COOKE v. AUSTRIA
Doc ref: 25878/94 • ECHR ID: 001-3561
Document date: April 10, 1997
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AS TO THE ADMISSIBILITY OF
Application No. 25878/94
by Michael Edward COOKE
against Austria
The European Commission of Human Rights (First Chamber) sitting
in private on 10 April 1997, the following members being present:
Mrs. J. LIDDY, President
MM. M.P. PELLONPÄÄ
E. BUSUTTIL
A. WEITZEL
C.L. ROZAKIS
L. LOUCAIDES
B. MARXER
B. CONFORTI
I. BÉKÉS
G. RESS
A. PERENIC
C. BÎRSAN
K. HERNDL
M. VILA AMIGÓ
Mrs. M. HION
Mr. R. NICOLINI
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 12 August 1994 by
Micheal Edward COOKE against Austria and registered on 7 December 1994
under file No. 25878/94;
Having regard to:
- the reports provided for in Rule 47 of the Rules of Procedure of
the Commission;
- the observations submitted by the respondent Government on
1 April 1996 and the observations in reply submitted by the
applicant on 10 July 1996;
Having deliberated;
Decides as follows:
THE FACTS
The applicant, born in 1935, is a British national. When lodging
his application, he was detained in a prison at Garsten, Austria. In
the proceedings before the Commission he is represented by Ms. N. Mole,
a lawyer practising in London.
A. Particular circumstances of the case
The facts, as submitted by the parties, may be summarised as
follows.
In the early evening of 10 March 1993 the applicant was arrested
at Alpbach, Austria, on the suspicion of having killed, shortly before,
his friend Ms. W. with whom he had come to Austria for holidays.
Subsequently, the Duty Judge ordered the preparation of a psychiatric
expert opinion and appointed Prof. P. and further appointed an
interpreter for the questioning of the applicant. At about 11 p.m.,
the applicant was questioned in presence of a public prosecutor and a
duty judge. He refused to answer any questions unless a lawyer and a
diplomatic representative of his country were present. The applicant
was informed that at the pre-trial stage he was not entitled to a
defence counsel.
On 11 March 1993 Prof. P. started examining the applicant. The
applicant was questioned by the Investigating Judge on 12 March 1993.
On this occasion, the applicant again complained about not having had
an opportunity to consult a defence counsel. At the end of the
questioning, the Investigating Judge ordered that preliminary
proceedings be instituted against the applicant on the suspicion of
murder within the meaning of S. 75 of the Penal Code, and also ordered
his detention on remand. The same day a reconstruction of the events
was conducted at the scene of the crime, i.e. a hotel at Alpbach,
apparently in the absence of the applicant.
On 12 March 1993 the Austrian press reported on the events of
10 March 1993.
On 20 April 1993 the Innsbruck Regional Court, having heard the
applicant and following his repeated request, decided that he be given
an English speaking official defence counsel for the whole duration of
the proceedings. On 22 April 1993 the Tyrolian Bar Association
(Rechtsanwaltskammer) appointed Mr. P., a lawyer practising in
Innsbruck, as the applicant's defence counsel.
On 6, 7 and 19 May 1993 the applicant was further questioned by
the Investigating Judge in the presence of the interpreter, but in the
absence of his defence counsel. A further questioning took place on
28 June 1993. Moreover, on 1 July 1993 Prof. P., having continued the
applicant's examination in May 1993, completed his expert opinion.
On 16 August 1993 the Innsbruck Public Prosecutor's Office filed
an indictment charging the applicant with murder under S. 75 of the
Penal Code (Strafgesetzbuch). The English translation of the bill of
indictment was completed on 30 August 1993.
On 7 September 1993 the Innsbruck Court of Appeal (Oberlandes-
gericht) ordered the applicant's continued detention on remand.
In October 1993 the Regional Court dismissed the applicant's
request for the preparation of a second expert opinion as regards his
criminal responsibility.
