E.S. v. GERMANY
Doc ref: 23576/94 • ECHR ID: 001-2480
Document date: November 29, 1995
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AS TO THE ADMISSIBILITY OF
Application No. 23576/94
by E. S.
against Germany
The European Commission of Human Rights (First Chamber) sitting
in private on 29 November 1995, the following members being present:
Mr. C.L. ROZAKIS, President
Mrs. J. LIDDY
MM. E. BUSUTTIL
A.S. GÖZÜBÜYÜK
A. WEITZEL
M.P. PELLONPÄÄ
B. MARXER
B. CONFORTI
N. BRATZA
I. BÉKÉS
E. KONSTANTINOV
G. RESS
A. PERENIC
C. BÎRSAN
K. HERNDL
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 23 February 1994
by E. S. against Germany and registered on 4 March 1994 under file
No. 23576/94;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The facts of the case, as they have been submitted by the
applicant, may be summarised as follows.
The applicant, born in 1937, is a German national and resides in
Ennsdorf. In the proceedings before the Commission, he is represented
by M. P. Becker, a lawyer practising in Marburg.
The applicant was a professional soldier in the service of the
Federal Republic of Germany since 1960. In 1982 he was appointed as
fleet admiral. Since 1984 he was the Head of the Bergisch Gladbach
Office for Research and Training (Amt für Studien und Übungen) of the
Federal Armed Forces (Bundeswehr).
On 21 December 1989 the Federal Minister of Defence (Bundes-
minister der Verteidigung) went to see the Federal President
(Bundespräsident) with a view to requesting the applicant's suspension
(Versetzung in den einstweiligen Ruhestand) and explaining the reasons
therefor. These reasons, listed in a memorandum, concerned the
disciplinary punishment (disziplinare Maßregelung) of the applicant in
view of his critical remarks about the Federal Chancellor
(Bundeskanzler) and the Federal Minister of Defence, contained in a
press communique on a conference of commanding officers of the Federal
Armed Forces of December 1988, as well as his three interviews on
television in November 1989 on military and military policy questions.
On 12 January 1990 the Federal President suspended the applicant.
The applicant was informed accordingly on 16 January 1990.
On 15 February 1990 the applicant, assisted by counsel, filed an
action with the Cologne Administrative Court (Verwaltungsgericht)
against his suspension. He complained that he had not been heard by
the Federal President prior to his suspension, that no reasons were
mentioned in the decision and that, should the decision be based upon
his critical remarks in public, it would amount to a violation of his
right to freedom of expression.
On 2 July 1990 the Cologne Administrative Court dismissed the
applicant's action. The Administrative Court, referring to S. 50
para. 1 of the Soldiers Act, found that his suspension was lawful.
In its decision, the Administrative Court recalled that according
to this provision the Federal President was entitled to suspend, at any
time, professional soldiers from the rank of a brigade commander up.
Referring to the case-law of the Federal Constitutional Court
(Bundesverfassungsgericht) and the Federal Administrative Court
(Bundesverwaltungsgericht), the Administrative Court observed that this
provision of the Soldiers Act, like the similar provision of the
Federal Civil Service Act (Bundesbeamtengesetz), envisaged that high-
ranking, so-called "political" civil servants and soldiers would be
expected, in view of their prominent position, to support government
policy at all times. Accordingly, the Federal President enjoyed a very
wide margin of appreciation, limited only by the prohibition on
arbitrariness, and was not required to give any reasons for the
suspension.
The Administrative Court, applying these principles to the
applicant's case, considered that, taking into account the disturbance
in the relationship of confidence between the applicant and the
defendant, his suspension could not be objected to. The Court
considered that the decision on the suspension as such did not require
any further reasoning, the reasons having been set out in the course
of the administrative court proceedings. As regards the question of
whether the applicant's suspension had been arbitrary, the
Administrative Court noted that the applicant had already received the
disciplinary punishment of a warning, confirmed by the Federal
Administrative Court in October 1989, in respect of his critical
remarks of December 1988. Taking into account these disciplinary
proceedings which had only terminated shortly before the applicant's
suspension, there was no necessity to hear him again on the matter.
On 1 October 1991 the North-Rhine Westphalia Administrative Court
of Appeal (Oberverwaltungsgericht) dismissed the applicant's appeal
(Berufung). It confirmed the Administrative Court's finding that the
applicant's suspension was lawful.
