I. v. SWITZERLAND
Doc ref: 13972/88 • ECHR ID: 001-912
Document date: May 31, 1991
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AS TO THE ADMISSIBILITY OF
Application No. 13972/88
by I.
against Switzerland
The European Commission of Human Rights sitting in private
on 31 May 1991, the following members being present:
MM. C.A. NØRGAARD, President
J.A. FROWEIN
S. TRECHSEL
F. ERMACORA
E. BUSUTTIL
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.-C. SOYER
H. DANELIUS
Mrs. G. H. THUNE
Sir Basil HALL
Mrs. J. LIDDY
MM. L. LOUCAIDES
A.V. ALMEIDA RIBEIRO
M.P. PELLONPÄÄ
B. MARXER
Mr. H.C. KRÜGER, Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 5 May 1988 by
I. against Switzerland and registered on 23 June 1988
under file No. 13972/88;
Having regard to:
- the observations submitted by the respondent Government on 20
April 1990 and the observations in reply submitted by the
applicant on 25 June 1990;
- the submissions of the parties at the hearing of 31 May 1991;
Having deliberated;
Decides as follows:
THE FACTS
The facts of the case, as submitted by the applicant, may be
summarised as follows.
The applicant, an Italian citizen born in 1942, is a
travelling salesman currently detained at Lugano prison in
Switzerland. Before the Commission he is represented by Mr. F.C.
Fischer, a lawyer practising in Zurich.
A. Particular circumstances of the case
On 2 February 1985 the applicant arrived by plane from
Bangkok at Zurich airport. At the customs control, a certain Giuseppe
(later Giovanni) M. who disembarked from the same plane was found to
have 1.385 kg of heroin in his suitcase. When the customs officer
asked M. whether he had a colleague, M. pointed to the applicant. The
latter then explained to the customs officer that he was travelling
with a group. When a search provided no further results, the
applicant was permitted to leave. Following further investigations, a
connection was suspected between M. and the applicant, and a search
for him was started. The applicant was arrested on the same day at
Lugano on a train to Italy.
I.
Immediately after his arrest the applicant asked a certain
Mrs. S.C. for help. The latter then contacted Mrs. B.G., a lawyer
(Rechtsanwältin).
On 3 February 1985, a Sunday, the applicant was questioned by
a Zurich District Attorney (Bezirksanwalt). The applicant spoke in
Italian and an interpreter was present. The applicant explained inter
alia that he had travelled via Zurich to and from Bangkok as a travel
agent at Barletta in Italy had told him that this was cheaper. By
coincidence, another person of whom he only knew the first name,
Giuseppe, had also booked the same trip at Barletta. On the plane he
had never sat next to Giuseppe. The applicant contested the charge of
having been involved in the importation of drugs into Switzerland. He
also requested an officially appointed lawyer.
On 8 February 1985 Mrs. B.G. sent the applicant a letter in
which she offered to represent him. He then signed and returned the
enclosed power of attorney.
On 13 February 1985 a police officer questioned the applicant.
The latter explained that while he did not know Giuseppe's family name,
he, the applicant, had been asked to write the family name C. on the
name tag of Giuseppe's suitcase in the train from Milan to Zurich.
The applicant also explained that at Bangkok airport he noticed that
the name C. did not coincide with that person's name in the passport
which was G.
The applicant was again heard by a police officer on
15 February 1985. He stated inter alia that he had sat next to
Guiseppe on the flight to Bangkok. In Bangkok he had not been
present when Giuseppe had received a suitcase.
On 18 February 1985 a Bülach District Attorney questioned the
applicant who stated that he hoped to be confronted with Giuseppe.
On 25 February 1985 Mrs. B.G. resigned as the applicant's
representative. On the same day, the applicant's present lawyer was
officially appointed as his representative.
Subsequently the applicant's present lawyer received the
case-file for consultation. By letter of 4 March 1985 he returned the
case-file to the District Attorney's Office.
At an interrogation on 8 March 1985 the applicant told the
District Attorney that in the train from Barletta to Zurich Giuseppe
had asked him to sign the name G. in his new passport.
In respect of all these interrogations the applicant's
officially appointed lawyer did not ask to be present, nor was he
invited to be present, though he subsequently received transcripts
thereof.
