KÜBLI v. SWITZERLAND
Doc ref: 17495/90 • ECHR ID: 001-1427
Document date: December 2, 1992
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AS TO THE ADMISSIBILITY OF
Application No. 17495/90
by Peter KÜBLI
against Switzerland
The European Commission of Human Rights (Second Chamber) sitting in
private on 2 December 1992, the following members being present:
MM. G. JÖRUNDSSON, Acting President of the Second Chamber
S. TRECHSEL
A. WEITZEL
J.-C. SOYER
H. G. SCHERMERS
H. DANELIUS
Mrs. G. H. THUNE
MM. F. MARTINEZ
L. LOUCAIDES
J.-C. GEUS
Mr. K. ROGGE, Secretary to the Second Chamber
Having regard to Article 25 of the Convention for the Protection of
Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 28 September 1990 by
Peter KÜBLI against Switzerland and registered on 27 November 1990 under
file No. 17495/90;
Having regard to the report provided for in Rule 47 of the Rules of
Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant, a Swiss citizen born in 1954, is a lawyer residing at
Küsnacht in Switzerland.
Particular circumstances of the case
The applicant had the "P.K. Lawsoft" company registered in the Zurich
Commercial Register (Handelsregister).
On 5 April 1989 the B. company introduced before the Zurich Commercial
Court (Handelsgericht) an action against the applicant, claiming 20,702.55
SFr. The action related inter alia to the "P.K. Lawsoft" company.
On 18 July 1989 the entry of this company in the Commercial Register
was deleted.
The applicant filed an objection against the action, claiming that the
court lacked jurisdiction ratione materiae (sachliche Zuständigkeit). On
23 August 1989 the Zurich Commercial Court dismissed the objection, inter
alia as at the time when the action was filed the applicant's company had
been registered in the Commercial Register.
The applicant filed a plea of nullity with the Zurich Court of
Cassation (Kassationsgericht), claiming that according to Section 188 of
the Zurich Code of Civil Procedure the Commercial Court should have based
its ruling on the circumstances prevailing on the day of its decision, i.e.
23 August 1989 (see below, Relevant domestic law); however, the company was
then no longer registered for which reason the Commercial Court lacked
jurisdiction.
The plea of nullity was dismissed by the Court of Cassation on 16
November 1989. The Court found inter alia:
"In respect of the jurisdiction ratione loci the Code of Civil
Procedure expressly states that the court's jurisdiction is determined
according to the circumstances at the time when the action is filed
(Section 16 of the Code of Civil Procedure). The jurisdiction ratione
materiae is examined by the Court ex officio when the action is filed
(Section 108 of the Code of Civil Procedure). The principle of
perpetuatio fori also applies to the jurisdiction ratione materiae;
after an action has been filed does not cease to exist
because of a change of circumstances which have determined the
jurisdiction... This applies in particular to the deletion of the
entry of a party in the Commercial Register..."
"Für die örtliche Zuständigkeit statuiert die
Zivilprozessordnung ausdrücklich, dass sich der Gerichtsstand nach den
Verhältnissen zur Zeit, da die Klage rechtshängig wird, bestimmt (§
16 ZPO). Die sachliche Zuständigkeit wird vom Gericht im Zeitpunkt
der Rechtshängigkeit von Amtes wegen geprüft (§ 108 ZPO). Der
Grundsatz der perpetuatio fori gilt sodann auch für die sachliche
Zuständigkeit; nach Eintritt der Rechtshängigkeit fällt diese durch
Veränderung der Umstände, welche sie begründet haben, nicht mehr dahin
... Dies gilt insbesondere auch für den Wegfall des Eintrags einer
Partei im Handelsregister..."
The applicant then filed an appeal (Berufung) and a public law appeal
(staatsrechtliche Beschwerde) with the Federal Court (Bundesgericht). The
Federal Court rejected the appeal on 17 November 1989 as being
inadmissible.
On 15 March 1990 the Federal Court dismissed the public law appeal,
agreeing with the interpretation of the Zurich Code of Civil Procedure by
the Court of Cassation. In the Court's opinion, the previous instance had
not decided arbitrarily. The Court's decision was served on the applicant
on 30 March 1990.
