KREMERS v. the NETHERLANDS
Doc ref: 26596/95 • ECHR ID: 001-2387
Document date: October 19, 1995
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AS TO THE ADMISSIBILITY OF
Application No. 26596/95
by Willem KREMERS
against the Netherlands
The European Commission of Human Rights (Second Chamber) sitting
in private on 19 October 1995, the following members being present:
MM. H. DANELIUS, President
G. JÖRUNDSSON
J.-C. SOYER
H.G. SCHERMERS
F. MARTINEZ
L. LOUCAIDES
J.-C. GEUS
M.A. NOWICKI
I. CABRAL BARRETO
J. MUCHA
D. SVÁBY
P. LORENZEN
Ms. M.-T. SCHOEPFER, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 22 December 1993
by Willem KREMERS against the Netherlands and registered on
1 March 1995 under file No. 26596/95;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a Dutch citizen, born in 1946, and residing in
Velp, the Netherlands. Before the Commission he is represented by
Mr. A.H.M.M. Romviel, a lawyer practising in Weurt, the Netherlands.
a. Particular circumstances of the case
In or around August 1990, the police started investigating
accusations of rape and sexual abuse, lodged by three sisters: A. (born
in 1968), B. (born in 1972), and C. (born in 1974). The sisters alleged
that they had been raped and sexually abused over a long period of time
by several relatives, amongst whom the applicant who is their uncle.
The police investigation was initially directed against, inter
alia, the applicant and two of his brothers. Later, at the end of 1990
or in the beginning of 1991, A., B. and C. also accused two other
relatives, Mr. H. and a third brother of the applicant. Subsequently,
the public prosecutor (officier van justitie) ordered the re-opening
of the police investigation. During the re-opened police investigation
additional evidence against the applicant appeared. The results of the
re-opened police investigation were added to the applicant's case-file
in November 1991.
It appears that, as a result of the complaints by the three
sisters criminal proceedings were brought against at least seven
persons, amongst whom the applicant, three of his brothers, his
brother-in-law Mr. H., his sister Mrs. B.K., who is the mother of A.,
B. and C., and Mr. H.W. who is married to a sister of A., B. and C.
The applicant was arrested on 18 September 1990 and subsequently
detained on remand. He was released on 2 April 1991.
On 23 November 1990, the applicant was summoned to appear before
the Regional Court (Arrondissementsrechtbank) of Arnhem on
11 December 1990. He was charged with multiple rape of B. and,
alternatively, indecent assault of B. The offences were alleged to have
taken place between 1979 and 1985.
On 11 December 1990, the Regional Court, following a request by
the applicant's lawyer, referred the case to the investigating judge
(rechter-commissaris) in order to hear five witnesses, amongst whom A.,
B. and C., and adjourned its examination of the case.
On 22 January 1991, the Regional Court referred the case to the
investigating judge for a full investigation of the case, and in
particular an examination of the alleged victims and witnesses. It
adjourned its further examination until 26 March 1991.
In January and February 1991, the investigating judge heard A.,
B. and C., two of their sisters and their mother in the absence of both
the public prosecutor and the applicant. The applicant and his lawyer
and the public prosecutor could follow the examinations on a TV-monitor
in a separate room and had been provided with the possibility to submit
their questions to these witnesses beforehand in writing.
On 26 and 27 March 1991, the Regional Court resumed its
examination of the case. The applicant denied all accusations against
him. At the applicant's request, the Regional Court subsequently heard
the applicant's wife. After having heard the final pleas, the Regional
Court closed its examination.
On 2 April 1991, the Regional Court acquitted the applicant of
the charges against him and ordered his immediate release. The public
prosecutor filed an appeal with the Court of Appeal (Gerechtshof) of
Arnhem.
In November 1991, the results of the re-opened police
investigation were added to the applicant's case-file by the Procurator
General (Procureur-Generaal) to the Court of Appeal.
On 24 December 1991, the Court of Appeal started its examination
of the applicant's case. Following the applicant's request, the Court
of Appeal referred the case to the investigating judge for an
examination of B., her sister D., Mr. H.W., Mr. H. and Ms. S.H. who had
regularly spent weekends at B.'s home. The Court of Appeal rejected the
applicant's request to order an examination by the investigating judge
of B.'s sister E. It adjourned its further examination until
25 February 1992.
On 13 January 1992, the investigating judge heard B. The
investigating judge, the court registrar, and the witnesses were in a
room on the first floor. The Procurator General was in an adjacent
room. The applicant and his lawyer were in a room on the second floor.
The Procurator General and the defence could follow the examinations
on TV-monitors. Video recordings were made of the examinations. The
investigating judge interrupted each of the examinations to give the
defence the opportunity to put additional questions to the witnesses.
In addition to B. and C., the investigating judge, on 13 and
14 January 1992, also heard Mr. H.W., Mr. H. and Ms. S.H. The
investigating judge decided not to hear B.'s sister D. as the defence
had no questions for her.
