his substantive appeal against his conviction at Dundee Sheriff
Court on 23rd May 1984 - the appeal will probably be heard in
September 1984.
Their Lordships refused the application for bail; however R. during
his address to the Court indicated that he would find it difficult in
prison to gain access to the appropriate reference works to help him
prepare his appeal against conviction. Although the Court refused
bail they told Mr. R. that they would instruct the Clerk of the
Appeal Court to write to the prison authorities about that particular
matter.
Accordingly, on the instructions of the Appeal Court, I am writing to
you to request that you do what you can to have R. given access to
such law reference works as are necessary for the preparation of his
appeal.
R. was sentenced on 23rd May 1984 at Edinburgh by the Lord Justice
Clerk to four years imprisonment and is presently at Perth prison.
Yours faithfully,".
The applicant wished to prepare his own appeal because it was unlikely
that he would receive legal aid, although he had applied for it. His
solicitors had initially advised the applicant not to appeal and that
legal aid would probably not be available. It appears however that an
application for legal aid was submitted at some stage but that it was
unsuccessful since counsel had failed to supply a supporting note.
The applicant contends that on 13 July 1986 he submitted a list of the
materials he required, consisting of four legal textbooks, three
statutes in force, and 13 case reports. He had received none of the
materials requested by 26 July 1984 and consequently renewed his
application for interim liberation on the ground that he had
insufficient facilities for his legal research. This renewed
application was rejected on 17 August 1984 because his earlier
application of 12 July had exhausted his rights of application. The
Governor of Perth Prison wrote to the High Court on 30 July 1984
stating that the Prison had made considerable effort to satisfy the
applicant's requirements and had supplied certain material, while
trying to obtain more. On 16 August 1984 Prison Headquarters informed
the Court that the applicant had requested the following books:
1. Renton and Brown's Criminal Procedure 5th Edition (1983)
2. Walker and Walker Law of Evidence in Scotland
3. Hume's Criminal Law Vols.1 and 2
4. The Criminal Justice (Scotland) Act 1980
5. Copy of Amendments to the Acts of Adjournal
6. Statute Law Revision (Scotland) Act 1906
7. Statute Law Revision (Scotland) Act 1964
On 20 July 1984 the librarian officer at Perth Prison reported to the
Governor that the public libraries in Perth had been contacted in
respect of number 1, 2 and 3 but that they did not have them.
Similarly, the Procurator Fiscal 3 had been approached , but was not
in a position to lend his copies, since he needed them for his own
use. The assistant Governor contacted the Justiciary Office, who
suggested that the Prison should buy numbers 1 and 2, but that number
3 was unobtainable. This the Prison did, and numbers 1 and 2 were
then lent to the applicant before 16 August 1984, together with the
Prison's copy of number 4. Since the latter was in constant use, the
applicant was only able to borrow it overnight, but the Prison has no
record that the applicant objected to this arrangement. In addition
the Prison supplied the applicant with the opinion of the High Court
of Justiciary in two cases directly relevant to his appeal, Swift and
McDonald.
In an effort to acquire the remainder of the legal texts necessary for
the preparation of his appeal the applicant wrote several letters to
the Clerk of Justiciary, to which he did not receive replies. He then
petitioned the Nobile Officium of the High Court on 4 September 1984.
However, a reply sent to the Governor of Perth Prison and dated
7 September 1984 said that this petition was not acceptable. The
applicant requested a copy of this letter and was refused.
At the beginning of September 1984 the applicant was assured by a new
Assistant Governor of the prison that the matter had been referred to
the Clerk of Justiciary, to whom the applicant again wrote without
receiving a reply. Since he had still not received all the material
requested the applicant petitioned the Secretary of State on
4 October 1984. He received assurances from the Governor and the
Assistant Governor of the Prison that something would be done, but he
had still received no further legal materials by 1 November 1984. He
petitioned the Secretary of State once more on that date, but he had
received no reply prior to the hearing of his appeal on 8 November.