On 22 October 1993 the applicant's defence counsel received
copies of the English translations of the records on the applicant's
questioning. The English translation of Prof. P.'s expert opinion was
completed on 27 October 1993 and subsequently forwarded to the
applicant's counsel. Counsel's request for a translation of the whole
file was dismissed, an appeal was to no avail. The applicant, assisted
by an interpreter, consulted the file shortly before the date of the
trial, which had been listed for 17 and 18 November 1993.
On 10 November 1993 the Regional Court dismissed the applicant's
requests to postpone the trial and to refer the matter back to the
Investigating Judge for further investigations.
On 17 November 1993 the applicant's trial commenced before a
Court of Assizes (Geschworenengericht) of the Innsbruck Regional Court
(Landesgericht), sitting with a jury. The applicant was assisted by
his official defence counsel Mr. P. An interpreter was present.
At the hearing, the Court heard the applicant's statements, the
testimony of several witnesses, inter alia the receptionist and the
owner of the hotel concerned, and the explanations of the medical
experts Prof. P and Dr. U. It follows from the trial records that
questions were put to the witnesses by the Court, the Public
Prosecutor, the applicant's defence counsel and the expert Prof. P.
According to the applicant, only the questions to the applicant and two
British witnesses as well as their statements were translated, while
the statements made by the Austrian witnesses as well as the experts
remained untranslated.
Moreover, the applicant's counsel requested the taking of further
evidence. These requests were dismissed for the following reasons.
The Court found in particular that the request to take evidence as to
Ms. W.'s personality and behaviour in the past related to an irrelevant
issue, and that her behaviour towards the applicant could be
established on the basis of his own statements. Furthermore, the
defence had failed to show any shortcomings in the psychiatric expert
opinion, which would justify the preparation of a second expert opinion
as to his criminal responsibility. The question of the applicant's
state of mind following the offence could not be clarified by hearing
witnesses but only on the basis of an expert opinion. As regards the
further questions, in particular relating to the applicant's general
situation and conduct as well as his relation towards Ms. W., the
Court, considering the applicant's own statements sufficient and
trustworthy, found a further hearing of witnesses unnecessary.
At the end of the hearing, the Court put five questions to the
jury: the first - main - question related to the offence of murder, the
following three - subsidiary - questions concerned the offences of
unpremeditated homicide, intentionally inflicted grievous bodily harm
resulting in death and grievous bodily harm resulting in death,
respectively, the fifth - main - question aimed at the applicant's
criminal responsibility. The Court's directions to the jury covered
the jury's duties and the general legal notions of intent and
negligence. As regards the questions, the jury was inter alia directed
that the offence of murder (Mord) consisted in the intentional killing
of a human being and that premeditated homicide (Totschlag) was the
intentional killing of a human being in a comprehensible state of
emotion (in einer allgemein begreiflichen heftigen Gemütsbewegung).
On 18 November 1993 the jury, by a unanimous verdict, found the
applicant guilty of murder. The jury also unanimously found that the
applicant was criminally responsible. According to the record on their
deliberations, the jury relied in particular on the testimony of the
hotel owner as well as on the expert opinion of Prof. P.
The Court sentenced the applicant to twenty years' imprisonment.
In fixing the sentence, the Court considered as a mitigating
circumstance that the applicant's capacity to act had been diminished
(verminderte Dispositionsfähigkeit), although his offence had not been
committed upon provocation and did not obviously contradict his
previous behaviour. Moreover, he had not made a repentant confession
(reumütiges Geständnis), and his statements regarding the offence had
not essentially contributed to the establishment of the truth.
The applicant, assisted by his official defence counsel Mr. P.,
filed a plea of nullity (Nichtigkeitsbeschwerde) with the Supreme Court
(Oberster Gerichtshof), challenging the order of questions put to the
jury, the dismissal of his requests for the taking of further evidence
as well as the finding of the jury. He further lodged an appeal
(Berufung) complaining about the length of the sentence, referring to
further mitigating circumstances.
The Public Prosecutor's Office (Staatsanwaltschaft) also appealed
against the sentence, requesting that a life sentence be imposed.
On 26 January 1994 the Supreme Court issued a summons for the
hearing on the plea of nullity and the appeals, indicating that, at the
hearing on the plea of nullity, the applicant, being incarcerated,
could only appear through his official defence counsel and that at the
hearing of the appeals he would not be brought to court as the
conditions of S. 296 para. 3 of the Code of Criminal Procedure were not
satisfied.
