KREMZOW v. AUSTRIA
Doc ref: 23888/94 • ECHR ID: 001-2348
Document date: October 18, 1995
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AS TO THE ADMISSIBILITY OF
Application No. 23888/94
by Friedrich Wilhelm KREMZOW
against Austria
The European Commission of Human Rights (First Chamber) sitting
in private on 18 October 1995, the following members being present:
Mr. C.L. ROZAKIS, President
Mrs. J. LIDDY
MM. E. BUSUTTIL
A.S. GÖZÜBÜYÜK
A. WEITZEL
M.P. PELLONPÄÄ
B. MARXER
G.B. REFFI
B. CONFORTI
N. BRATZA
I. BÉKÉS
E. KONSTANTINOV
G. RESS
A. PERENIC
C. BÎRSAN
K. HERNDL
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 12 January 1994
by Friedrich Wilhelm KREMZOW against Austria and registered on
14 April 1994 under file No. 23888/94;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having regard to the observations submitted by the respondent
Government on 17 March 1995; and the observations in reply submitted
by the applicant on 29 May and 16 August 1995;
Having deliberated;
Decides as follows:
THE FACTS
The facts, as they have been presented by the parties, may be
summarised as follows.
The applicant, born in 1938, is an Austrian national. At present
he is serving a life sentence for murder at the prison of
Vienna-Mittersteig. In the present case the applicant is represented
by Mr. H. Mühlgassner, a lawyer practising in Vienna.
I. The applicant has lodged a previous application (No. 12350/86),
which related to criminal proceedings at the outcome of which, on
18 December 1984, the Korneuburg Regional Court (Kreisgericht)
convicted the applicant of murder and unlawful possession of a firearm,
and sentenced him to twenty years' imprisonment. On 2 July 1986 the
Austrian Supreme Court (Oberster Gerichtshof), upon the public
prosecutor's appeal (Berufung), sentenced the applicant to life
imprisonment.
In this case, the Court rendered a judgment on 21 September 1993,
according to which there had been a violation of Article 6 para. 1
taken in conjunction with Article 6 para. 3 (c) of the Convention as
regards the applicant's absence at the hearing of the appeals (Eur.
Court H.R., Kremzow judgment of 21 September 1993, Series A no. 268-B).
The Court did not find violations of Article 6 regarding the further
complaints raised by the applicant. The respondent State was ordered
to pay part of the applicant's costs and expenses incurred in the
proceedings before the Convention organs.
In the course of their 507th meeting, held on 3 February 1994,
at Strasbourg, the Minister's Deputies adopted their Resolution
DH (94) 11 concerning the above judgment, according to which it had
exercised its functions under Article 54 of the Convention.
Further applications filed by the applicant (Nos. 13715/88,
15883/89, 16417/90, 19165/91, 20262/92, 21095/92, 23506/94) concerned
inter alia to the length of various proceedings.
His present application relates to the implementation of the
above Court judgment.
II. On 13 October 1993 the applicant informed the Federal Minister
of Justice about his proposals for an implementation of the above-
mentioned Court judgment of 21 September 1993. Thus, he requested that
it be suggested to the Austrian President to transform his sentence to
life imprisonment into a sentence to fifteen years' imprisonment; that
he should be released on probation and a probationary period of one
year be fixed; that the execution of his prison sentence be suspended
until the President had taken his decision. He also claimed payment
of the costs and expenses awarded against the respondent State, and he
reserved his position as to further compensation claims.
By letter of 27 December 1993, the Federal Ministry of Justice
informed the applicant about the measures taken following the Court's
judgment of 21 September 1993, in particular as regards the applicant's
costs and expenses, and that no further action was envisaged.
III. On 29 November 1993 the Korneuburg Regional Court dismissed the
applicant's request for a mitigation of his sentence. The Regional
Court considered that the applicant had not shown any circumstances
which would have resulted in a mitigation of his sentence. In this
respect, the Regional Court noted that the European Court of Human
Rights had found a violation of the Convention as regards the
applicant's absence at the hearing on his appeal before the Supreme
Court. However, there was no indication as to whether the applicant's
absence had taken an influence on the Supreme Court's decision on his
appeal, which would justify a subsequent mitigation of his sentence
under the relevant provision of the Code of Criminal Procedure
(Strafprozeßordnung).
On 29 December 1994, following successful appeal proceedings
before the Supreme Court, the Korneuburg Regional Court requested the
Vienna Court of Appeal to decide on an appropriate mitigation of the
applicant's sentence to life imprisonment. The Regional Court
considered as relevant subsequent mitigating factors the payment of
compensation by the applicant, the finding of a violation of the
Convention by the European Court of Human Rights and the applicant's
and his family's psychological suffering.