On 8 March 1985 the District Attorney informed the Zurich
Cantonal Police (Kantonspolizei) of a coming mission of a police
officer to Italy concerning the applicant's case. The District
Attorney thereby referred to "inquiries which had urgently to be made
in Barletta ... Italy" ("sind dringend Abklärungen in Barletta ...
Italien zu tätigen") and that the investigations which the police
officer would undertake would require previous consultation (nach
Rücksprache) with the District Attorney. The applicant's lawyer was
informed of this letter. The applicant's lawyer then telephoned the
District Attorney's Office that he had no supplementary questions to
be put during the investigations in Italy.
On 13 March 1985 the District Attorney applied to the Federal
Office for Police Affairs (Bundesamt für Polizeiwesen) to transmit to
the Italian authorities a commission rogatory enabling in particular the
District Attorney, accompanied by two police officers, to question the
staff of certain travel agencies and to obtain documents concerning
the applicant and M. The applicant's lawyer submits that he was told
about this letter only on 9 April 1985.
On 2 and 3 April 1985 the District Attorney and two police
officers questioned witnesses at Barletta in Italy, in particular two
travel agents.
On 9 April 1985 the applicant's lawyer conferred with the
District Attorney. There are different versions as to the content of
this conversation. According to the subsequent decision of the Zurich
Court of Appeal (Obergericht) of 17 January 1986 he was informed that
the applicant would again be questioned on 11 April 1985. According
to the submissions of the applicant's lawyer, he was not informed
thereof; rather, the conversation merely concerned the applicant's
detention on remand. It is undisputed that the applicant's lawyer was
further told about the investigations in Italy. The applicant's
lawyer eventually received a copy of the minutes of the investigations
in Italy.
On 11 April 1985 the applicant was questioned by the District
Attorney and asked to explain certain contradictions in his previous
statements. The applicant contested certain results of the
investigations in Italy. A lawyer was not present.
By letter of 17 April 1985 to the District Attorney, the
applicant's lawyer acknowledged receipt of the minutes of the
interrogations of 11 April 1985, as well as the transcript of the
hearing at Barletta on 2 April. The lawyer complained that he had not
been invited to either occasion.
On 6 June 1985 a final interrogation took place at the Bülach
District Attorney's Office. The applicant's lawyer was present.
On 10 June 1985 the Bülach District Attorney's Office indicted
the applicant before the Bülach District Court (Bezirksgericht) for the
offence of importing and transporting drugs. M. was indicted for the
same offence.
The trial took place on 26 June 1985. The applicant, M. and
their lawyers were present. The applicant's lawyer stated, inter
alia, that the results of the investigations in Italy were invalid as
he had not been able to put questions to the witnesses. It does not
transpire from the minutes of the trial whether the applicant or his
lawyer put questions to M.
On 26 June 1985 the Bülach District Court convicted the
applicant of contravening the Narcotics Act (Betäubungsmittelgesetz)
and sentenced him to seven years' imprisonment as well as 15 years)
expulsion from Switzerland. The co-accused Giovanni (previously
Giuseppe) M. was sentenced to six years' imprisonment. The applicant
and M. were each ordered to pay half of the costs of the proceedings
amounting to 14,543.50 SFr.
In its judgment the Court noted in particular that the
applicant had contradicted himself during the various interrogations
as to whether he knew the first and the family name of M.; as to where
he had noticed that the family name G. was not the name C.; and as to
the issue whether he had sat next to M. on the plane. The Court
referred to further contradictions mentioned in the bill of
indictment. The District Court concluded that for this reason the
applicant's claim that he was innocent could not be taken seriously.
It considered that M., who is illiterate, had himself made so many
contradictions that doubts arose as to his mental capacities and that
it would have been impossible for M. to organise such a transport of
drugs. The Court noted that M. had told the investigating authorities
upon his last interrogation on 15 May 1985 that it had been the
applicant who had constantly accompanied him and who had told him when
to pick up the suitcase in Bangkok; thus the applicant's function had
been to assist and supervise M. The Court concluded that the
applicant had knowingly and willingly participated in the transport of
drugs.
II.
The applicant filed an appeal (Berufung) against this judgment
to the Zurich Court of Appeal (Obergericht). M. also filed an appeal
but later withdrew it.