On 3 February 1994 the Vienna Bar Association, upon the request
of the senior partner of counsel Mr. P., appointed Mr. S. as the
applicant's official defence counsel for the purposes of the
proceedings before the Supreme Court. The applicant received the
certificate of appointment on 10 February 1994. The applicant
requested the Supreme Court to be represented by Mr. P. at the hearings
and to attend them as an observer. On 16 February 1994 the Innsbruck
Regional Court, upon instruction by the Supreme Court, informed the
applicant that the conditions of S. 296 para. 3 of the Code of Criminal
Procedure were not satisfied, and that attendance as observer was not
possible.
On 17 February 1994 the Supreme Court held the hearing on the
plea of nullity and the appeals in the absence of the applicant. He
was represented by his new official defence counsel Mr. S. The Supreme
Court rejected the plea of nullity as well as both appeals.
The Supreme Court, in its judgment, found that the rejection by
the trial court of the applicant's requests for the taking of evidence
did not impair the rights of the defence. In particular, the Supreme
Court confirmed in detail the reasoning of the trial court that the
requests concerned partly irrelevant issues or requested the hearing
of witnesses on issues which required expert evidence. Moreover, the
applicant had failed to show the necessity of a second expert opinion
as to his criminal responsibility.
The Supreme Court also dismissed the applicant's argument that
the order of questions put to the jury, namely as a first - main -
question whether he had committed murder and as second - subsidiary -
question whether he had committed premeditated homicide, had been
incorrect. In this respect, the Supreme Court considered that the main
question had to aim at the charged offence, while the subsidiary
questions should provide an opportunity for a different legal
qualification. Murder and premeditated homicide were independent
offences which differed regarding the mental elements.
The Supreme Court further found that the findings of the jury
could not be objected to. In particular, the applicant's allegation
of a discrepancy in the statements of one of the main witnesses was
unfounded and, in any event, expert evidence had been taken on the
relevant issue, namely his mental state at the time of the offence.
As regards the appeals, the Supreme Court noted that the
applicant's own statements appeared to indicate that he quickly lost
his self-control in contacts with women. Nevertheless, there was no
sufficient reason to exclude the mitigating circumstance of a previous
reputable conduct of life. The Supreme Court further, on the basis of
the file, considered that there had been no provocation and that there
were no indications for an exceptional mental or emotional excitement.
Except for the further mitigating circumstance, there was no other
reason to amend the evaluation regarding the applicant's character or
his mental state at the time of the offence, or his motive. Taking all
circumstances into account, the sentence imposed by the trial court
appeared appropriate.
The decision was received at the Innsbruck Regional Court on
3 March 1995 and by the applicant's defence counsel Mr. P. on
10 March 1994.
B. Relevant domestic law
a. Official defence counsel
S. 39 of the Code of Criminal Procedure provides that in all
criminal cases the accused has the right to have a defence counsel whom
he may choose among the persons included in a list kept by the Court
of Appeal. S. 41 provides inter alia that if the person charged with
a criminal offence is unable to bear the costs of his defence, the
court shall at his request decide that he will be given a defence
lawyer whose costs he will not have to bear if and in so far as this
is necessary in the interests of justice, in particular the interests
of an appropriate defence. According to S. 42 para. 2, the court,
having decided to assign a defence counsel, shall notify the Bar
Association competent for the area in which the court is situated so
that a practising lawyer can be appointed as defence counsel. The
replacement of a defence counsel in the course of the proceedings can
take place upon motion by the accused (S. 44 para. 2 of the Code of
Criminal Procedure, S. 45 of the Practising Lawyers Act (Rechtsanwalts-
ordnung)), or upon request of the lawyer concerned, inter alia, if the
representation requires activities outside the area of the first
instance court where he has his office.