The Administrative Court of Appeal rejected the applicant's
arguments as to the alleged procedural errors. In particular, it
considered that, according to the S. 50 para. 1 of the Soldiers Act,
there had been no necessity to hear the applicant prior to his
suspension. This was in line with the aim and purpose of S. 50 para. 1
of the Soldiers Act, as well as of the analogous provision of the
Federal Civil Service Act, namely to ensure that high-ranking civil
servants and military commanders were in constant agreement with the
Government policy. The civil servants and soldiers covered by the said
provisions held key positions in ensuring an effective implementation
of Government policies. They should not only refrain from hindering
the Government policy, but were obliged always actively to support it,
and they, therefore, required the full confidence of the Government at
all times. There was a lack of confidence if the political views of
the person concerned deviated from the Government policy. However, the
necessary full confidence was also lacking if the Government only had
doubts as to whether his professional or personal qualifications, his
discharge of official duties or even the conduct of his private life
guaranteed to the highest possible degree his efficient cooperation
implementing Government policy. Such doubts could arise on the basis
of "imponderables". A hearing on these matters did not appear
meaningful. Moreover, the persons covered by S. 50 para. 1 of the
Soldiers Act and the relevant provision of the Federal Civil Service
Act knew about the risk inherent in their post when taking up their
duties and about the fact that, in case of a suspension, they had a
considerably better entitlement to maintenance and pension benefits
than other suspended civil servants.
The Administrative Court of Appeal found that, for the same
considerations, the decision on the suspension did not require any
reasoning. However, under the rule of law, the person concerned should
be informed about the reasons for his suspension in the context of any
administrative court proceedings with a view enabling him effectively
to argue his case. In the course of the proceedings brought by the
applicant, the defendant Government had plausibly explained that,
taking into account the relevant events, a relationship of full
confidence between the Government, notably the Federal Minister of
Defence, and the applicant had ceased to exist.
Furthermore, the Administrative Court of Appeal found that, to
the extent that the events relied upon related to the meeting in
December 1988, the defendant had not been prevented from attending the
outcome of the above-mentioned disciplinary proceedings. It considered
that the decision on the applicant's suspension for loss of confidence
was facilitated by the fact that, in the context of administrative
court proceedings, the disciplinary punishment of the applicant for
having disparaged the Federal Chancellor and the Federal Minister of
Defence had been confirmed. In this respect, the Administrative Court
of Appeal referred in detail to the findings of the Federal
Administrative Court in its decision of October 1989. The
Administrative Court of Appeal recalled that the Federal Administrative
Court had considered the applicant's aim to create a private lobby for
his ideas as to the command of the Federal Armed Forces to be a serious
breach of the applicant's duty of loyalty, which was at the core of his
guilt of the disciplinary offence. Thus, he had in a contentious and
tendentious manner imparted his criticism regarding a military meeting
and the statements made by the Federal Chancellor and the Federal
Minister of Defence on that occasion without considering that his
disparaging statements, made in reliance on his rank, offered
themselves to abuse and questionable emotionalism.
Moreover, in a television interview, the applicant, upon the
question of whether, even in case of emergency, he would not shoot, had
answered that he thought that this was so. He had thereby given rise
to doubts as to his obligation under the Soldiers Act, namely truly to
serve the Federal Republic of Germany. In a further television
interview he had made statements to the effect that any soldier could
become a potential murderer, taking into account the effects of modern
weapons of mass destructions, and had not made any difference between
having recourse to such weapons in the context of a war of aggression
or a defensive war. Such statements not only justified the assumption
of a loss of confidence, but also affected soldiers in general and
called the applicant's authority as a superior into question. Finally,
the applicant had, in the context of a television broadcast,
contradicted statements of a State Secretary on the question of the
stationing of parts of the US Air Force in Germany and, in criticising
the "secret-mongering" ("Geheimniskrämerei") regarding matters of
modernisation, nuclear arms and the NATO strategy, discredited the
information policy of the Federal Government.
The Administrative Court of Appeal finally observed that a
soldier was free to engage in political activities and to express his
opinions in public. However, his commitments and statements were only
protected to the extent that they were compatible with the special duty
of self-restraint flowing from the position of a soldier, and necessary
to ensure the functioning of the Federal Armed Forces. The Court,
having regard to the above events, concluded that the applicant had not
displayed such self-restraint.
On 26 May 1992 the Federal Administrative Court dismissed the
applicant's request for leave to appeal on points of law (Beschwerde
gegen die Nichtzulassung der Revision) on the ground that his case was
not of fundamental importance within the meaning of the relevant
procedural provisions.