On 23 December 1985 the applicant's lawyer requested, in a
letter to the Court of Appeal, the hearing of two witnesses, D.G. and
G.C., possibly also of M. The applicant's lawyer explained that D.G.
and G.C. had been present in prison when M. had apologised to the
applicant claiming that he, M., had incriminated the applicant upon
his lawyer's advice, in order to get a more lenient sentence. The
applicant's lawyer also requested the Court to take to the case-file
the file of another Italian, M.A., who had been arrested, and who was
the lover of M.'s wife and the actual organiser of the drug transport.
On 8 January 1986 a telephone conversation took place between
the applicant's lawyer and judge P. of the Zurich Court Appeal.
According to the note for the file prepared by the applicant's lawyer
on 30 June 1986, judge P. stated that he did not regard it as
necessary to hear D.G. and G.C. Moreover, M. had already stated so
much nonsense (Unsinn) that his testimony was completely useless. The
note continues:
"Dr. P. continues with the (verbatim) 'very tentative
question' whether I would like to withdraw the appeal. The
case is quite clear for him and there is in his view not the
slightest chance that anything will be changed with regard
to the first instance judgment."
"Dr. P. fährt dann mit der (wörtlich) 'ganz schüchternen
Frage' fort, ob ich die Berufung denn nicht zurückziehen
wolle. Der Fall sei für ihn völlig klar und es bestehe
seiner Ansicht nach nicht die geringste Chance, dass am
erstinstanzlichen Urteil etwas geändert werde."
The applicant's lawyer replied that he had a different view of
the case.
The appeal hearing took place on 17 January 1986 before the
Second Criminal Chamber (Strafkammer) of the Zurich Court of Appeal.
The bench of this collegiate court was composed of three judges,
namely the chairman, judge P. and a further judge. The applicant, his
lawyer and the Public Prosecutor spoke. The latter referred inter
alia to M.'s incriminating statement.
After publicly deliberating the Court of Appeal, on 17 January
1986, convicted the applicant of contravening the Narcotics Act and
sentenced him to seven years' imprisonment as well as 15 years'
expulsion from Switzerland. The Court confirmed the imposition of
costs by the District Court and further ordered the applicant to pay
4786.40 SFr as costs for the appeal proceedings.
The Court found at the outset that it was unnecessary again to
question M. as his evidence would not alter consideration of the
applicant's case. Moreover, M. had proved to be so untrustworthy
(derart unglaubwürdig) that his statements would in any event be
unimportant (keine wesentliche Bedeutung). Insofar as the applicant
complained that his lawyer had not been present when investigations
were undertaken in Italy, the Court found that to the extent that the
witnesses' statemens were relevant, they had been confirmed by the
applicant.
With regard to the applicant's complaint that his lawyer had
not been present when the applicant was questioned during the
investigations, the Court noted that the lawyer had been informed
about the date of 11 April 1985. Moreover, at the final interrogation
on 6 June 1985 where he had been present he had not asked any
questions. The applicant had also not demonstrated any disadvantages
resulting from his lawyer's absence, and no such disadavantages were
apparent. The applicant had also not shown that the file of the other
Italian, M.A., was relevant for his own case.
With regard to the issue of guilt, the Court referred in all
parts to the considerations of the District Court. The Court
considered it extremely unlikely that by pure coincidence two persons
from Barletta in Italy, who did not previously know each other,
travelled together to Zurich, from there to Bangkok, where they stayed
in the same hotel, and back.
III.
Against this decision the applicant filed a plea of nullity
(Nichtigkeitsbeschwerde) which was dismissed by the Zurich Court of
Cassation (Kassationsgericht) on 8 October 1986.
The Court declared inadmissible the applicant's plea of
nullity with regard to the alleged partiality of judge P. as he should
have filed a challenge in this respect before the appeal hearing.
Insofar as the applicant complained that his lawyer was not present
when he was questioned, the Court noted, with reference to the
case-law of the Federal Court (Bundesgericht; see below relevant
domestic law and practice), that the applicant was not maintaining
that a request had been rejected for unjustified reasons (unsachliche
Gründe). Moreover, the applicant's lawyer had been present on 6 June
1985 as well as at the appeal hearing.