The applicant further petitioned the Secretary of State on 14 and
27 November and 12 December 1984 requesting a referral of his case
back to the Appeal Court or the exercise of the prerogative of mercy.
These various petitions were refused on 23 January 1985. A further
petition dated 28 January 1985 requesting a reconsideration of the
matter has not yet been answered.
On 8 January 1985 the applicant received a letter dated November 1984
in which the Secretary of State refused his petitions concerning the
legal materials he had sought for his appeal. The applicant wrote to
the Secretary of State on 10 January 1985 enquiring when the reply was
sent and after what sort of "discussions" (as mentioned in the letter)
the decision to refuse him access to legal texts had been taken. No
reply has yet been received.
COMPLAINTS
The applicant complains of breaches of Articles 5 and 6 (Art. 5,
art. 6) of the Convention.
As regards Article 5 (Art. 5) the applicant claims that his
imprisonment following conviction by the Dundee Sheriff's Court on
30 April 1984 does not satisfy any of the separate requirements of
Article 5 (Art. 5). He was not lawfully detained after conviction by
a competent court (Article 5 para. 1 (a) (Art. 5-1-a)) because the
effect of the incorrect service of the indictment and warrant of
citation was to render the subsequent proceedings null and void.
As regards Article 6 (Art. 6) he argues that the fact that since the
service of the indictment and the warrant of citation upon him failed
to provide him with the statutory minimum period before his trial,
this amounts to a breach of Article 6 para. 3 (a) and (b) (Art. 6-3-a,
art. 6-3-b). Moreover, the failure of the prison authorities to
provide him with the various legal texts and case reports requested by
him for the preparation of his appeal is alleged to be a breach of
Article 6 para. 3 (b) (Art. 6-3-b).
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 19 November 1984 and registered on
18 February 1985.
On 6 May 1985, the Commission decided to bring the application to the
notice of the respondent Government in respect of the applicant's
complaints under Article 6 para. 3 (b) (Art. 6-3-b) of the Convention
and to invite them to submit written observations on its admissibility
and merits pursuant to Rule 42 para. 2 (b) of the Rules of Procedure.
The Government's observations were submitted on 10 September 1985.
The applicant replied on 15 October 1985, but following the
appointment of a lawyer to represent him, further observations were
submitted on 1 May 1986.
SUBMISSIONS OF THE PARTIES
A. THE RESPONDENT GOVERNMENT
1. The facts
The applicant has produced a list of textbooks, statutes and case
reports which he says he submitted to the prison authorities on
13 July 1984. The Government have no record of receiving such list and
submit that if one had been submitted, it would have been preserved
and acted upon. So far as the Government were aware, any requests for
legal materials were made informally and the prison authorities went
to some trouble to secure the books which were requested.
The applicant states that, at the appeal hearing on 8 November 1984,
he complained that he had not been provided with sufficient legal
materials. The Government submit that the Opinion of the Court does
not indicate that he complained of this or requested an adjournment on
this account. The Clerk of the Court and the Crown Office have no
recollection of his complaining or asking for an adjournment on that
account. The possibility of applying for such an adjournment had been
drawn to the applicant's attention in the letter of 4 September 1984
from the Clerk of the Court.
The Government make the following comments regarding the materials
requested by the applicant. Renton and Brown is the standard textbook
on criminal procedure and Walker and Walker is the standard work on
evidence. Hume's Criminal Law is one of the "institutional writings"
which first set out Scottish criminal law systematically. It was
published in 1797 and had several editions in the 19th century. While
it is very authoritative, its relevance to present day evidence and
procedure is limited and unlikely to provide any relevant information
which could not be obtained from Renton and Brown or Walker and
Walker. The Criminal Justice (Scotland) Act 1980 contains, among
other matters, provisions in respect of evidence and procedure.