On 20 January 1995 the Vienna Court of Appeal transferred the
Korneuburg Regional Court's request for a mitigation of the applicant's
sentence to the Supreme Court, supporting the request in view of all
circumstances of the applicant's case.
On 3 April 1995 the Supreme Court dismissed the request for a
mitigation of the applicant's sentence to life imprisonment.
The Supreme Court, in its decision, observed that on the occasion
of a non-public hearing in presence of his defence counsel and the
General Prosecutor (Generalanwalt), the applicant had been given the
opportunity to argue the question of a mitigation of his sentence. In
particular, having regard to the judgment of the European Court of
Human Rights of 21 September 1993, he had the possibility to defend
himself in person regarding the motive, as established in the appellate
court decision. The Supreme Court noted that the applicant, repeating
his earlier statements, had further submitted that the motive had never
been clearly established. He had only learnt after the Supreme Court's
decision in 1986 that the Prosecutor General, when arguing his request
for life imprisonment, had called him a "defrauder" ("Betrüger") and
had reproached him with a low and reprehensible character.
The Supreme Court further noted the request of the Prosecutor
General to mitigate the applicant's sentence in particular taking into
account his particular sensitivity to serving his sentence following
the judgment of the European Court of Human Rights and following the
birth of his son in 1985.
The Supreme Court considered that, in accordance with the
relevant provision of the Code of Criminal Procedure, the mitigation
of a sentence fixed in a final judgment could only be justified with
regard to such circumstances which, had they been previously known,
would have obviously resulted in the fixing of a less severe sentence.
The applicant's arguments, taken alone and seen as a whole, were not
sufficient to entitle him to a mitigation. In this respect, the
Supreme Court noted in particular that, in its judgment of 1986, the
increase in the applicant's sentence had been based on the aggravating
circumstances of the premeditated homicide, committed for the low
motive of preventing the disclosure of his preceding own misconduct.
Having regard to the applicant's statements at the pre-trial stage, the
exercise of his defence rights at the hearing before the Supreme Court
would not have influenced the Court's findings. The finding of a
violation of the Convention by the European Court of Human Rights in
the applicant's case did not, therefore, call for an amendment of the
judgment of 1986, and, accordingly, the applicant's continued detention
had not turned to be unlawful.
IV. Moreover, on 24 September 1994 the applicant filed a request with
the Korneuburg Regional Court for his immediate release. Referring to
Article 5 para. 4 of the Convention, the applicant submitted that
following the Court's judgment of 21 September 1993 his continued
detention was unlawful.
On 12 November 1993 the Vienna Court of Appeal (Oberlandes-
gericht) dismissed the applicant's request that the Regional Court be
ordered to decide on his request for release within three days.
On 1 December 1993 the Korneuburg Regional Court rejected the
applicant's requests to find that his detention was unlawful and to
release him. The Regional Court, noting the findings of the European
Court of Human Rights in the judgment of 21 September 1993, considered
that the applicant was serving a prison sentence after his conviction,
and that the execution of this sentence was not unlawful.
On 10 January 1994 the Vienna Court of Appeal rejected the
applicant's appeal against the decision of 1 December 1993.
On 15 February 1994 the Austrian Supreme Court dismissed the
applicant's constitutional complaint about the respective decisions of
the Korneuburg Regional Court and the Vienna Court of Appeal.
V. In two sets of official liability proceedings pending before the
Vienna Regional Court, the applicant claims compensation regarding loss
of earnings and moral damages for his allegedly unlawful detention.
COMPLAINTS
The applicant, referring to the judgment of the European Court
of Human Rights of 21 September 1993, complains that the Austrian
authorities failed to ensure proceedings to review his continued
detention, and to order his release. He invokes Article 5 para. 4 and
Article 13 of the Convention. He further considers that there is a
continued violation of his rights under Article 6 of the Convention.
Originally, the applicant also relied on Article 53 of the Convention.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 12 January 1994 and registered
on 14 April 1994.
On 9 April 1994 the Commission dismissed the applicant's request
that the Commission should request the Court, under Rule 57 para. 1 of
the Court's Rules of Procedure, for the interpretation of the above
judgment (as far as its paragraphs 67 to 69 were concerned to the
effect that the hearing regarding his appeal as well as the Supreme
Court's judgment of 2 July 1986 sentencing him to life imprisonment
violate Article 6 para. 1 taken in conjunction with Article 6
para. 3 (c) of the Convention).