The Court further regarded as unfounded the applicant's
complaints that he had not been present when the authorities undertook
investigations in Italy, since the applicant had afterwards accepted
the results of the investigation; the applicant had not shown where
this had not been the case. Moreover, the statements of the two
witnesses heard in Italy had not been considered for the judgment, and
the applicant had not stated in what respect the Court of Appeal had
nevertheless had had regard therein.
IV.
The applicant's subsequent public law appeal (staatsrechtliche
Beschwerde) against the decision of the Court of Cassation of
8 October 1986 and the judgment of the Court of Appeal of 17 January
1986 was dismissed by the Federal Court on 5 November 1987. The
decision was served on 13 November 1987.
With regard to the applicant's complaints about judge P.'s
remarks before, and his various comments at, the appeal hearing the
Federal Court found it unnecessary to examine whether in this respect
the applicant could address his complaint directly against the Court
of Appeal since the facts complained of did not violate the Constitution.
A judge's lack of impartiality would not be called in question if, on
the basis of a consultation of the case-file, he told the lawyer that
the appeal was without prospects of success (nicht für aussichtsreich
hält).
Insofar as the applicant complained that his lawyer was not
present when the applicant was being interrogated, the Federal Court
referred in particular to its case-law concerning Section 17 para. 2
of the Code of Criminal Procedure of the Canton of Zurich (Straf-
prozessordnung; see below Relevant domestic law and practice). The
Court found that the applicant had not complained that a request to be
present had been arbitrarily rejected. The Court noted that the
lawyer had been present when the applicant was interrogated for the
last time, and that the lawyer had received transcripts of the minutes
of previous interrogations. The applicant's rights of defence under
the Swiss Constitution and the Convention had thus not been violated.
With regard to the applicant's further complaints, inter alia,
about the lawyer's absence when the witnesses in Italy were
questioned, the Court reiterated the grounds given by the appeal
courts. The Court also noted that both the applicant and the lawyer
had been present at the trial before the District Court when M. was
heard and that the Court of Appeal had not arbitrarily refused
to hear M.
B. Relevant domestic law and practice
As regards the presence of a lawyer when an accused is being
interrogated, Section 17 para. 2 of the Code of Criminal Procedure of
the Canton of Zurich states that "the investigating officer may permit
the defence counsel to be present when the accused is being questioned
in person" ("der Untersuchungsbeamte kann dem Verteidiger gestatten,
den persönlichen Einvernahmen des Angeschuldigten beizuwohnen").
In ATF (Arrêts du Tribunal Fédéral) 104 Ia 17ff the Federal
Court has interpreted this provision as permitting the exclusion of
the lawyer, without any grounds being given, when the applicant is
interrogated for the first time. If the lawyer is excluded on
subsequent occasions, grounds must be given.
According to Section 26 para. 1 of the Code of Criminal
Procedure the investigating officer may delegate certain duties to the
cantonal police.
As regards the questioning of witnesses, Section 14 of the
Code of Criminal Procedure states that the accused and his lawyer are
to be given the opportunity to be present on these occasions, and to
put questions to the witnesses.
On the other hand, according to Swiss legal practice, a person
accused of a criminal offence may not be questioned as a witness.
This applies to a co-accused even if independent proceedings are being
conducted against him (see R. Hauser, Kurzlehrbuch des schweizerischen
Strafprozessrechts, 1984, p. 170).
As regards the scope of an appeal, Section 419 of the Code
of Criminal Procedure states that the appeal may encompass complaints
about all deficiencies of the investigations, the trial and the
judgment of the first instance court. The appeal suspends the
execution of the judgment.
COMPLAINTS
1. The applicant complains that his lawyer was not present when
he was questioned on 3, 13, 15 and 18 February, 8 March and 11
April 1985. The applicant also complains that neither he nor his
lawyer were present when the witnesses were heard in Italy. The
applicant further complains that neither he nor his lawyer had an
opportunity to question M. It was not possible to question him
as a witness, bound under the threat of punishment to tell the truth,
as long as M. had not been convicted with legal effect.
The applicant relies in respect of these complaints on
Articles 6 para. 3 (b), (c) and (d) of the Convention.
2. Under Article 6 para. 1 of the Convention the applicant
complains that the Court of Appeal judge P. was biased. The applicant
refers to the telephone conversation of 8 January 1986.