Amendments to the Acts of Adjournal are amendments to the rules of
procedure of the criminal court. In fact, procedure in solemn
proceedings is generally set out in the Criminal Procedure (Scotland)
Act 1975 itself. Updated texts of any relevant acts of adjournal are
set out in Renton and Brown. The Statute Law Revision Acts are Acts
repealing obsolete statutes. Those listed appear to have no possible
relevance to this case. One is almost entirely repealed itself and
the other repeals Acts of the old Scottish Parliament before 1707.
2. Relevant domestic law and practice
The Government state that there is no specific statutory or case-law
on the subject of the rights of prisoners to have access to legal
materials in preparing for court proceedings.
However, Scots Law recognises the general principle that a person is
entitled to a fair hearing before the court, including an adequate
opportunity to prepare his case. A criminal court can adjourn a
hearing, on the motion of a party, if they consider this desirable in
the interests of justice. This can be done when the applicant has not
had an adequate opportunity to prepare his case, for instance if he
has had insufficient time or certain witnesses or documents have not
been available. In principle, this remedy should also be available
where a person has not had an adequate opportunity to prepare his case
because he has been unable to obtain access to legal materials which
he requires.
The Prison (Scotland) Rules 1952, and the Standing Orders giving
instructions on implementation of the rules, include provisions
regarding prisoners who are appealing against conviction or sentence,
and the facilities to be made available to them. In particular,
Rule 132 para. 1 provides:
"An appellant shall be allowed all reasonable facilities, including
the provision of writing materials, for communicating by letter with
his relatives and friends or for conducting correspondence or
preparing notes in connection with his appeal".
This provision is repeated in Standing Order Kb23 5 (a). However,
there is nothing specifically in rules and standing orders about the
provision of legal materials. This simply reflects the infrequency of
requests for legal materials by appellants.
3. Admissibility and merits
The Government submit that the applicant was in fact given adequate
facilities for the preparation of his defence. The word "facilities"
is qualified by the adjective "adequate" and it is clear from the
Commission's case-law that the facilities which must be granted are
restricted to those which assist or may assist him in the preparation
of his defence (Jespers v. Belgium, Application No. 8403/78, Comm.
Rep. 14.12.81, D.R. 27 p. 61).
The obligation under Article 6 para. 3 (b) (Art. 6-3-b) to ensure the
right of a person charged to have facilities for the preparation of
his defence does not require a Government itself to provide a person
who is at liberty with whatever legal materials he may wish. Any
layman may experience difficulties of a practical nature in having
access to certain legal authorities and textbooks. The fact that a
person is in prison and thus not at liberty to gather his own
materials cannot impose upon the Government any greater obligation
than to provide such materials as a person could reasonably have
acquired had he been at liberty, having regard to the local
circumstances. The obligation should, moreover, only relate to
materials which are relevant and necessary to the case. This
obligaton the Government submit that it has met.
The Government submit that the applicant was supplied with up to date
editions of the standard textbooks on court procedure and evidence. An
examination of the grounds of appeal lodged by the applicant reveals
that many of the grounds consist of allegations that various events
prejudiced the fairness of his trial and do not raise difficult
questions of law requiring much research. Insofar as his appeal
raised questions of evidence or procedure, the Government submit that
the availability of Walker and Walker and Renton and Brown would be
adequate. In respect of the most difficult point raised in his
grounds of appeal, namely, whether the deficiency of the service of
the Court invalidated the whole proceedings, the applicant had been
supplied with the opinion of the Court of Criminal Appeal in McDonald,
which reviewed the relevant authorities and dealt with facts
essentially indistinguishable from those of the applicant's case. The
Government argues that further legal research would have been
pointless.