On 25 February 1992, the Court of Appeal resumed its examination
of the case. At that time, the separate cases of all accused, except
Mr. H.W. who had not filed an appeal against his conviction by the
Regional Court, were pending before the Court of Appeal. The Court of
Appeal dealt with all the cases on 25 and 26 February, 6 May and 2, 3,
5, 10, 17 and 19 June 1992. Although all cases were dealt with
simultaneously, they remained formally separated. The applicant denied
the charges against him.
On 25 February 1992, the Court of Appeal heard the applicant who
denied the charges against him. The Court of Appeal further heard the
police officers K. and M., who had been involved in the examinations
of A., B. and C. and/or the interrogations of some of the accused in
the related cases.
On 26 February 1992, at the applicant's request, the Court of
Appeal heard Mr. P., a psychologist having a certain expertise as
regards the particular problems surrounding incest. On the same day,
the Court of Appeal viewed parts of the video recordings of the
examination of B. by the investigating judge on 13 January 1992.
Subsequently, the applicant filed objections to the way in which the
investigating judge had carried out the examinations of the witnesses
on 13 and 14 January 1992. He objected, inter alia, to the fact that
the questions had to be submitted in writing beforehand, that not all
the questions he had submitted had been put to the witnesses, and that
the defence had not been given the opportunity to question the
witnesses directly. He also alleged that the investigating judge had
played too active a role when questioning B. The applicant argued that
as a consequence of these irregularities the prosecution should be
declared inadmissible. If the Court of Appeal should reject the request
to declare the prosecution inadmissible, he requested that B. be heard
before the Court of Appeal.
The Procurator General objected to a new hearing of B. in view
of the mental stress this would cause her. She stated that B. had been
advised by her psychiatrist not to testify again. The Court of Appeal,
however, decided to summon B.
Also on 26 February 1992, the applicant stated that, pending a
court recess, he had seen the Procurator General enter the judge's
chambers via the door in the court room several times and that she
entered the court room together with the three Court of Appeal judges.
He objected to this. The President of the Court of Appeal informed the
applicant that it is customary that the Procurator General and the
members of the Court of Appeal enter and leave the court room together
and through the same door. The President further informed the applicant
that no deliberations had taken place in the presence of the Procurator
General. The Court of Appeal subsequently adjourned its further
examination until 6 May 1992.
On 6 May 1992, the Court of Appeal adjourned its further
examination of the case until 2 June 1992 as the Procurator General
could not attend the hearing and as it had not been possible for a
colleague to get acquainted with the extensive case-file in time. It
further informed the defence that it would hear B. in camera and in the
applicant's absence. The latter would be enabled to follow the
examination via a TV-monitor and to put questions to her.
On 2 June 1992, the Court of Appeal resumed its examination. It
informed the parties that it intended to hear B. in camera and in the
applicant's absence. The Procurator General stated that she had no
objections. The applicant's lawyer objected to B. being heard in
camera.
After having deliberated, the Court of Appeal decided to hear B.
in camera in the absence of the applicant, holding, inter alia:
"... that the hearing of the witness B. shall take place in
camera, for the weighty reason that the interest of the
investigation and the finding of the truth so require.
After all, the witness must be enabled to respond as freely
and frankly as possible to the questions that will be put
to her about the charges against the suspect, knowing that
her statements will not immediately come to public notice
... that, furthermore, the hearing shall take place in the
absence of the suspect, since a direct confrontation
between the witness and the suspect is psychologically and
emotionally too burdensome for the witness...."
The defence requested the Court of Appeal to add the statements
made by A., B. and C. on the same day in the related proceedings to the
applicant's case-file. The Court of Appeal granted the request, but on
the explicit understanding that these statements were not to be
regarded as having been made in the applicant's case.
The Court of Appeal subsequently proceeded with its examination
of B. She was heard in a separate room, in the presence of the three
judges of the Court of Appeal, the Registrar to the Court of Appeal,
the Procurator General, the applicant's lawyer, as well as B.'s lawyer
and a social worker. The applicant remained in the court room, where
he could follow the examination on a TV-monitor. In addition to the
applicant, the lawyers of the accused in the related cases, Mr. P. and
a number of court officers (parketpolitie) were present in the court
room. They too could follow the examinations on the TV-monitor.
The Court of Appeal put a number of questions to B., which had
been submitted beforehand in writing by the defence. One of the
questions put to her by the defence concerned the punishment she
received from the applicant and other persons immediately after she had
filed a criminal complaint with the police against Mr. W.
The Court of Appeal gave the applicant's lawyer and the
Procurator General the opportunity to put an additional question to B.
The examination was also interrupted in order to allow the applicant's
lawyer to consult his client to see if he wished to put additional
questions to B. The applicant availed himself of this opportunity. The
defence put in total nine questions to B., of which she refused to
answer two.