The applicant moreover complains that at the appeal hearing
judge P. used a commanding voice and told the applicant to reply only
with yes and no. When during the public deliberation of the judgment
the issue of the costs of the proceedings was discussed, judge P.
refused to grant the applicant's request immediately to write off the
costs; he allegedly stated that he did not feel like giving such a
present to somebody who could spend 3,000.-SFr on an alleged holiday
trip.
3. Under Article 6 para. 2 of the Convention the applicant
complains of the manner in which the courts concluded that he was
guilty, submitting that his version of the events was not entirely
improbable.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 5 May 1988 and registered
on 23 June 1988.
On 5 February 1990 the Commission decided to communicate the
application to the respondent Government and invite them to submit
written observations on the admissibility and merits of the application
limited to the issues under Article 6 paras. 1 and 3 (c) and (d) of
the Convention.
The Government's observations were received by letter dated
20 April 1990 and the applicant's observations by letter dated
25 June 1990.
On 3 December 1990 the Commission decided to invite the
parties to a hearing on the admissibility and merits of the
applicant's complaints under Article 6 paras. 1 and 3 (b), (c) and (d)
that the applicant's lawyer was not present when the applicant was
interrogated or when investigations were undertaken in Italy; that M.
was not heard as a witness; and that judge P.'s remarks on the
telephone disclosed lack of impartiality.
The hearing took place on 31 May 1991. The Government were
represented by their Agent, Mr. Ph. Boillat, Head of the European Law
and International Affairs Section of the Federal Office of Justice,
and by Mr. B. Gehrig, judge at the Court of Cassation of the Canton of
Zurich, Mr. V. Lieber, a Registrar at that court, and Mr. F. Schürmann
of the European Law and International Affairs Section of the Federal
Office of Justice. The applicant was represented by his lawyer, Mr.
F.C. Fischer.
THE LAW
1. The applicant complains under Article 6 para. 3 (b), (c) and
(d) (Art. 6-3-b, 6-3-c, 6-3-d) of the Convention that his lawyer was
not always present when he was questioned by the investigating
authorities. The applicant also complains under Article 6 para. 3 (b)
and (d) (Art. 6-3-b, 6-3-d) that neither he nor his lawyer were
present when witness were heard in Italy. Moreover, neither he nor
his lawyer had an opportunity to question M. as a witness.
The applicant further complains under Article 6 para. 1
(Art. 6-1) of the Convention of bias of Court of Appeal judge P. The
applicant refers to the telephone conversation of 8 January 1986 and
to the manner in which judge P. conducted the appeal hearing.
The provisions of Article 6 (Art. 6) invoked by the applicant
state, insofar as they are relevant:
"1. In the determination ... of any criminal charge
against him, everyone is entitled to a fair ... hearing by
an ... impartial tribunal.
3. Everyone charged with a criminal offence has the
following minimum rights:
...
b. to have adequate time and facilities for the
preparation of his defence;
c. to defend himself in person or through legal
assistance of his own choosing or, if he has not sufficient
means to pay for legal assistance, to be given it free when
the interests of justice so require;
d. to examine or have examined witnesses against him
and to obtain the attendance and examination of witnesses on
his behalf under the same conditions as witnesses against
him;
..."
2. The Government first contend that the applicant has not
complied with the requirements under Article 26 (Art. 26) of the
Convention in that he did not employ various remedies at his disposal.
In particular the applicant failed to raise the complaint that Court
of Appeal judge P. lacked impartiality until the beginning of the
appeal hearing; in fact, he never produced the note concerning the
telephone conversation before the Swiss courts. Insofar as the
applicant complained that his lawyer was not present when the
applicant was being interrogated, the applicant's lawyer failed to ask
the District Attorney to be present after his appointment on 25
February 1985. As regards the applicant's complaint that his lawyer
was not present at the investigations in Italy, the applicant could
have asked for a new commission rogatory to question witnesses in
Italy. Finally, the Government submit that the applicant could have
proposed to the District Attorney further questions to be put to M.
which would have provoked a confrontation between the two accused.
Under Article 26 (Art. 26) of the Convention the Commission
may only deal with a matter after all domestic remedies have been
exhausted according to the generally recognised rules of international
law.