The Government also submit that the applicant has failed to exhaust
domestic remedies in respect of this complaint. It would have been
possible for the applicant to ask for an adjournment of the appeal
proceedings on the grounds that he had not had an adequate opportunity
to prepare his case and the Court could have granted an adjournment if
satisfied that that was desirable in the interests of justice. The
letter from the Clerk of Court to the Prison Governor, dated
7 September 1984, pointed out that this was the appropriate means. The
Government submit that it is not established that at the appeal the
applicant asked for an adjournment or complained about lack of
opportunity to prepare his case.
For these reasons the Government request the Commission to declare
that the applicant's complaint under Article 6 para. 3 (b)
(Art. 6-3-b) of the Convention is manifestly ill-founded or that there
has been no breach of the Convention.
B. THE APPLICANT
1. The facts
The applicant contends that he made a formal request for materials by
presenting a list in writing on 13 July 1984 to the prison authorities
and denies that the list of requirements acknowledged by the
respondent Government is an accurate account of the materials
requested.
The applicant also states that there is no indication that the prison
authorities attempted to obtain the required texts from any
specialist, court or university libraries.
The applicant contends that he did complain to the Appeal Court
concerning his lack of access to legal materials in his additional
grounds of appeal and that he made a verbal submission on the point
but was told by the Court to be silent.
The applicant admits that Renton and Brown and Walker and Walker are
standard textbooks, but states that they contain many case references
and footnotes; without access to the material in these footnotes, they
were inadequate in themselves in preparing the applicant's appeal.
The applicant states that Hume's Criminal Law is a very authoritative
text and that access to the various statutes requested was essential.
He contends that his requests were for the minimum required for such
an appeal and that none of his requests lacked relevance.
2. Relevant domestic law and practice
The applicant complained both orally and in writing to the Court of
Appeal that he had been denied access to necessary legal texts and did
request an adjournment. These applicatons were refused.
Rule 132 para. 1 of the Prison (Scotland) Rules 1952 requires a
prisoner to be allowed all reasonable facilities in the preparation of
his appeal. The applicant submits that the respondent Government did
not comply with this rule and that omission of a specific provision
concerning access to legal materials is a serious defect in the Rules.
3. Admissibility and merits
A person in prison is not at liberty to gather his own materials and
there is accordingly a greater obligation on the respondent Government
to provide necessary materials than if he was at liberty.
The applicant requested four textbooks but was supplied with one only.
The crucial statute he requested was available for one night only. He
was not supplied with any of the thirteen precedents requested. All
of the applicant's grounds of appeal required substantial research and
reading for their preparation. The prison authorities could have
obtained the relevant materials with little effort. The applicant's
appeal included a ground of appeal not covered by the opinion in
McDonald and on which McDonald could have been distinguished. He
required further materials to research this point but was denied them.
It was perhaps for this reason that the Court ignored this point in
their opinion.
The applicant submits that he has exhausted domestic remedies, since
he did request an adjournment on the grounds that he had not had an
adequate opportunity to prepare his case.
THE LAW
1. The applicant complains that he is not lawfully detained
since the incorrect service of the indictment and warrant of citation
rendered null and void the proceedings in which he was convicted and
sentenced.
Article 5 (Art. 5) of the Convention provides inter alia that:
"1. Everyone has the right to liberty and security of person. No
one shall be deprived of his liberty save in the following cases and
in accordance with a procedure prescribed by law:
a) the lawful detention of a person after conviction by a competent
court;...".
The Commission recalls that, in accordance with Article 19
(Art. 19) of the Convention, its only task is to ensure the observance
of the obligations undertaken by the Parties in the Convention. In
particular, it is not competent to deal with an application alleging
that errors of law or fact have been committed by domestic courts,
except where it considers that such errors might have involved a
possible violation of any of the rights and freedoms set out in the
Convention. The Commission refers, on this point, to its constant
case-law (see e.g. decisions on the admissibility of applications
No. 458/59, Dec. 19.3.60, Yearbook 3 pp. 222, 236 and No. 1140/61,
Dec. 19.12.61, Collection of Decisions 8 pp. 57, 62).