According to the procès-verbal, those questions and her answers
were as follows:
"Hoe vonden de verkrachtingen plaats?
Daar kan ik niet meer op antwoorden. Ik wil niet meer over
allerlei details verklaren.
Kunt u precies vertellen wat gebeurde bij de verkrachtingen
door Willem Kremers?
Ik weet nog wel wat er gebeurd is bij de verkrachtingen,
doch ik kan hierover niet meer verklaren."
"How did the rapes take place?
I cannot answer that anymore. I do not want to make any
statement about all sorts of details anymore.
Can you recount precisely what happened during the rapes by
Willem Kremers?
I still know what happened during the rapes, but I can no
more declare anything about this."
The Procurator General put two questions to her, which she
answered.
After having put the applicant's additional questions to B., the
three judges, the Registrar, the Procurator General and the applicant's
lawyer returned to the court room, where the President of the Court of
Appeal gave the applicant a summary of what B. had stated. The
applicant stated that he was aware of the contents of B.'s statement.
The doors of the court room were subsequently opened and the
Court of Appeal adjourned its examination until 3 June 1992 ordering
the applicant, his lawyer and Mr. P to be present on that day.
On 3 June 1992, the Court of Appeal heard the applicant's
daughter, who, together with others, had occasionally gone swimming
with A., B. and C. in the past. It also heard the applicant's son.
After they had been heard before the Court of Appeal, the defence
requested that the statements made that same day by the witnesses
before the Court of Appeal in the related criminal proceedings be added
to the applicant's case-file. Having deliberated, the Court of Appeal
decided to add the statements by S.H., S.-H., N.T., D.L., as made in
the other cases, to the applicant's case-file, but on the explicit
understanding that these statements were not to be considered as having
been made in the applicant's case.
The applicant subsequently requested a new hearing of B. before
the Court of Appeal in order to confront her with the statements made
by the witnesses on 3 June 1992. He wished to ask B. when exactly she
went swimming and what kind of bathing attire she then wore.
The Procurator General objected to a further hearing of B.,
arguing that the interest of the victims in not being confronted any
longer with traumatic events spoke against such a hearing and that a
new hearing would be psychologically irresponsible. The request by the
defence to be allowed to react to the objection of the Procurator
General was rejected by the Court of Appeal. Its President stated that
the Court or Appeal was aware of the opinion and arguments of the
defence. After having deliberated, the Court of Appeal rejected the
request to hear B. again, considering, inter alia:
"... that the defence has been given ample opportunity to
question the witness. The court itself has observed that
the recollection of the events produced very burdensome
negative emotions on the part of the witness. The interest
of the defence in an additional examination does not, in
the court's opinion, outweigh the detriment to be
experienced by the witness as a result of this [an
additional hearing]. The court finds a further hearing of
B. neither desirable nor necessary."
The Court of Appeal subsequently heard Mr. P. again. He stated
that he had seen the examinations of A., B. and C. on 2 June 1992 via
a TV-monitor and that his first impression was that the examinations
were very burdensome, painful and emotional for them, that it happened
repeatedly that they had been unable to answer a question because of
their emotions, and that the emotions appeared to be genuine.
In the course of Mr. P.'s examination, the applicant's lawyer,
Mr. A.H.M.M. Romviel, mentioned that in April 1988, the alleged victims
had reported to the police that Mr. W., at that time a friend of their
mother, had raped them without, at that time, complaining of having
been raped by other family members. Mr. Romviel asked Mr. P. whether
this situation occurs frequently.
On 5 June 1992, the applicant's lawyer stated to the Court of
Appeal that only the day before he had become acquainted with the case-
file on the criminal proceedings against Mr. W. following a criminal
complaint for rape against Mr. W. filed by B. and C. in 1988. The
applicant's lawyer submitted that this file contains two medical
certificates concerning B. and C., from which it appears that, in
April 1988, C.'s hymen appeared not to be ruptured. The applicant's
lawyer further submitted that, in the case against Mr. W., B. had
stated to the police that she supposed that her hymen had been ruptured
by Mr. W. when he raped her at the end of 1987. The police officer M.
had been involved in the proceedings against Mr. W.
The Court of Appeal decided to add the case-file of Mr. W. to the
applicant's case-file and to summon Dr. H.-K., the gynaecologist who
had examined B. and C. in April 1988 as an expert witness. The Court
of Appeal heard Dr. H.-K. later that day.
Dr. H.-K. stated that it is practically impossible to state with
100% certainty whether intercourse has taken place on the basis of an
inspection of the hymen. Dr. H.-K. had had the impression, given the
state of B.'s hymen and the state of B.'s vaginal secretion, that B.
had had frequent sexual intercourse. She further stated that B.'s
behaviour had given her the impression that she had "a complete life
behind her". As regards C. she had had the impression that C. had not
had frequent sexual intercourse.