However, the Commission considers that the Federal Court dealt
in substance with all these complaints raised by the applicant. He
has therefore complied with Article 26 (Art. 26) of the Convention.
3. The applicant complains under Article 6 paras. 1 and 3
(Art. 6-1, 6-3) of the Convention of the unfairness of the criminal
proceedings instituted against him.
The Commission recalls that, in accordance with Article 19
(Art. 19) of the Convention, its only task is to ensure the observance
of the obligations undertaken by the Parties in the Convention. In
particular, it is not competent to deal with applications alleging
that errors of law or facts have been committed by domestic courts,
except where it considers that such errors might have involved a
possible violation of the rights and freedoms set out in the
Convention (see e.g. No. 458/59, Dec. 29.3.60, Yearbook 3 pp. 222,
236; No. 5258/71, Dec. 8.2.73, Collection 43 pp. 71, 77; No. 7987/77,
Dec. 13.12.79, D.R. 18 pp. 31, 45).
a) It is true that the applicant also complains under Article 6
paras. 1 and 3 (c) (Art. 6-1, 6-3-c) of the Convention that his lawyer
was not always present when he was questioned by the investigating
authorities. A lawyer would have been particularly important in order
to explain certain contradictions in the applicant's statements.
The applicant points out that, with the exception of 6 June
1985, his lawyer was not present at any interrogation and was not
invited thereto. He disputes in particular that his lawyer was
informed of the interrogation of 11 April 1985. The applicant
emphasises the relevance of the pre-trial investigations in the Canton
of Zurich, given the fact that at the trial the establishment of the
facts of the case will usually be regarded as settled. Thus it would
have been important for the lawyer to be present during the
interrogations. It is not the practice in the Canton of Zurich
individually to invite a lawyer or even to inform him of forthcoming
interrogations. A request for a general permission to be present at
all future interrogations would also not be granted.
The Government submit that neither the Convention nor the
Swiss Constitution directly grant a lawyer the right in principle to
be present when the accused is being interrogated during the
preliminary proceedings. With reference to the Can case (Comm. Report
12.7.84, para. 49, Eur. Court H.R, Series A No. 96, p. 15 et seq.) the
Government consider that Article 6 para. 3 (Art. 6-3) of the
Convention only applies to preliminary proceedings if the latter are
of crucial importance for the proceedings as a whole. This is not the
case under the criminal procedure of the Canton of Zurich.
The Government recall that Section 17 para. 2 of the Code of
Criminal Procedure has been interpreted as permitting the District
Attorney to refuse the lawyer to be present, without giving any
grounds, when the accused is being questioned for the first time. At
the subsequent interrogations, reasons must be given for excluding the
lawyer. It is normal practice in the Canton of Zurich that the
District Attorney informs the lawyer of forthcoming interrogations.
While it is true that in the Canton of Zurich such investigations are
of a certain importance for the trial, the Court of Cassation will
certainly uphold a plea of nullity if it is justifiably alleged, for
instance, that evidence which was important for the judgment was not
considered.
The Government accept in the present case that the applicant
asked for a lawyer to be present at the interrogations. However, in
the Government's opinion the applicant has not submitted that
insufficient grounds were given for refusing the applicant's lawyer to
be present at the interrogations. In fact the lawyer himself did not
ask to be present. He knew that there would be an interrogation on 11
April 1985 and was present at the interrogation of 6 June 1985. The
Government thus regard the complaint that the applicant's present
lawyer was not permitted to be present on three occasions as being
manifestly ill-founded.
The Commission, having regard to the parties' submissions
concerning the applicant's complaints under Article 6 paras. 1 and 3 (c)
(Art. 6-1, 6-3-c) of the Convention that his lawyer was not always
present when he was being interrogated by the Zurich investigating
authorities, considers that this part of the application raises
complex issues of fact and law which can only be resolved by an
examination of the merits. This part of the application cannot,
therefore, be declared manifestly ill-founded within the meaning of
Article 27 para. 2 (Art. 27-2) of the Convention. No other grounds
for inadmissibility have been established.
b) The applicant further complains under Article 6 paras. 1 and
3 (c) and (d) (Art. 6-1, 6-3-c, 6-3-d) that neither he nor his lawyer
were present when witnesses were heard in Italy. It would have been
important for the lawyer to be present in order to make any further
requests on the spot for the taking of evidence. The defence was thus
deprived of a possibility to search for exonerating evidence.