Relevant domestic law
According to Section 16 of the Zurich Code of Civil Procedure, a
court's jurisdiction ratione loci (Gerichtsstand) is determined by the
circumstances at the time when an action is filed (da die Klage
rechtshängig wird). According to Section 188 of the Code, the court shall
base its decision on the facts as they exist at the time when the final
decision is given.
COMPLAINTS
1. The applicant complains that the Swiss courts breached his right to
a "tribunal established by law" within the meaning of Article 6 para. 1 of
the Convention by assuming that the Zurich Commercial Court was competent
to decide the action brought against him. The competent court should have
been the Meilen District Court. The applicant submits that there is no
provision in the Zurich procedural law according to which jurisdiction
ratione materiae continues on the basis of the circumstances prevailing
when the action was filed. The application of Section 16 of the Zurich
Code of Civil Procedure to his case in fact amounted in essence to judicial
legislation.
2. The applicant complains under Article 13 of the Convention that he did
not have an effective remedy in that the Federal Court only examined
whether the previous decision had been arbitrary (Willkürprüfung).
THE LAW
1. The applicant complains under Article 6 para. 1 (Art. 6-1) of the
Convention that there was no legal provision in the Zurich procedural law
providing in his case for the jurisdiction ratione materiae of the Zurich
Commerical Court. Rather, the competent court should have been the Meilen
District Court.
According to the Commission's case-law, it is the purpose of the
requirement in Article 6 para. 1 (Art. 6-1) of the Convention that courts
shall be "established by law" that the judicial organisation in a
democratic society must not depend on the discretion of the Executive, but
that it should be regulated by law emanating from Parliament. Moreover,
the term "a tribunal established by law" in Article 6 para. 1 (Art. 6-1)
envisages the whole organisational set-up of the courts, including not only
the matters coming within the jurisdiction of a certain category of courts,
but also the establishment of the local courts, and the determination of
their local jurisdiction (see Zand v. Austria, Comm. Report 12.10.78, para.
69, D.R. 15 p. 80).
However, Article 6 (Art. 6) does not grant the defendant a right to
choose the jurisdiction of a court. In this respect, the Commission's task
is limited to examining whether reasonable grounds existed for the
authorities to establish the jurisdiction (see No. 16875/90, Dec. 10.10.90,
to be published in D.R.).
In the present case, the Commission notes that when the action was
filed against the applicant, the company was registered in the Zurich
Commercial Register. According to Section 108 of the Zurich Code of
Criminal Procedure, the jurisdiction ratione materiae of the Zurich
Commercial Court was thus established. Subsequently, the entry of the
applicant's company in the Commercial Register was deleted. The Commercial
Court nevertheless regarded itself as competent to deal with the action.
The Commission observes that the Swiss courts, when interpreting the
Zurich Code of Criminal Procedure and determining the jurisdiction of the
Zurich Commercial Court, relied on the principle of perpetuatio fori, well
known in the legal systems of the Convention States. The Commission does
not find it unreasonable that the Swiss courts considered that the
principle of perpetuatio fori also applied with regard to jurisdiction
ratione materiae, in particular in that, after an action had been filed and
such jurisdiction had been established, it did not cease to exist where the
defendant was no longer listed in the Commercial Register.
It follows that this part of the application is manifestly ill-founded
within the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
2. Under Article 13 (Art. 13) of the Convention the applicant complains
that he did not have an effective remedy in that the Federal Court only
examined whether the previous decision had been arbitrary.
However, even assuming that the applicant has an arguable claim to be
the victim of a violation of the rights set forth in the Convention, the
Commission finds that the applicant's complaints are directed against the
decisions of three courts, namely of the Zurich Commercial Court of 23
August 1989, the Zurich Court of Cassation of 16 November 1989, and the
Federal Court of 15 March 1990.
It follows that a remedy against a violation of the Convention
allegedly committed by these courts would require the possibility to appeal
against their judgments. However, the right to appeal is not as such
guaranteed by Article 13 (Art. 13) of the Convention, and this provision
cannot as a rule be relied upon in circumstances where the alleged
violation of the Convention lies in the decision of a court (see Nos.
12629/87 and 13965/88, S. v. Switzerland, Dec. 9.11.89, to be published in
D.R.).
The remainder of the application must therefore also be declared
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
For these reasons, the Commission unanimously
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the Second Chamber Acting President of the Second Chamber
(K. ROGGE) (G. JÖRUNDSSON)
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