On 10 June 1992, the applicant's lawyer informed the Court of
Appeal that, in accordance with an agreement concluded between the
lawyers representing the other accused in the related cases
simultaneously pending before the Court of Appeal, the defence wished
to submit a general defence plea. This general plea was subsequently
submitted by one of the lawyers, Mr. L.J.L. Heukels. The defence, inter
alia, drew attention to the apparent discrepancies between B.'s
accusations against the applicant and the contents of Mr. W.'s case-
file. The defence requested the court to appoint one or more experts,
such as a psychiatrist, a clinical psychologist, an incest expert
and/or a traumatologist, to investigate the mental health of the
alleged victims.
The Court of Appeal decided to hear the testimony of another
gynaecologist. It rejected the applicant's request to appoint other
experts since it did not consider this necessary. The Court of Appeal
decided to summon Professor H., who had been proposed by both the
Procurator General and the defence.
On 17 June 1992, the Court of Appeal heard Professor H. and Dr.
H.-K. Professor H. stated that, having regard to the inspection method
used by Dr. H.-K. in this medical examination, the latter's finding
that C.'s hymen appeared to have been intact was not necessarily
correct. The applicant was given the opportunity to put questions to
both witnesses.
On 19 June 1992, at the applicant's request, the Court of Appeal
heard another gynaecologist, Professor E., who stated that Dr. H.-K.'s
method of inspection was reliable and that he had no reason to doubt
her conclusions.
Also on 19 June 1992, the Court of Appeal heard the Procurator
General's closing speech, in which she demanded a sentence of three
years' imprisonment, and the applicant's final pleas. The applicant's
final pleas consisted of a general plea concerning all the accused in
the related cases presented by Mr. L.J.L. Heukels, an additional
general plea in all cases presented by Mr. P.R. Wery and a final plea
concerning the applicant's case in particular, presented by the
applicant's lawyer Mr. A.H.H.M. Romviel.
The defence argued, inter alia, that the prosecution should be
declared inadmissible for a number of reasons. It argued, inter alia,
that the charges against the applicant were too vague, that the police,
for whose actions and failures the prosecuting authorities are
responsible, had intentionally withheld Mr. W.'s case-file, including
the medical certificates on B. and C. of 27 April 1988, and that the
public prosecutor had ordered the re-opening of the police
investigation during the trial before the Regional Court without
informing the defence or the Regional Court, and that the results of
the re-opened police investigation were added to his case-file by the
Procurator General in November 1991, after the applicant had lodged his
appeal. The defence further complained that, during a recess of one of
the hearings before the Court of Appeal, the Procurator General had
entered the judges' chambers, where the fully-robed judges were
present. It also complained that the rights of the defence, as regards
the hearing of the victims had been restricted to such an extent that
it could not be held that the applicant had received a fair trial. In
particular the Court of Appeal had refused to summon other experts as
witnesses and had allowed B. not to answer certain questions. The
defence also argued that the hearing of B. was not completed, as the
defence had not waived its right to hear her. The defence requested the
Court of Appeal, inter alia, to hear B. again in connection with the
information which had appeared from Mr. W.'s case-file.
In its judgment of 3 July 1992 the Court of Appeal quashed the
Regional Court's judgment of 2 April 1991, convicted the applicant of
multiple rape of B., acquitted him of the remaining charges and
sentenced him to eight months' imprisonment. The Court of Appeal used
in evidence statements made by B. before the police, the investigating
judge and the Court of Appeal, statements by the applicant before the
police and the Court of Appeal and statements before the police by two
other members of B.'s family.
The Court of Appeal held that the charges against the applicant
were in conformity with the requirements of Section 261 of the Code of
Criminal Procedure (Wetboek van Strafvordering) and that the methods
used in the police investigations had not been incorrect and that it
had not been shown to be plausible in any way that the police had acted
improperly and without due care.
As regards the alleged withholding of documents, the Court of
Appeal considered, inter alia:
"The argument that the police intentionally failed to add
to the case-file [the reports made by B. and C. against Mr.
W. and the medical certificates on them of 27 April 1988]
lacks foundation, because both in the ... procès-verbal in
the present criminal proceedings nr. M 9932/AB/1991 of
March 1991 (page 2) and in the procès-verbal of the
examination of C. dated 29 January 1991, nr. M 9931/G/1991
(added to the ... procès-verbal mentioned above, page 43)
the police officers explicitly referred to the case-file of
the criminal case against Mr. W., mentioning both the date
of the criminal complaint and the registration number of
the case-file."
As regards the presence of the Procurator General in the judges'
chambers, the Court of Appeal considered, inter alia:
"The court considers on this point that the Procurator
General entered the judges' chambers during a recess of the
trial only in order to hand a number of letters from the
lawyers in the present and other cases to the members of
the court. This happened while no deliberations were taking
place in the judges' chambers, which, as is correctly
stated in the [defence's] written plea, has been stated by
the President [of the Court of Appeal].