b. Plea of nullity and appeal against sentence
A first-instance court judgment given by a Court of Assizes at
a Regional Court can be challenged by a plea of nullity to the Supreme
Court on specific grounds enumerated in S. 345 para. 1 of the Code of
Criminal Procedure. The Supreme Court's task is mainly to control the
acts of the bench and the presiding judge of the Court of Assizes
examining, in particular, whether the trial has been conducted in a
manner which complies with fundamental procedural principles, whether
the right questions have been put and the right directions given to the
jury. The Supreme Court may only verify whether the jury has provided
unclear, incomplete or contradictory answers to the questions put to
it. The Supreme Court supervises the correct application of the
criminal law, but in so doing is bound by the jury's findings as to the
facts. In general, the Supreme Court conducts a public hearing on the
plea of nullity which may also be combined with a public hearing on
appeals against sentence. As regards hearings on a plea of nullity,
S. 286 of the Code of Criminal Procedure, applicable to nullity pleas
arising out of trials by jury pursuant to S. 344 of the Code, provides
that if the accused is under arrest, the notice of hearing given to him
shall mention that he may only appear through counsel.
The sentence as such can be challenged by way of an appeal
against sentence. It may concern both points of law (in particular
whether mitigating or aggravating circumstances have been correctly
taken into account) and factors relating to the assessment of the
sentence. As regards the personal appearance of the accused at appeal
hearings, S. 296 para. 3, second sentence, of the Code of Criminal
Procedure provides that an accused who is detained shall be brought
before the court if he has made a request to this effect in his appeal
or counter-statement or otherwise if his personal presence appears
necessary in the interest of justice.
COMPLAINTS
The applicant complains that both the proceedings before the
Court of Assizes and the Supreme Court were unfair. He invokes
Article 6 paras. 1, 2 and 3 (a), (b), (c), (d) and (e) of the
Convention.
a. The applicant complains in particular that he was not promptly
informed about the nature and cause of the accusations against him.
He states that while on 12 March 1993 an interpreter informed him that
preliminary proceedings were instituted against him on the charge of
murder, the exact nature of this charge was not explained in detail and
that his requests for a translation of the relevant legal provisions
remained unsuccessful.
b. He further submits that his absence at the reconstruction on
12 March 1993 was in breach of the principle of equality of arms.
c. The applicant also complains that, despite his earlier requests,
the appointment of an official defence counsel was ordered only on
20 April 1993.
d. Moreover, he considers that the failure to provide translations
of documents promptly impaired the preparation of his defence and his
right to the free assistance of an interpreter. In this respect, he
also complains about the lack of a full and continuous interpretation
of the trial before the Court of Assizes.
e. In addition, the applicant considers that the reporting in the
Austrian media, in particular reports in the press as well as a short
report in the public broadcasting at the evening of the first day of
his trial, prejudiced the fairness of the proceedings and the
impartiality of the jury.
f. As regards the taking of evidence by the Court of Assizes, he
complains that, at the trial, his requests for the taking of further
evidence were dismissed. He also submits that the Prosecutor's Office,
in the bill of indictment, had relied on the statements of two persons
which he could not question at the trial.
g. According to the applicant, the order of questions put to the
jury infringed both his right to a fair trial and the presumption of
innocence.
h. As regards the proceedings before the Supreme Court, he complains
about the failure to allow his presence at the hearing of his plea of
nullity and of the appeals against sentence. As regards the nullity
plea, he points out that the new official defence counsel Mr. S. had
been appointed only shortly before the hearing concerned and that there
had been no communication between him and counsel before the hearing.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 12 August 1994 and registered
on 7 December 1994.
On 29 November 1995 the Commission decided to communicate to the
respondent Government the applicant's complaint that he was not
present, and was not effectively defended, at the hearing before the
Supreme Court.
The Government's written observations were submitted on
1 April 1996, after an extension of the time-limit. The applicant
submitted observations in reply on 10 July 1996.
The applicant was granted legal aid.
THE LAW
1. The applicant complains that both the proceedings before the
Regional Court and the Supreme Court were unfair. He invokes Article 6
paras. 1, 2 and 3 (a), (b), (c), (d) and (e)
(Art. 6-1, 6-2 , 6-3-a, 6-3-b, 6-3-c, 6-3-d, 6-3-e) of the Convention.