In the applicant's submissions his lawyer was told that a
police officer was going to Italy to collect certificates of good
character. It could not be expected from the lawyer to envisage any
further questions which might arise during the District Attorney's
investigations in Italy.
The Government contend that this complaint is manifestly
ill-founded, submitting that the courts relied on the results
obtained in Italy only to the extent that the applicant had himself
accepted them. Moreover, the applicant's lawyer who had been informed
before the investigations, had stated that he had no questions to
put. After the investigations had taken place, the lawyer was given
the minutes thereof, but he failed on this occasion to ask for the
institution of a new commission rogatory.
The Commission recalls that the fair hearing to be granted to
an accused person within the meaning of Article 6 paras. 1 and 3 (c)
and (d) (Art. 6-1, 6-3-c, 6-3-d) of the Convention requires respect
for the principle of equality of arms between the prosecution and the
defence (see No. 7413/76, Dec. 16.5.77, D.R. 9 p. 101).
In the present case the Commission notes that the District
Attorney undertook investigations in Italy together with two police
officers. There they questioned witnesses, in particular two travel
agents, and the applicant's lawyer was not present.
However, according to the judgments of the Zurich Court of
Appeal of 17 January 1986 and of the Zurich Court of Cassation of 8
October 1986 the results of these investigations were only used to the
extent that they had been accepted by the applicant. The Court of
Cassation further considered that the applicant had not shown that the
courts had used evidence which had not been accepted by him.
Moreover, also in the proceedings before the Commission the applicant
has not sufficiently demonstrated that for his conviction the Zurich
courts relied on elements of evidence obtained in Italy which he had
contested.
Accordingly, these complaints do not disclose any appearance
of a violation of Article 6 paras. 1 and 3 (c) and (d)
(Art. 6-1, 6-3-c, 6-3-d) of the Convention. This part of the
application is therefore manifestly ill-founded within the meaning of
Article 27 para. 2 (Art. 27-2) of the Convention.
c) The applicant also complains under Article 6 paras. 1 and 3 (d)
(Art. 6-1, 6-3-d) that neither he nor his lawyer had an opportunity to
question M. as a witness bound under the threat of punishment to tell
the truth. This was not possible as long as M. had not been convicted
with legal effect. It would therefore have been all the more
important to be able to question him afterwards. However, the Court
of Appeal refused to hear M. as a witness as his testimony would be
useless, yet M.'s statements were considered insofar as they
incriminated the applicant.
The Government contend that this complaint is manifestly
ill-founded. Reference is made to the Isgro and Asch cases (see Eur.
Court H.R., judgment of 19 February 1991, Series A No. 194-A; judgment
of 26 April, Series A No. 203, respectively). The Government submit
that when M. was questioned before the District Court, the applicant
and his lawyer were present, but failed to put questions to him.
Questions could also have been put to him before the Court of Appeal,
but as a former co-accused the value of his statements would have been
qualified. Finally, M.'s evidence would not have affected his
previous statements in which he implicated the applicant.
The Commission recalls the Convention organs' case-law
according to which the admissibility of evidence is primarily a matter
for regulation by national law and, as a rule, it is for the national
courts to assess the evidence before them. The evidence must normally
be produced in the presence of the accused at a public hearing with a
view to adversarial arguments. As a rule, Article 6 paras. 1 and 3 (d)
(Art. 6-1, 6-3-d) require that the defendant be given an adequate and
proper opportunity to challenge and question a witness (see Eur.
Court H.R., Isgro judgment, ibid., paras. 31-34).
In the present case the Commission notes that on 26 June 1985
both the applicant and M., as well as their respective lawyers, were
present at the trial before the Zurich District Court. The applicant
and his lawyer had therefore the possibility to put questions to M.
Insofar as the applicant claims that M., who was then a co-accused,
could not be questioned as a witness, the Commission considers that
for purposes of Article 6 para. 3 (d) (Art. 6-3-d), M. should be
regarded as a witness - a term to be given autonomous interpretation
by the Convention organs - because the District Court in its judgment
of 26 June 1985 in fact took into account M.'s statements (see Eur.