In the opinion of the court there were, under these
circumstances, no reasonable grounds to fear that the
Procurator General was involved in any way in deliberations
in chambers."
As regards the re-opening of the police investigation, the Court
of Appeal considered:
"The court rejects this argument. The re-opened [police]
investigation, which resulted in the second procès-verbal
with annexes, took place because [A., B. and C.] made new
statements, causing suspicions to arise against persons
who, up to that moment, had not been suspected of ...
involvement in the facts at issue. This second [police]
investigation was, therefore, not a further investigation
in respect of the suspects who, at that moment, had already
been summoned, but was directed against new suspects. This
does not alter the fact that during the re-opened police
investigation information came forward concerning the
suspects who had already been summoned at that moment.
It was open to the Procurator General, pursuant to Section
414 of the Code of Criminal Procedure, which gives the
suspect and his lawyer the same competence, to add new
documents to the case-file pending the appeal proceedings."
As regards the applicant's complaint that he was not given an
adequate and proper opportunity to question B., the Court of Appeal
considered:
"The court itself has observed that the examination in
general, and some of the questions put by the defence in
particular, entailed a strong emotional burden for B. The
hearing had to be interrupted several times because the
witness, as a result of intense emotions, was not capable
of replying to the questions put to her. At certain moments
the witness B. lapsed into fits of crying. This was
apparently the result of the confrontation with, and the
recollection of, the suffering experienced in her youth.
The court finds that with this the limit had been reached
of what could be required of this obviously traumatised
young woman - who, in the course of the present criminal
proceedings had already been heard repeatedly about the
experiences in her youth - as regards the interest of the
defence. For that reason it was in the opinion of the court
unacceptable to require this witness to stay in the room
after she had been heard, or after a recess of the hearing
to be present again the next day(s), so that possibly she
could be subjected again to questioning. For the same
reason it was undesirable to comply with the request of the
defence, which was made at a subsequent stage of the trial,
to summon this witness once again.
Insofar as it was not allowed to put a question, or insofar
as the witnesses were allowed not to answer a question,
this was done because, in the opinion of the court, the
question at issue implied a confrontation with, and the
recollection of suffering experienced in youth, which could
not be done in view of the emotional state of the witness."
As regards the applicant's argument that he was not given
adequate time and facilities to prepare his defence, the Court of
Appeal considered, inter alia:
"In the course of the various court hearings, the defence
has been able to submit whatever it considered relevant. As
a result of the addition of documents to the case-file at
the court hearing of 5 June 1992, an expert witness was
heard on the same day and two additional experts were heard
during the court hearings of 17 June and 19 June 1992,
respectively. Those additional hearing dates were
determined in consultation with, and with the approval of
the defence and the Procurator General. The court finds
that the suspect - in view of this procedure - cannot have
been harmed in his defence and that there has been no
violation of the principle of a fair trial."
The Court of Appeal rejected the applicant's request to appoint
experts to investigate the mental health of B. and her faculty of
memory, or to hear further witnesses. The Court found itself
sufficiently informed and considered that the necessity or desirability
of hearing further witnesses had not been made plausible.
The applicant subsequently lodged an appeal in cassation with the
Supreme Court (Hoge Raad). He complained that the Court of Appeal had
unjustly allowed B., after she had been heard on 2 June 1992, to leave
the court room without instructing her to be present again at the next
hearing, as she had not yet been formally excused as a witness by the
defence and the prosecution, that the Court of Appeal had unjustly
rejected the request by the defence to put additional questions to B.
after she had been heard on 2 June 1992. He further reiterated his
complaint about the re-opening of the police investigation, arguing
that the Court of Appeal had insufficiently reasoned its rejection of
this complaint.
The Advocate General (Advocaat-Generaal) to the Supreme Court
submitted his written conclusions on 27 April 1993. These conclusions
were transmitted to the applicant, who replied to them on 3 June 1993.
On 22 June 1993, the Supreme Court rejected the applicant's
appeal in cassation. It accepted the grounds on which the Court of
Appeal had rejected the applicant's complaints about the re-opening of
the police investigation.
As regards the applicant's complaints in respect of the
examination of B., the Supreme Court considered, inter alia, that on
2 June 1992 the applicant had not objected when B. did not appear in
the court room after she had been heard before the Court of Appeal in
a separate room. Moreover, the applicant had not objected when the
President of the Court of Appeal gave the names of the people who had
to be present again on 3 June 1992 without mentioning B.'s name. The
Supreme Court did not find that when hearing B. the Court of Appeal had
violated the relevant Sections of the Code of Criminal Procedure and
accepted the reasons the Court of Appeal gave for its decision to
refuse to summon B. for a further hearing.
b. Relevant domestic law
Pursuant to Section 24 of the Judicial Organisation Act (Wet op
de Rechterlijke Organisatie) it is prohibited for members of the
judiciary to have private contacts about pending or future proceedings
with the parties to those proceedings. Non-compliance with this
prohibition may result in a disciplinary reprimand (Section 14 of the
Judicial Organisation Act) or, if it concerns a second time, even
dismissal (Section 11 d.3 of the Judicial Organisation Act). Pursuant
to Section 28 of the Judicial Organisation Act members of the judiciary
are obliged to keep deliberations secret.