The Federal Administrative Court, referring to its own and the
Federal Constitutional Court's case-law, confirmed that the suspension
of high ranking soldiers pursuant to S. 50 of the Soldiers Act aimed
at securing that the professional conduct of those persons was in
constant agreement with Government policy and that, at all times, they
actively supported Government policy and had the Government's full
confidence in their willingness and qualification to do so. If such
full confidence ceased to exist, the suspension of the person concerned
was possible and in general justified. Taking into account the
particular nature of the suspension, no explicit reasoning was
required. The legal protection of the person concerned was ensured in
the context of the administrative court proceedings. Moreover, in view
of the nature of the suspension, the person concerned did not have to
be heard prior to his suspension. The Federal Administrative Court
finally observed that the suspension did not presuppose professional
misconduct on the part of the person concerned, but any behaviour,
including behaviour covered by the right to freedom of expression,
could result in a loss of confidence justifying the suspension.
On 7 July 1993 the 3rd Chamber of the Federal Constitutional
Court refused to admit the applicant's constitutional complaint
(Verfassungsbeschwerde) on the ground that it offered no prospect of
success.
The Constitutional Court, in its decision, found that the
applicant's suspension, pursuant to S. 50 para. 1 of the Soldiers Act,
did not infringe his right to freedom of expression or his other
constitutional rights. It confirmed that S. 50 para. 1 was, like the
similar provision of the Federal Civil Service Act, designed to ensure
the smooth functioning of the process of implementation of Government
policy in the military hierarchy. Doubts as to the capacity or
willingness of a high ranking soldier to guarantee the continued
agreement of his professional conduct with defence policy were
sufficient to justify his suspension. The loss of confidence between
the Government and a high ranking soldier however was not limited to
situations of a lack of agreement between Government policy and the
views on defence policy stated by the person concerned, but covered all
elements relevant for the professional and personal qualification of
the soldier to implement Government policy, such as a lack of
flexibility or considerations as to the age structure of the Federal
Armed Forces. The statement of political views was, therefore, not a
constituent element of such a suspension.
According to the Federal Constitutional Court, political
statements made by a high ranking soldier could, however, be a relevant
criterion in establishing the Government's loss of confidence.
Nevertheless, in such a situation, the suspension under S. 50 para. 1
of the Soldiers Act was not intended to penalise particular statements
criticising the Government. The suspension could rather be considered
whenever the respective political statements of the soldier concerned
were at variance with the respective Government policy, irrespective
of the contents or the value of the statement concerned.
Furthermore, the interpretation and application of S. 50 para. 1
of the Soldiers Act in the circumstances of the applicant's case could
not be objected to. In this context, the Federal Constitutional Court
noted the wide margin of appreciation enjoyed by the Federal President
to the effect that the administrative courts only had to review whether
his decision had been arbitrary. There was no arbitrariness as the
political statements made by the applicant in public were of such a
nature as to raise doubts regarding his agreement with defence policy,
and it was irrelevant whether the applicant had made the statements
concerned on duty or in private. Moreover, in the course of the
administrative court proceedings, the defendant Government had
explained the reasons for the applicant's suspension and the applicant
had sufficient opportunity to comment thereupon.
COMPLAINTS
1. The applicant complains under Article 6 paras. 1 and 3 (a) of the
Convention that he was not heard prior to his suspension and that no
reasons were given in the decision on his suspension.
2. The applicant complains under Article 10 of the Convention that
his suspension violated his right to freedom of expression.
3. The applicant further complains under Article 14, taken together
with Article 10, of the Convention that his suspension amounted to
discrimination on the grounds of his political views and his status of
a high ranking soldier.
THE LAW
1. The applicant complains under Article 6 (Art. 6) of the
Convention about the alleged unfairness of the proceedings regarding
his suspension from serving as a high ranking soldier in the Federal
Armed Forces.
The Commission recalls that disputes relating to the recruitment,
employment and retirement or dismissal of civil servants are as a
general rule outside the scope of Article 6 (Art. 6) (Eur. Court H.R.,
Francesco Lombardo judgment of 26 November 1992, Series A no. 249-B,
pp. 26-27, para. 17; Giancarlo Lombardo judgment of 26 November 1992,
Series A no. 249-C, p. 42, para. 16)
The Commission notes that the applicant, a fleet admiral, was
suspended by the Federal President pursuant to S. 50 para. 1 of the
German Soldiers Act, according to which the Federal President was
entitled to suspend, at any time, professional soldiers from the rank
of a brigade commander up. In applying this legal provision, the
Federal President exercised discretionary powers, his wide margin of
appreciation regarding the question of loss of confidence by the
Government in a high ranking soldier being confirmed by the domestic
courts.