Court H.R., Isgro judgment, ibid., para. 33).
It follows that there is no violation of Article 6 paras. 1
and 3 (d) (Art. 6-1, 6-3-d) of the Convention and that this part of
the application is also manifestly ill-founded within the meaning of
Article 27 para. 2 (Art. 27-2) of the Convention.
3. Under Article 6 para. 1 (Art. 6-1) of the Convention the applicant
contends that the Court of Appeal judge P. was biased. The applicant
complains in particular of the telephone conversation of 8 January
1986. The impression which the applicant's lawyer had was that judge
P. would no longer consider exonerating circumstances. The applicant
also refers to the manner in which judge P. conducted the hearing
before the Court of Appeal.
The Government contend that judge P. was Judge Rapporteur of a
collegiate court. He could not be regarded as being partial merely
because he considered, on the basis of the case-file, that the appeal
offered no prospects of success and told the lawyer so. In fact, this
is a frequent practice forming part of the relationship of trust
between the Bar and the courts. The minutes of the hearing equally do
not indicate the partiality of judge P.
The Commission recalls that the existence of impartiality must
be determined according to a subjective test, that is on the basis
of the personal conviction of a particular judge in a given case, and
also according to an objective test, that is by ascertaining whether
the judge offered guarantees sufficient to exclude any legitimate
doubts in this respect (see, amongst other authorities, Eur. Court
H.R., De Cubber judgment of 26 October 1984, Series A No. 86, pp.
13-14, para. 24).
In the present case, no issue arises as to the objective test.
Rather, in view of the applicant's complaint that judge P. in fact
regarded him as being guilty before he had been tried, the Commission
must establish the judge's impartiality according to the subjective
test. In this respect the Commission recalls that the personal
impartiality of a judge must be presumed until there is proof to the
contrary (see Eur. Court H.R., De Cubber judgment, ibid., p. 14,
para. 25).
The Commission observes that according to a note for the file
prepared by the applicant's lawyer, a telephone conversation took
place on 8 January 1986 upon the initiative of judge P. with the
applicant's lawyer. During this conversation judge P., inter alia,
asked the applicant's lawyer whether he would not withdraw the appeal
as in judge P.'s view there was not the slightest chance that anything
would be changed with regard to the first instance judgment.
However, the Commission considers that this question was not
the main purpose of the telephone conversation which concerned mainly
organisational matters, namely the hearing of certain witnesses. It
has not been alleged before the Commission that judge P. was not
impartial when reading the case-file and as Judge Rapporteur forming
his opinion about the prospects of the applicant's appeal. In fact,
as the Federal Court also implied in its decision of 5 November 1987,
judge P.'s comment only concerned his point of view obtained at that
stage, i.e. on the basis of an early examination of the written
case-file. Judge P. was only one of three judges sitting at the
hearing of the Court of Appeal, and his view, and the views of the
other judges, would depend on the examination of any further written
documents until the appeal hearing as well as on the appeal hearing
itself.
As a result, while judge P.'s remarks during the telephone
conversation are certainly regrettable, the Commission finds that they
cannot serve to call in doubt his impartiality as such during the
proceedings within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention.
Insofar as the applicant also complains under Article 6
para. 1 (Art. 6-1) of the Convention of judge P.'s conduct during the
appeal hearing itself, the Commission finds that no issue arises under
this provision.
It follows that these complaints do not disclose any
appearance of a violation of Article 6 para. 1 (Art. 6-1) of the
Convention. This part of the application is therefore manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of
the Convention.
4. Insofar as the applicant complains under Article 6 para. 2
(Art. 6-1) of the Convention of the manner in which the courts
concluded that he was guilty, the Commission finds that no issue
arises under this provision. The remainder of the application is
therefore manifestly ill-founded within the meaning of Article 27
para. 2 (Art. 27-2) of the Convention.
For these reasons, the Commission, by a majority,
DECLARES ADMISSIBLE, without prejudging the merits
of the case, the applicant's complaint under Article 6
paras. 1 and 3 (c) (Art. 6-1, 6-3-c) of the Convention that
his lawyer was not always present when he was interrogated
by the Zurich investigating authorities;
DECLARES INADMISSIBLE the remainder of the application.
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)
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