COMPLAINTS
1. The applicant complains that, during the proceedings before the
Regional Court, the public prosecutor ordered the police to re-open the
police investigation, without informing the Regional Court or the
defence whilst the results of the re-opened investigation were added
to his case-file after he had lodged his appeal with the Court of
Appeal.
2. The applicant complains that the police withheld crucial
information, in particular the medical reports of 27 April 1988 and
B.'s and C.'s statements made to the police in the case against Mr. W.
3. The applicant complains that his defence rights were unduly
restricted during the hearing of B. on 2 June 1992, as she was not
required to answer emotionally burdensome questions.
4. The applicant complains that, contrary to the Code of Criminal
Procedure B., after being heard, did not remain in the court room until
she was given formal permission to leave with the consent of the
defence and the Procurator General and that she was not notified that
she should be present when the Court of Appeal resumed its examination
the next day.
5. The applicant complains that the Court of Appeal failed to summon
B. for a second time and to hear other witnesses, although new relevant
facts had come to light, thereby depriving the defence of the
possibility to question these witnesses about the new facts.
6. The applicant complains that the Court of Appeal used the
statements of B. in evidence although the defence had had insufficient
opportunity to challenge or verify these statements in the light of the
exculpating facts which appeared after she had been heard.
7. The applicant complains that the Procurator General was present
in the judges' chambers of the Court of Appeal while the judges of that
court were there to deliberate. The Court of Appeal thus gave the
impression of allowing itself to be influenced by the Procurator
General and therefore of not being impartial.
The applicant invokes Article 6 of the Convention.
THE LAW
1. The applicant has lodged a number of complaints under Article 6
(Art. 6) of the Convention. This provision reads, insofar as relevant,
as follows:
"1. In the determination of ... any criminal charge against
him, everyone is entitled to a fair and public hearing ... by an
independent and impartial tribunal ...
2. ...
3. Everyone charged with a criminal offence has the following
minimum rights:
...
b. to have adequate time and facilities for the
preparation of his defence;
...
d. to examine or have examined witnesses against him and
to obtain the attendance and examination of witnesses on his
behalf under the same conditions as witnesses against him;
..."
2. The Commission will examine the applicant's complaints under
Article 6 paras. 1 and 3 (Art. 6-1, 6-3) taken together, since the
guarantees in paragraph 3 of Article 6 (Art. 6-3) represent constituent
elements of the general concept of a fair hearing set forth in
paragraph 1 (Art. 6-1) of this provision (cf. Eur. Court H.R., Lala
judgment of 22 September 1994, Series A no. 297-A, p. 12, para. 26).
3. The applicant complains that, during the proceedings before the
Regional Court, the public prosecutor ordered the police to re-open the
police investigation, without informing the Regional Court or the
defence whilst the results of the re-opened investigation were added
to his case-file after he had lodged his appeal with the Court of
Appeal.
The Commission observes that the Regional Court rendered its
judgment in the applicant's case on 2 April 1991, against which an
appeal was filed by the prosecution authorities. In accordance with
Section 414 of the Code of Criminal Procedure, which allows both the
Procurator General and the defence to add new documents to the case-
file during proceedings on appeal, the results of the re-opened police
investigation were added to the applicant's case-file in November 1991.
The Commission further notes that the Court of Appeal started its
examination of the applicant's case on 24 December 1991. On that day,
in accordance with the applicant's request, it referred the case to the
investigating judge in order to have a number of witnesses heard and
adjourned its further examination until 25 February 1992. Between
25 February and 19 June 1992, the Court of Appeal examined the case in
the course of nine hearings and pronounced its judgment on 3 July 1992.
The Commission finds, as regards the addition of the results of
the re-opened police investigation to the applicant's case-file, that
the defence has been provided with ample time and opportunity to study
and to challenge these additional means of evidence and does not find,
on this point, that the defence was placed at a substantial
disadvantage vis-à-vis the prosecuting authorities.
It follows that this complaint must be rejected as manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
4. The applicant further complains that the police withheld crucial
information, in particular Dr. H.-K.'s medical reports of 27 April 1988
and the statements B. and C. made to the police in the case against
Mr. W.
The Commission recalls that the domestic courts rejected this
complaint for lack of foundation. The Commission notes that, after the
defence had realised the possible relevance of the facts of the case
of Mr. W., it requested the Court of Appeal to add Mr. W.'s case-file
to the applicant's file, a request which was granted.