On 30 November 1994 the Commission decided to communicate the
application to the respondent Government, pursuant to Rule 48
para. 2 (b) of the Rules of Procedure.
The Government's written observations were submitted on
17 March 1995, after an extension of the time-limit fixed for that
purpose. The applicant replied on 29 May 1995, also after an extension
of the time-limit fixed for that purpose.
The Government filed further information on 16 June 1995. The
applicant submitted further observations on 16 August 1995.
In his observations of 16 August 1995, the applicant informed the
Commission that he did not wish further to invoke Article 53 of the
Convention regarding the alleged failure of the respondent Government
to abide by the Court's judgment of 21 September 1993.
THE LAW
The applicant complains that the respondent State failed to
implement the judgment of the European Court of Human Rights of
21 September 1993 in that the authorities refuse his release from
prison and do not provide for a judicial procedure to have the
lawfulness of his continued detention reviewed.
The applicant relies on Article 5 para. 4 (Art.5-4) and
Article 13 (Art. 13) of the Convention.
The Commission observes that the applicant, in his observations
of 16 August 1995, stated that he did no longer wish to pursue his
argument that the alleged failure to comply with the said judgment
amounted to a violation of Article 53 (Art. 53) of the Convention. He
amended his submissions in stating that his situation amounted to a
continued violation of Article 6 (Art. 6) of the Convention.
Article 5 (Art. 5), so far as relevant, provides as follows:
"1. Everyone has the right to liberty and security of person.
No one shall be deprived of his liberty save in the following
cases and in accordance with a procedure prescribed by law:
a. the lawful detention of a person after conviction by
a competent court;
...
4. Everyone who is deprived of his liberty by arrest or
detention shall be entitled to take proceedings by which the
lawfulness of his detention shall be decided speedily by a court
and his release ordered if the detention is not lawful.
..."
The Government consider that a prisoner sentenced unconditionally
to life imprisonment had - even after several years of imprisonment -
no right to a judicial examination of the question of being pardoned
and released. Such review could only be justified in particular cases
where detention was dependent upon in particular personal circumstances
susceptible to change. They object to the applicant's view that,
following the Court's judgment of 21 September 1993, finding a
violation of Article 6 paras. 1 and 3 (c) (Art. 6-1, 6-3-c) of the
Convention on the ground of the applicant's absence at the appeal
hearing before the Supreme Court, his continued detention was no longer
lawful within the meaning of Article 5 para. 1 (a) (Art. 5-1-a) of the
Convention. In this respect they refer to the case-law of the Court
that under the Convention it is not empowered to provide for the
quashing of a judgment or to give any directions to the respondent
State such as the opening of a new trial.
The applicant maintains that, under Article 53 (Art. 53) of the
Convention, Austria was bound by the judgment of the Court of
21 September 1993 and, while having a freedom of choice as to the means
of fulfilling its obligation under Article 53 (Art. 53), his continued
detention and the failure to remedy the established shortcomings in the
appeal proceedings before the Austrian Supreme Court amounted to a new
violation of his Convention rights. He considers that, had the appeal
proceedings before the Supreme Court been reopened and conducted in
conformity with the Convention standards, at most his sentence to
twenty years' imprisonment would have been confirmed. According to the
applicant, none of the subsequent domestic proceedings afforded a
sufficient remedy, in particular the proceedings regarding his request
for a reduction of the sentence to life imprisonment were insufficient
in that they in themselves did not afford the guarantees of Article 6
(Art. 6) of the Convention.
The Commission notes that the applicant serves a sentence to life
imprisonment following his conviction by the Korneuburg Regional Court
on 18 December 1984, and the Supreme Court's judgment of 2 July 1986.
The Commission recalls that where a sentence of imprisonment is
imposed after "conviction by a competent court", the supervision
required by Article 5 para. 4 (Art. 5-4) is incorporated in the
decision of the court. This finding applies to the extent that the
initial decision depriving a person of his liberty is concerned,
whereas in an ensuing period of detention new issues affecting the
lawfulness of the detention might arise (cf. Eur. Court H.R., De Wilde,
Ooms and Versyp judgment of 18 June 1971, Series A no. 12, p. 40,
para. 6; Thynne, Wilson and Gunnell judgment of 25 October 1990,
Series A no. 190-A, pp. 26/27, para. 60). Thus, the nature and purpose
of a given type of detention might require at a later stage a judicial
control as to whether the reasons initially warranting detention had
ceased to exist (Thynne, Wilson and Gunnell judgment, loc. cit., p. 27,
para. 69).