Consequently, in this area, the State acts in the field of public
law and no determination of the applicant's "civil rights" was at issue
in the administrative court proceedings concerned.
Furthermore, the applicant's suspension did not involve a
determination of any "criminal charge" against him.
Article 6 (Art. 6) of the Convention is, therefore, not
applicable in the present case.
It follows that this part of the application is incompatible with
the provisions of the Convention within the meaning of Article 27
para. 2 (Art. 27-2).
2. The applicant complains under Article 10 (Art. 10) of the
Convention that his suspension by the Federal President on 12 January
1990 infringed his right to freedom of expression.
Article 10 (Art. 10) of the Convention, as far as relevant,
provides:
"1. Everyone has the right to freedom of expression. This
right shall include freedom to hold opinions and to receive and
impart information and ideas without interference by public
authority ...
2. The exercise of these freedoms, since it carries with it
duties and responsibilities, may be subject to such formalities,
conditions, restrictions or penalties as are prescribed by law
and are necessary in a democratic society, in the interests of
national security, territorial integrity or public safety, for
the prevention of disorder or crime, ... for the protection of
the reputation or rights of others, for preventing the disclosure
of information received in confidence, ..."
The Commission notes that the applicant, a fleet admiral, was
suspended by the Federal President pursuant to S. 50 para. 1 of the
Soldiers Act. As established in the course of the ensuing
administrative court proceedings, the suspension was based upon the
Government's loss of confidence that, having regard to various public
statements, the applicant was in agreement with and fully supported the
Government policy, in particular its defence policy.
As regards the question whether there was an interference with
the applicant's right under Article 10 (Art. 10), the Commission
recalls that the right of recruitment to the civil service was
deliberately omitted from the Convention. However, as a general rule
the guarantees in the Convention extend to civil servants and a person
who has been appointed to the civil service, or who is a professional
soldier in the armed forces, can complain on being dismissed that the
dismissal violates one of his or her rights under the Convention (cf.
Eur. Court H.R., Vogt judgment of 26 September 1995, Series A no. 323,
paras. 43-44, with further references).
The applicant was a professional soldier in the service of the
Federal Republic of Germany since 1960, and he was appointed as fleet
admiral in 1982. On 12 January 1990 the Federal President, upon the
request of the Federal Minister of Defence in view of the applicant's
disciplinary punishment for critical remarks about the Federal
Chancellor and the Federal Minister of Defence, contained in a press
communique on a conference of commanding officers of the Federal Armed
Forces of December 1988, as well as in three interviews on television
on military and military policy questions in 1989, ordered the
applicant's suspension pursuant to a special provision of the Soldiers
Act relating to high ranking soldiers.
The Commission finds that in these circumstances there was an
interference with the exercise of the applicant's freedom of
expression. Such interference is in breach of Article 10 (Art. 10) ,
unless it is justified under paragraph 2 of Article 10 (Art. 10-2),
i.e. it must be "prescribed by law", have an aim or aims that is or are
legitimate under Article 10 para. 2 (Art. 10-2) and be "necessary in
a democratic society".
The legal basis of the interference under consideration was S. 50
para. 1 of the Soldiers Act. The applicant's suspension was,
therefore, "prescribed by law" for the purposes of Article 10 para. 2
(Art. 10-2).
Moreover, the interference in question aimed at securing
efficiency in implementing Government policy, in particular defence
policy, by requiring that high ranking soldiers should be in constant
agreement with the actual Government policy and should support it.
Such an obligation on high ranking officials, in particular in the
armed forces, can reasonably be regarded as pursuing legitimate aims
under Article 10 para. 2 (Art. 10-2), namely the protection of national
security, the prevention of disorder and the protection of the rights
of others.
It remains to be determined whether the interference complained
of was "necessary in a democratic society" and proportionate to the
legitimate aims pursued.
The Commission recalls that the adjective "necessary" within the
meaning of Article 10 para. 2 (Art. 10-2) implies the existence of a
"pressing social need". The Contracting States have a certain margin
of appreciation in assessing whether such a need exists, but it goes
hand in hand with a European supervision. In carrying out the review
whether a fair balance has been struck between the right of the
individual to freedom of expression and the legitimate interests of the
respondent State, the Commission will bear in mind that whenever civil
servants', or soldiers', rights to freedom of expression are in issue,
the "duties and responsibilities" referred to in Article 10 para. 2
(Art. 10-2) may assume a special significance (cf. Eur. Court H.R.,
Vogt judgment, loc. cit., para. 52).