The Commission recalls in the present case that the applicant raised
the argument that his trial was null and void in the appeal
proceedings before the High Court of the Justiciary. The High Court
however followed its previous decision in the McDonald case which held
that such errors did not result in the absolute nullity of proceedings
and found that since the applicant had failed to object to the errors
prior to his trial, he must be regarded as having waived that
objection. This interpretation is a matter of Scottish law.
Although the applicant's alternative interpretation which he urged in
the course of his appeal might have some force, it is not the case
that the High Court either ignored or misunderstood his line of
argument but that the Court preferred to follow the line of reasoning
adopted in the case of McDonald.
The Commission concludes therefore that this complaint fails to
disclose any appearance of a violation of Article 5 (Art. 5) of the
Convention.
It follows that this part of the application is manifestly ill-founded
within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
2. The applicant also complains that the failure to allow him the
statutory minimum time between service of the indictment and his trial
constituted a violation of Article 6 para. 3 (a) and (b) (Art. 6-3-a,
art. 6-3-b) of the Convention.
Article 6 para. 3 (a) and (b) (Art. 6-3-a, art. 6-3-b) of the
Convention provide that:
"3. Everyone charged with a criminal offence has the following
minimum rights:
(a) to be informed promptly, in a language which he understands and in
detail, of the nature and cause of the accusation against him;
(b) to have adequate time and facilities for the preparation of his
defence;...".
The Commission recalls however that the indictment was served on the
applicant on 30 March 1984 and that his trial began on 30 April 1984.
While this gave the applicant less than the "29 clear days" notice
required by statute, it does not appear from the facts of the
application that the applicant was not informed in detail of the
nature and cause of the charges against him or that he had
insufficient time to prepare his defence. The Commission notes that
the applicant did not complain in the trial proceedings that he had
had insufficient time or request an adjournment in order to gain more
time. The Commission accordingly concludes that on the facts of the
present application there is no appearance of a violation of
Article 6 para. 3 (a) or (b) (Art. 6-3-a, art. 6-3-b) of the
Convention.
It follows that this part of the application must be dismissed as
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
3. The applicant also complains that the failure of the prison
authorities to provide him with various legal texts and materials
deprived him of adequate facilities in the preparation of his appeal.
The Commission must first consider whether Article 6 (Art. 6) of the
Convention is applicable to the applicant's hearing before the Court
of Appeal.
Article 6 para. 1 (Art. 6-1) provides:
"1. In the determination of his civil rights and obligations or of
any criminal charge against him, everyone is entitled to a fair and
public hearing within a reasonable time by an independent and
impartial tribunal established by law. Judgment shall be pronounced
publicly but the press and public may be excluded from all or part of
the trial in the interests of morals, public order or national
security in a democratic society, where the interests of juveniles or
the protection of the private life of the parties so require, or to
the extent strictly necessary in the opinion of the court in special
circumstances where publicity would prejudice the interests of
justice".
Article 6 para. 3 (b) (Art. 6-3-b) of the Convention provides:
"3. Everyone charged with a criminal offence has the following
minimum rights:
b) to have adequate time and facilities for the preparation of his
defence;...".
The Commission recalls that in its judgment in the Delcourt case, the
European Court of Human Rights pointed out that Article 6 para. 1
(Art. 6-1) of the Convention does not compel the Contracting States to
set up courts of appeal or of cassation but that, nevertheless, a
State which does institute such courts is required to ensure that
persons amenable to the law shall enjoy before these courts the
fundamental guarantees contained in Article 6 (Art. 6) (Eur. Court H.R.
Delcourt judgment, Series A No. 11 para. 25).
Thus, the Commission considers that, although Article 6 (Art. 6) does
not guarantee an appeal in criminal proceedings, where the opportunity
to lodge an appeal in regard to the determination of a criminal charge
is provided under domestic law, the guarantees of Article 6 (Art. 6)
continue to apply to the appeal proceedings, since those proceedings
form part of the whole proceedings which determine the criminal charge
at issue (Application No. 9315/81, Dec. 15.7.83, D.R. 34 p. 96).