Article 6 (Art. 6), so far as relevant, provides as follows:
"1. In the determination ... of any criminal charge against
him, everyone is entitled to a fair and public hearing within a
reasonable time by an independent and impartial tribunal
established by law. ...
2. Everyone charged with a criminal offence shall be presumed
innocent until proved guilty according to law.
3. Everyone charged with a criminal offence has the following
minimum rights:
a. to be informed promptly, in a language which he
understands and in detail, of the nature and cause of the
accusation against him;
b. to have adequate time and facilities for the
preparation of his defence;
c. to defend himself in person or through legal
assistance of his own choosing or, if he has not sufficient means
to pay for legal assistance, to be given it free when the
interests of justice so require;
d. to examine or have examined witnesses against him and
to obtain the attendance and examination of witnesses on his
behalf under the same conditions as witnesses against him;
e. to have the free assistance of an interpreter if he
cannot understand or speak the language used in court."
2. The Commission recalls that, in accordance with Article 19
(Art. 19) of the Convention, its only task is to ensure the observance
of the obligations undertaken by the Parties in the Convention. In
particular, it is not competent to deal with an application alleging
that errors of law or fact have been committed by domestic courts,
except where it considers that such errors might have involved a
possible violation of any of the rights and freedoms set out in the
Convention (cf. No. 21283/93, Dec. 5.4.94, D.R. 77, pp. 81, 88 and Eur.
Court HR, Van de Hurk v. the Netherlands judgment of 19 April 1994,
Series A no. 288, p. 20, para. 61; Klaas v. Germany judgment of
22 September 1993, Series A no. 269, p. 17, para. 29).
3. As regards the preliminary stage of the criminal proceedings
against him and the trial before the Court of Assizes, the applicant
complains in particular that he was not promptly informed about the
accusations against him, that he was absent at a reconstruction, that
official defence counsel was appointed belatedly, that there was no
prompt translation of relevant documents and full interpretation at the
trial as well as that the reporting in the Austrian media adversely
affected the trial. He further complains about the taking of evidence
and the order of questions put to the jury.
In the circumstances of the present case, the Commission, having
regard to all material before it and assuming compliance with
Article 26 (Art. 26) of the Convention, finds that the applicant's
submissions regarding the preliminary investigations as well as the
trial proceedings before the Court of Assizes do not disclose any
appearance of a breach of Article 6 (Art. 6).
The Commission, having regard to the case-law on the information
to be given to a foreign accused (cf. Eur. Court HR, Kamasinski v.
Austria judgment of 19 December 1989, Series A no. 168, pp. 36-37,
para. 79), notes in particular that when questioned at the early
investigation stage the applicant was informed that he was suspected
of murder, and refers in particular to the decision of the
Investigating Judge of 12 March 1993 to institute preliminary
proceedings. When the applicant was questioned, interpretation took
place. Furthermore, the bill of indictment was translated into English
and made available to the applicant apparently end of August or
beginning of September 1993, leaving sufficient time for the applicant
to acquaint himself with the details of the charge against him.
Moreover, since 22 April 1993 the applicant was assisted by an English
speaking defence counsel.
The Commission further finds that the applicant failed to show
that, assisted by defence counsel, he could not duly challenge any
shortcomings or any erroneous conclusions drawn from the reconstruction
at the trial. Moreover, there is nothing to show that the appointment
of his defence counsel on 22 April 1993, i.e. about six weeks after his
arrest and several months before both the indictment and the trial,
rendered the whole of the proceedings unfair.
As regards the interpretation issues, the Commission notes that
there was some delay in forwarding to the applicant translations
regarding the interviews at the pre-trial stage and that his request
for a full translation of the whole file was dismissed. However, the
applicant could also consult the files, assisted by an interpreter, and
he was assisted by an English speaking defence counsel. At the trial,
the applicant did not complain about an allegedly insufficient
interpretation. It follows from the trial records that his defence
counsel took actively part in the questioning of the witnesses. In
these circumstances there is no indication that the applicant could not
effectively exercise his defence rights (cf. Eur. Court HR, Luedicke,
Belkacem and Koç v. Germany judgment of 28 November 1978, Series A
no. 29, p. 20, para. 48; Kamasinski judgment, op. cit., p. 35,
para. 74, and p. 38, para. 83; and, mutatis mutandis, Stanford v. the
United Kingdom judgment of 23 February 1994, Series A no. 282-A,
pp. 10-11, paras. 26-31).