The Commission further notes that, in the course of the last four
hearings before the Court of Appeal, the contents and relevance of the
material contained in Mr. W.'s case-file formed the subject of an
elaborate examination before the Court of Appeal, which included the
hearing of three gynaecologists.
In these circumstances the Commission finds that on this point
there is no indication that the proceedings were not in conformity with
the requirements of Article 6 (Art. 6) of the Convention.
It follows that this part of the application is manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
5. The applicant complains that, on 2 June 1992, B. was allowed not
to answer emotionally burdensome questions, and that therefore he was
unduly restricted in the exercise of his defence rights as regards her
questioning before the Court of Appeal.
The Commission has regard to the special features of criminal
proceedings concerning rape and other sexual offences. Such proceedings
are often conceived of as an ordeal by the victim. In the assessment
of the question whether or not in such proceedings an accused received
a fair trial, account must be taken of the right to respect for the
victim's private life. Therefore, the Commission accepts that in
criminal proceedings concerning sexual abuse certain measures may be
taken for the purpose of protecting the victim, provided that such
measures can be reconciled with an adequate and effective exercise of
the rights of the defence (Baegen v. the Netherlands, Comm. Report
20.10.94, para. 77).
The Commission finds that, in exceptional circumstances, there
may be reasons for allowing a witness not to answer certain questions.
The Commission notes that the Court of Appeal heard B., who had
already been questioned a number of times on her allegations against
the applicant, at the explicit request of the defence. The Procurator
General had objected to her being heard before the Court of Appeal in
view of the mental stress this would entail for her.
The Commission further notes that of the nine questions the
defence put to B., she refused to answer two. These questions concerned
factual details of the alleged rapes, which apparently had already been
answered by her at various stages of the proceedings. The Commission
finally notes the Court of Appeal's statement in its judgment of
3 July 1992 that the questioning of B. had to be interrupted several
times because, as a result of intense emotions, she was not capable of
replying to the questions put to her and that, at certain moments, she
lapsed into fits of crying.
In these circumstances the Commission cannot find that it was
arbitrary or unreasonable to allow B. not to answer certain questions
in view of her emotional state and the fact that she was in fact being
asked to repeat factual details which she had already given previously.
The Commission finds that the defence was provided with sufficient
opportunity to question B. on 2 June 1992 and cannot find that the
applicant was substantially affected in the exercise of his defence
rights in B.'s examination before the Court of Appeal.
It follows that this part of the application must be rejected as
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
6. The applicant further complains that, although the defence had
not formally waived its right to question B., she did not return to the
court room after her examination before the Court of Appeal, and that
the Court of Appeal, contrary to the Code of Criminal Procedure, failed
to notify her that she should be present when the Court of Appeal would
resume its examination. The applicant also raises a number of
complaints in respect of his unsuccessful request to the Court of
Appeal to hear B. again and to hear other witnesses in connection with
new and allegedly exculpating facts which had appeared after B. was
heard on 2 June 1992. He complains in particular that the Court of
Appeal used B.'s statements in evidence whereas it had rejected the
request by the defence to hear her again and to hear other witnesses,
thereby depriving the defence of the opportunity to challenge B.'s
statements in the light of the facts which had appeared after she was
heard before the Court of Appeal.
Insofar as the applicant complains that the Court of Appeal
violated the Code of Criminal Procedure by failing to notify B. that,
following her examination on 2 June 1992, she had to be present at the
next court hearing as the defence had not formally waived its right to
question her, the Commission recalls that, in accordance with
Article 19 (Art. 19) of the Convention, its task is to ensure the
observation of the obligations undertaken by the parties to the
Convention. It is not competent to deal with a complaint alleging that
errors of law or fact have been committed by domestic authorities,
except where it considers that such errors might have involved a
possible violation of any of the rights and freedoms set out in the
Convention (cf. No. 21283/93, Dec. 5.4.94, D.R. 77, pp. 81 and 88).
It remains to be examined whether the applicant's rights under
Article 6 paras. 1 and 3 (b) (Art. 6-1, 6-3-b) of the Convention have
been respected as regards the administration of evidence before the
Court of Appeal.
The Commission notes that, when B. was heard, the applicant's
lawyer was provided with the possibility to put additional questions
to her and that the questioning was interrupted in order to enable the
applicant's lawyer to consult the applicant to verify whether the
latter wished to put additional questions to B., which both the lawyer
and the applicant did.
The Commission does not find it established that, when on
2 June 1992 the Court of Appeal returned to the court room, the defence
still had any questions to put to B. Moreover, it was open for the
applicant to request the Court of Appeal to hear B. a second time,
which the applicant did, although unsuccessfully.
In these circumstances the Commission does not find that the fact
that B., after being heard, did not return to the court room and was
not told to be present at the next hearing of the Court of Appeal
harmed the applicant in his defence.