The Commission notes that the applicant, a professional soldier
in the Federal Armed Forces for many years and appointed fleet admiral
in 1982, had worked as Head of an Office for Research and Training of
the Federal Armed Forces since 1984. As regards his critical remarks
in the press communique of December 1988, the applicant received the
disciplinary punishment of a warning, confirmed by the Federal
Administrative Court in October 1989. On 21 December 1989 the Federal
Minister of Defence requested the applicant's suspension in view of his
disciplinary punishment for critical remarks in the press communique
of December 1988, as well as in his three interviews on television in
November 1989 on military and military policy questions. The Federal
President suspended the applicant on 12 January 1990.
The applicant's suspension was ordered pursuant to S. 50 para. 1
of the Soldiers Act which entitles the Federal President to suspend,
at any time, professional soldiers from the rank of a brigade commander
up. According to the relevant case-law of the Federal Constitutional
Court and the Federal Administrative Court, this provision related,
like the similar provision of the Federal Civil Service Act, to the
high-ranking, so-called "political" civil servants and soldiers who are
expected, in view of their prominent position, to support the
government policy at any time. The domestic law therefore accorded the
Federal President a very wide margin of appreciation, limited only by
the prohibition on arbitrariness.
The administrative courts, applying these principles to the
applicant's case, considered that there was such a disturbance in the
relationship between the applicant and the respondent Government that
his suspension could not be objected to. The German courts, examining
the reasons advanced by the respondent Government in the course of the
proceedings before them, noted the disciplinary punishment imposed upon
the applicant for having disparaged the Federal Chancellor and the
Federal Minister of Defence in the press communique of December 1988
for the purpose of creating, in breach of his duty to loyalty, a
private lobby for his ideas as to the command of the Federal Armed
Forces. On the occasion of three television broadcasts in November
1989, the applicant's further comments on questions of military policy
had given rise to doubts whether, in case of emergency, he would fulfil
his obligation under the Soldiers Act truly to serve the Federal
Republic of Germany; he had condemned modern warfare without exception
and called all soldiers "potential murderers" and had also discredited
the information policy of the Federal Government.
The Commission finds that, balancing the applicant's interest in
criticising the Government policy and stating his above-mentioned views
on essential military matters and the Government's interest in the
proper functioning of the Armed Forces, there were relevant and
sufficient reasons for the applicant's suspension.
Moreover, considering all circumstances and in particular the
applicant's entitlement to continuing maintenance payments, the
Commission finds that the interference in question does not appear
disproportionate to the legitimate aims pursued.
The interference complained of can, therefore, be regarded as
"necessary in a democratic society" within the meaning of Article 10
para. 2 (Art. 10-2) of the Convention.
Accordingly, there is no appearance of a violation of the
applicant's right under Article 10 (Art. 10) of the Convention.
It follows that this complaint is manifestly ill-founded within
the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
3. The applicant further complains under Article 14, taken together
with Article 10 (Art. 14+10), of the Convention that his suspension
amounted to discrimination on the grounds of his political views and
his status of a high ranking soldier.
Article 14 (Art. 14) reads as follows:
"The enjoyment of the rights and freedoms set forth in this
Convention shall be secured without discrimination on any ground
such as sex, race, colour, language, religion, political or other
opinion, national or social origin, association with a national
minority, property, birth or other status."
Article 14(Art. 14) affords protection against different
treatment, without an objective and reasonable justification, of
persons in similar situations (cf. Eur. Court H.R., Hoffmann judgment
of 23 June 1993, Series A no. 255-C, p. 58, para. 31; The Sunday Times
(no. 2) judgment of 26 November 1991, Series A no. 217, p. 32, para.
58).
To the extent that S. 50 para. 1 of the Soldiers Act subjected
the applicant to a particular regime on the ground of his high ranking
post in the Federal Armed Forces, he was not in a situation comparable
to other soldiers of lower grades. Moreover, having regard to the
reasons advanced by the Government for the applicant's suspension,
there is no appearance that there has been any difference in treatment
on account of the applicant's political opinion.
Consequently, there is no appearance of a violation of Article 14
taken in conjunction with Article 10 (Art. 14+10).
It follows that this part of the application is also manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2).
For these reasons, the Commission, by a majority,
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the First Chamber President of the First Chamber
(M.F. BUQUICCHIO) (C.L. ROZAKIS)