The applicant contends that he requested a number of legal textbooks,
statutes and case-precedents in order to enable him to prepare for his
appeal. It appears from the submissions of the parties that the
applicant was in fact supplied with two legal textbooks, two
case-precedents and given access overnight to the prison copy of a
statute. The applicant complains that these were not sufficient for
his purposes since he required access to other materials in order to
research particular grounds of appeal. He further complains that
while the prison authorities may have made some efforts to locate
materials, they did not take all possible steps, for example, they do
not appear to have approached university or specialist libraries.
However, in Article 6 para. 3 (b) (Art. 6-3-b) of the Convention, the
word "facilities" is qualified by the adjective "adequate". The
Commission recalls its constant case-law to the effect that the
facilities which must be granted to the accused are restricted to
those which assist or may assist him in the preparation of his defence
(see e.g. Jespers v. Belgium, Comm. Report 14.12.81, para. 57,
D.R. 27 p. 61).
The Commission also recalls that the specific guarantees laid down in
Article 6 para. 3 (Art. 6-3) of the Convention cannot be looked at in
isolation.
"They exemplify the notion of fair trial in respect of typical
procedural situations which arise in criminal cases, but their
intrinsic aim is always to ensure, or contribute to ensuring, the
fairness of the criminal proceedings as a whole. The guarantees
enshrined in Article 6 para. 3 (Art. 6-3) are therefore not an aim in
themselves, and they must accordingly be interpreted in the light of
the function which they have in the overall context of the
proceedings" (Can v. Austria, Comm. Report, 12.7.84).
The Commission must therefore also consider the applicant's complaints
under Article 6 para. 3 (b) (Art. 6-3-b) of the Convention in light of
the overriding purpose of fairness laid down in Article 6 para. 1
(Art. 6-1) of the Convention.
The Commission recalls that the applicant was detained in prison prior
to his appeal, which prevented him from searching out his own legal
materials for his appeal. The Commission notes that the High Court of
Justiciary instructed the prison authorities to do what they could to
give the applicant access to such law reference works as were
necessary for the preparation of his appeal. The applicant was
subsequently supplied with a number of materials, but not all of the
works which he requested. The Commission is of the opinion however
that there must be acknowledged to be practical limits to the steps
which the prison authorities could reasonably be expected to undertake
to find materials for the applicant's research. The Commission
recalls in this respect that the prison contacted the local libraries,
the Procurator Fiscal and the Justiciary Office and that they took the
step of buying two textbooks for the applicant's use.
The Commission also recalls that the applicant was nonetheless able to
argue his points of appeal before the Court at his hearing on
18 October 1984 and to raise the issue of the possible nullity of
proceedings for the consideration of the Court. The Court stated in
its Opinion that the issue of nullity had been set out at considerable
length in the applicant's grounds of appeal and had been developed
further before them in oral submissions; the Court summarised his
arguments in their decision but held that they were bound to follow
the leading case of McDonald.
The Commission is therefore of the opinion that on an evaluation of
the proceedings as a whole it has not been established that the
applicant was not given adequate facilities for the preparation of his
appeal or that he did not receive a fair hearing before the appeal
court as a result of any lack of legal materials for his research. An
examination of the proceedings as a whole accordingly does not
disclose any appearance of a violation of Article 6 para. 3 (b)
(Art. 6-3-b) of the Convention read in conjunction with Article 6
para. 1 (Art. 6-1) of the Convention.
It follows that this part of the application is manifestly ill-founded
within the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
For these reasons, the Commission
DECLARE THE APPLICATION INADMISSIBLE.
Deputy Secretary President
to the Commission of the Commission
(J. RAYMOND) (C.A. NØRGAARD)
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