In cases concerning life imprisonment, the Convention organs have
found that discretionary life prisoners were entitled under Article 5
para. 4 (Art. 5-4) to take proceedings to have the lawfulness of their
continued detention decided by a court at regular intervals and to have
the lawfulness of any re-detention determined by a court. This view
was taken because of the very nature of the discretionary life sentence
which, unlike the mandatory life sentence, was imposed not because of
the inherent gravity of the offence but because of the presence of
factors which were susceptible to change with the passage of time,
namely mental instability and dangerousness. A clear distinction was
drawn between the discretionary life sentence which was considered to
have a protective purpose and a mandatory life sentence which was
viewed as essentially punitive in nature. As regards the latter
category of detention, the guarantee of Article 5 para. 4 (Art. 5-4)
was satisfied by the original trial and appeal proceedings and confers
no additional right to challenge the lawfulness of continuing detention
(Eur. Court H.R., Thynne, Wilson and Gunnell judgment, loc. cit.,
p. 27, para. 69; Wynne judgment of 18 July 1994, Series A no. 294-A,
pp. 14-15, paras. 33-36).
In the present case, the Supreme Court, in its decision of
2 July 1986, confirmed the applicant's conviction of murder and
sentenced him to life imprisonment, taking into account the aggravating
circumstances of the offence, committed for the low motive of
preventing the disclosure of the applicant's preceding misconduct.
Accordingly, the applicant is serving a life sentence of a merely
punitive nature.
The element which, according to the applicant, requires a new
judicial control regarding the lawfulness of his life sentence, is the
judgment of the European Court of Human Rights of 21 September 1993,
finding a violation of Article 6 para. 1 taken in conjunction with
Article 6 para. 3 (c) (Art. 6-1+6-3-c) as regards his absence at the
hearing of his appeal (Kremzow judgment loc. cit., pp. 44-45,
paras. 65-69).
The Commission recalls that in case of a finding of such a
violation of the Convention the Convention does not give the Court
jurisdiction to direct a respondent State to open a new trial or to
adopt other administrative measures (cf. Eur. Court H.R., Saïdi
judgment of 20 September 1993, Series A no. 261-C, p. 57, para. 47).
The Commission also notes that the applicant, in the context of
his above case, already raised the issue whether, in view of the
arbitrary and contradictory character of the Supreme Court's judgment
he was "lawfully" detained after conviction by a competent court, a
matter which he did not pursue in the proceedings before the Court and
which was not examined by the Court ex officio (cf., Eur. Court H.R.,
Kremzow judgment, loc. cit., pp. 47-48, paras. 78, 81).
The Commission considers that the applicant's detention is based
on the initial decisions of the Korneuburg Regional Court of
18 December 1984 and of the Supreme Court of 2 July 1986 and must by
regarded as detention after "conviction by a competent court" within
the meaning of Article 5 para. 1 (a) (Art. 5-1-a). In accordance with
the principles established in the Court's case-law, the guarantee of
Article 5 para. 4 (Art. 5-4) was therefore in principle satisfied by
the original trial and appeal proceedings.
In this context, the Commission recalls that the judicial
proceedings referred to in Article 5 para. 4 (Art. 5-4) need not always
be attended by the same guarantees as those required under Article 6
para. 1 (Art. 6-1) for civil or criminal litigation (cf. Eur. Court
H.R., Megyeri judgment of 12 May 1992, Series A no. 237-A, p. 11,
para. 22).
The subsequent finding by the Court, in its Kremzow judgment of
21 September 1993, of a violation of Article 6 paras. 1 and 3 (c)
(Art. 6-1, 6-3-c) regarding the applicant's absence at the hearing of
his appeal before the Supreme Court does not disclose such a violation
of his defence rights as to require a review of his conviction and
sentence (cf., mutatis mutandis, Eur. Court H.R., Drozd and Janousek
judgment of 26 June 1992, Series A no. 240, p. 34, para. 110).
Consequently, in the present case, there is no issue of
lawfulness which would entitle the applicant to a review of his
continued detention under the original mandatory life sentence.
In these circumstances there is no appearance of a violation of
the applicant's rights under Article 5 para. 4 (Art. 5-4) of the
Convention.
As Article 5 para. 4 (Art. 5-4) constitutes the lex specialis in
this area, there is no need to examine the case under the further
Convention articles invoked by the applicant, in particular Article 13
(Art. 13) (No. 11256/84, Dec. 5.9.88, D.R. 57, p. 47).
It follows that the application is manifestly ill-founded within
the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
For these reasons, the Commission, by a majority,
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the First Chamber President of the First Chamber
(M.F. BUQUICCHIO) (C.L. ROZAKIS)