DICK v. THE UNITED KINGDOM
Doc ref: 26249/95 • ECHR ID: 001-3927
Document date: October 23, 1997
- Inbound citations: 0
- •
- Cited paragraphs: 0
- •
- Outbound citations: 5
AS TO THE ADMISSIBILITY OF
Application No. 26249/95
by John William DICK
against the United Kingdom
The European Commission of Human Rights (First Chamber) sitting
in private on 23 October 1997, the following members being present:
Mrs J. LIDDY, President
MM M.P. PELLONPÄÄ
E. BUSUTTIL
A. WEITZEL
C.L. ROZAKIS
L. LOUCAIDES
B. MARXER
B. CONFORTI
N. BRATZA
I. BÉKÉS
G. RESS
A. PERENIC
C. BÎRSAN
K. HERNDL
M. VILA AMIGÓ
Mrs M. HION
Mr R. NICOLINI
Mrs M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 5 July 1994 by
John William DICK against the United Kingdom and registered on
19 January 1995 under file No. 26249/95;
Having regard to:
- the reports provided for in Rule 47 of the Rules of Procedure of
the Commission;
- the observations submitted by the respondent Government on 30 May
1996 and the observations in reply submitted by the applicant on
29 July 1996, and the Government's response thereto of
14 February 1997;
Having deliberated;
Decides as follows:
THE FACTS
The applicant, born in 1938, is a Canadian citizen, with a
permanent address in Jersey, the Channel Islands, and currently lives
in Germany. He is represented by Mr George Devlin, who describes
himself as a Human Rights Consultant and is resident in Jersey. The
facts of the case may be summarised as follows:
A. Particular circumstances of the case
a) Proceedings in California and Colorado, United States of America.
In February 1982, the applicant and X, were married and in April
1987 they separated. X commenced divorce proceedings in California
("the California proceedings") and in Colorado ("the Colorado
proceedings"). During the course of the California proceedings, X
applied for temporary support or maintenance from the applicant. On
19 December 1990, a temporary support order was granted ("the 1990
Order") under which the applicant was required to pay X a substantial
monthly sum. The court's decision was to some extent dependent on
evidence given by Y, a friend of X, that he did not intend to give her
any further financial assistance.
The applicant's appeal against the 1990 Order to the Court of
Appeal of the State of California and his petition for review to the
Supreme Court of the State of California were refused on 26 April 1993
and 26 August 1993 respectively.
b) The Jersey proceedings
On 14 September 1993 X applied, in accordance with the Loi sur
les saisies en vertu d'ordres provisoires (1862), to the Royal Court
of the Island of Jersey for an Order of Justice and a "saisie" of the
applicant (arrest and incarceration order), claiming that the
accumulated debt owed to her by the applicant under the 1990 Order was
$3,222,782.06.
On 15 September 1993, the Royal Court of the Island of Jersey
(Samedi Division) granted X, by an Order of Justice, a "saisie" of the
applicant ("the saisie") that provided that the applicant should be
arrested and incarcerated at the Debtor's prison at La Moye until the
earliest of the following:
- $2,000,000 caution was paid; or
- The Plaintiff's claim together with the Plaintiff's
costs were paid in full; or
- Until further order of the Court.
It was further ordered that the applicant be convened before the
court so that the court could order payment of the debt.
The applicant was outside the jurisdiction at the time that the
Order of Justice was made, and was not given notice of X's application
for the order.
The applicant, who had lived in Germany for several years,
arrived in Jersey for a visit on 21 November 1993. On 29 November 1993
he was arrested and served with a summons requiring him to appear
before the Royal Court of Jersey on 10 December 1993 in order to
witness confirmation of the Order of Justice. He was taken to H.M
Prison La Moye immediately, his request to collect his insulin from his
home in Jersey being refused despite his need to inject himself seven
times a day. He was brought before the court on 3 December 1993, when
the court ordered his continued detention pending payment of the debt
owed to X or of a security of $2,000,000 or further order of the court.
On 10 December 1993, the applicant was again brought before the
court, which ordered that the applicant should remain in prison until
he had paid X the sum of $3,222,782 plus costs or until he had
completed one year and one day in prison, whichever was the earlier.
The applicant's application for release (by summons filed on
14 December 1993) was heard on 21 December 1993. The court varied the
terms of the saisie on medical grounds, ordering that the applicant
should be released from the Debtor's prison on condition that he:
(a) first handed over his passports to the Viscount;
(b) resided at his home and did not leave the island
without permission of the Court;
(c) submitted to a medical examination by Doctor
William Richard Ginks (and that if he wished to
receive treatment outside the jurisdiction, he
should first apply to the Court for permission
to do so).
X appealed against the Order and applied for the applicant to be
re-arrested and incarcerated in a Debtor's prison under the terms of
the Order of Justice of 15 September 1993, claiming that the court had
no power to order the applicant's release.
By summons filed on 20 December 1993, to be heard on
26 January 1994, X applied for final judgment against the applicant for
the amount claimed in the Order of Justice plus costs ("application for
summary judgment").