As regards the Court of Appeal's rejection of the applicant's
request to hear B. again and to hear other witnesses, the Commission
recalls that Article 6 (Art. 6) does not grant the accused an unlimited
right to secure the appearance of witnesses in court. It is normally
for the national courts to decide whether it is necessary or advisable
to hear a witness (cf. No. 8231/78, Dec. 6.3.82, D.R. 28, p. 5,
No. 10563/83, Dec. 5.7.85, D.R. 44, p. 113; Eur. Court H.R., Bricmont
judgment of 7 July 1989, Series A no. 158, p. 31, para. 89).
The Commission, recalling its finding that B. was heard before
the Court of Appeal in accordance with the requirements of Article 6
paras. 1 and 3 (Art. 6-1, 6-3) of the Convention (see para. 5), notes
that Mr. P., a psychiatrist, stated before the Court of Appeal that he
had the impression that the hearing before the Court of Appeal had been
extremely burdensome, painful and emotional for B. and her sisters.
Also the Court of Appeal itself had observed that B.'s examination
before it had been emotionally very burdensome for her and had found
that the limit had been reached of what could be required of her in
respect of the interest of the defence.
In these circumstances, and taking into consideration the special
features of criminal proceedings concerning rape and other sexual
offences and, in particular, the situation of victims of such offences,
the Commission cannot consider the Court of Appeal's decision not to
hear B. again as arbitrary or unreasonable.
The Commission further notes that, after the case-file of Mr. W.
had been admitted as evidence, three gynaecologists were extensively
heard before the Court of Appeal in connection with the information
contained in that case-file, and that the Court of Appeal did not find
it necessary to appoint further experts to investigate the mental
health of B. and her faculty of memory, or to hear further witnesses.
The Commission also notes that B.'s statements were not the only
evidence on which the Court of Appeal based the applicant's conviction.
It also had regard to statements by the applicant and two other family
members.
The Commission, therefore, cannot find that the Court of Appeal's
refusal to hear B. again or to summon further witnesses deprived the
applicant of a fair hearing within the meaning of Article 6 paras. 1
and 3 (Art. 6-1, 6-3) of the Convention.
Furthermore, noting that the applicant was convicted on the basis
of evidence which was debated in the course of adversarial proceedings
in which the applicant was represented by a lawyer, who, in the course
of nine hearings before the Court of Appeal, was provided with ample
opportunity to state the applicant's case and to challenge the evidence
against the applicant, the Commission finds that the proceedings
against the applicant, considered as a whole, were in conformity with
the requirements of Article 6 paras. 1 and 3 (Art. 6-1, 6-3) of the
Convention.
It follows that this part of the application is manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
7. The applicant further complains of the Procurator General's
presence in the judges' chambers of the Court of Appeal during an
interruption of the court hearing. He submits that this cast a doubt
on the impartiality of the Court of Appeal.
The Commission recalls that the existence of impartiality for the
purposes of Article 6 para. 1 (Art. 6-1) of the Convention must be
determined according to a subjective test, that is on the basis of the
personal conviction of a particular judge in a given case, and also
according to an objective test, that is ascertaining whether the judge
offered guarantees sufficient to exclude any legitimate doubt in this
respect (Eur. Court H.R., Hauschildt judgment of 24 May 1989, Series A
no. 154, p. 21, para. 46, and Padovani judgment of 26 February 1993,
Series A no. 257-B, p. 20, para. 25).
The Commission notes that the applicant has not expressed any
doubts as to the personal impartiality of the members of the Court of
Appeal.
As to the objective test, it must be determined whether, quite
apart from the judge's conduct, there are ascertainable facts which may
raise doubts as to his impartiality. In this respect even appearances
may be of a certain importance. What is at stake is the confidence
which the courts in a democratic society must inspire in the public and
above all, as far as criminal proceedings are concerned, in the
accused. It follows that, in deciding whether in a given case there is
a legitimate reason to fear that a particular judge lacks impartiality,
the opinion of the accused is important but not decisive. What is
decisive is whether his fear can be regarded as objectively justified
(Padovani judgment, loc. cit., p. 20, para. 27).
In its judgment of 3 July 1992, the Court of Appeal stated on
this point that during an interruption of the trial, the Procurator
General entered the judges' chambers only in order to hand a number of
letters to the members of the Court of Appeal and that no deliberations
took place at that time. The Commission has no reason to doubt the
accuracy of this statement. Having regard also to Section 24 in
conjunction with Sections 11 and 14 of the Judicial Organisation Act,
the Commission finds no elements that warrant misgivings about the
objective impartiality of the Court of Appeal.
It follows that this complaint must be rejected as manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
For these reasons, the Commission, unanimously,
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the Second Chamber President of the Second Chamber
(M.-T. SCHOEPFER) (H. DANELIUS)
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