As regards the reporting on the applicant's case in the Austrian
media, the Commission finds no particular circumstances to conclude
that the fairness of the proceedings was adversely affected
(cf. No. 10486/83, Dec. 9.10.86, D.R. 49, p. 86). In this respect, the
Commission also notes that, at the trial, the applicant did not
challenge the jury as a whole, or individual members, for lack of
impartiality.
The Commission considers that the Court of Assizes' taking of
evidence does not disclose any appearance of a breach of Article 6
(Art. 6). In particular, the Court of Assizes, on the basis of the
applicant's own statements, did not regard as necessary to hear further
witnesses or considered that relevant expert evidence had already been
obtained. As to the order of questions put to the jury, the
Commission, taking into account the Supreme Court's reasoning as to the
independent nature of the offences "murder" and "premeditated homicide"
under Austrian law and the procedural requirement that the first and
main question should correspond to the charge against the accused,
finds no indication that the applicant's rights under Article 6
(Art. 6) were infringed.
It follows that the applicant's complaints in these respects are
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
4. As regards the proceedings before the Supreme Court, the
applicant complains about his absence at the hearings concerning both
his plea of nullity and his appeal against sentence and the allegedly
belated appointment of counsel for these hearings.
a. The Government claim that the applicant's complaint that he could
not attend the Supreme Court hearing of his appeal should be rejected
as inadmissible for non-exhaustion of domestic remedies by virtue of
Articles 26 and 27 (Art. 26, 27) of the Convention. They point out
that he failed to request his attendance at the hearing of his appeal
in accordance with S. 296 para. 2 of the Austrian Code of Criminal
Procedure.
Under Article 26 (Art. 26) of the Convention, the Commission may
only deal with the matter after all domestic remedies have been
exhausted, according to the generally recognised rules of international
law. Normal recourse should be had by an applicant to remedies which
are available and sufficient to afford redress in respect of the
breaches alleged. Article 26 (Art. 26) also requires that any
procedural means that might prevent a breach of the Convention should
have been used (cf. Eur. Court HR, Akdivar v. Turkey judgment of 16
September 1996, para. 66, to be published in the Reports of Judgments
and Decisions for 1996). In this context, it has been recognised that
Article 26 (Art. 26) must be applied with some degree of flexibility
and without excessive formalism; it is essential to have regard to the
particular circumstances of each individual case (cf. Akdivar judgment,
op. cit., para. 69).
In the present case, the Commission considers that the question
whether the applicant ought to have requested leave to attend the
hearing of his appeal is so closely related to the merits of the
applicant's complaint under Article 6 (Art. 6) that it cannot be
separated.
b. The Government submit that the hearings before the Supreme Court
did not involve any question which would have necessitated the
applicant's personal attendance.
The applicant objects to the Government's views. He submits
inter alia that defence counsel for these hearings was appointed
shortly before. Moreover, the Public Prosecutor's Office, in its
appeal, had requested an increase of his sentence to life imprisonment,
whereas he had applied for a reduction of his sentence.
The Commission considers, in the light of the parties'
submissions, that this part of the application raises complex issues
of law and of fact under the Convention, the determination of which
should depend on an examination of the merits of the application. The
Commission concludes, therefore, that the applicant's complaint that
he could not attend the Supreme Court hearings is not manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention. No other grounds for declaring it inadmissible have been
established.
For these reasons, the Commission, unanimously,
DECLARES ADMISSIBLE, without prejudging the merits of the case,
the applicant's complaint that he was not present at the hearings
before the Supreme Court;
DECLARES INADMISSIBLE the remainder of the application.
M.F. BUQUICCHIO J. LIDDY
Secretary President
to the First Chamber of the First Chamber
LEXI - AI Legal Assistant