During the hearing of the application for summary judgment,
evidence of a deposition sworn on 20 December 1992 in the course of the
Colorado proceedings (which followed the California proceedings), was
adduced by the applicant on affidavit to show that the 1990 Order had
been obtained on the basis of fraud, in particular to show that Y had
not ceased to give X financial assistance nor had he intended to do so,
as had been claimed in the course of the California proceedings. The
applicant submitted that the 1990 Order would not therefore be
enforceable in either California or Jersey. In light of the above, on
11 February 1994 the court dismissed X's application for summary
judgment and the granted the applicant unconditional leave to defend
the action. The applicant remained subject to the saisie, as varied
on 21 December 1993.
By a summons filed on 22 March 1994, the applicant applied for
the conditions upon which he was released from custody on
21 December 1993, to be amended or lifted. On 29 April 1994, the
saisie was lifted, on the basis that it was arguable that the 1990
Order was not enforceable in that it had been obtained on the basis of
fraud. The applicant's passport was returned and he was able to rejoin
his companion in Germany.
B. Relevant domestic law
The "Ordre Provisoire" (Provisional Order) is, according to
Jersey law, a civil law remedy, employed by the creditor for the
summary recovery of a liquidated debt. The "Ordre Provisoire"
authorises the plaintiff to effect a "saisie" upon the debtor. The
proceedings in the case commence by an Order of Justice, which is a
statement of the essentials of the plaintiff`s claim, drafted by the
counsel for the plaintiff. The Order of Justice sets out the relief
sought and also specifies any interim orders sought such as an "Ordre
Provisoire". It is presented to the Bailiff, and if he signs it becomes
an Order of the Court insofar as there is any interim relief sought.
It is served on the defendant, who is notified also of the date of the
first Court hearing. A person, who is "expatriable" (i.e a person, who
does not own immovable property in the Island, which is available for
his creditors) may be arrested in person if the Bailiff has granted a
"saisie".
Once the initial "Ordre provisoire" has been effected, the matter
must be brought before the Royal Court at the next available sitting.
If the claim is not admitted, the case will be placed on the Pending
list (as in this case). When a matter has been placed on the Pending
list, the plaintiff may, on the ground that the defendant has no
defence to the claim, apply to the Court for judgment against the
defendant. On application the Court will consider whether the "Ordre
Provisoire" should be maintained.
In connection with the recognition and enforcement of the foreign
judgment, the Jersey court does not consider or investigate its merits.
It merely considers whether the foreign court had jurisdiction
according to the English and Jersey rules of the conflict of laws. The
Jersey court will consider whether the foreign judgment is impeachable
on any of the three grounds only, that is if the judgment has been
obtained by fraud, if enforcement would be contrary to public policy
or if the proceedings in which the judgment was obtained were contrary
to natural justice. The burden of proof lies on the party who seeks to
impeach it.
COMPLAINT
The applicant complains that the ex parte nature of the Order of
Justice of 15 September 1993 violated Article 6 paras. 1, 2 and 3 (b)
and (d) of the Convention. He claims that detention proceedings,
beginning with the ex parte order of arrest and detention, violated his
right to a fair hearing. He alleges that detention in itself as well
as a requirement to pay to the court a caution or debt in full was a
determination of civil rights and obligations. As he also sees the
detention proceedings as criminal in nature, he claims he did not have
adequate facilities to prepare his defence and examine witnesses
because he was not present when the ex parte order took place and that
he was not able to communicate with his American lawyers directly.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 5 July 1994 and registered on
19 January 1995.
On 28 February 1996 the Commission decided to declare
inadmissible the applicant`s complaints under Articles 5 and 8 of the
Convention, and to communicate the applicant`s complaint under
Article 6 of the Convention concerning the ex parte nature of the Order
of Justice of 15 September 1993.
The Government's written observations were submitted on 30 May
1996, after an extension of the time-limit fixed for that purpose. The
applicant replied on 29 July 1996, also after an extension of the time-
limit. The Government submitted further observations on the points
raised by the applicant on 14 February 1997.
THE LAW
The applicant complains that the ex parte nature of the Order of
Justice of 15 September 1993 violated his right to a fair and public
hearing, as required by Article 6 para. 1 (Art. 6-1) of the Convention.
Article 6 (Art. 6) of the Convention, insofar as relevant,
provides as follows:
"1. In the determination of his civil rights and obligations or
of any criminal charge against him, everyone is entitled to a
fair and public hearing..."
The Government submit that the proceedings in Jersey which began
with the Order of Justice of 15 September 1993 did not determine the
applicant`s "civil rights and obligations" within the meaning of
Article 6 (Art. 6) of the Convention. They claim that that exercise was
undertaken by the Los Angeles court which created the legal obligation
on the part of the applicant to pay a sum of money to his wife. The
sole question in Jersey was whether that judgment could be enforced in
Jersey. The applicant appeared in California to contest the Californian
proceedings and accordingly, the Los Angeles Court undoubtedly had
jurisdiction. The "Ordre Provisoire" was merely a provisional step to
assist in the ultimate enforcement of any judgment which might be
pronounced by the court in the future. The applicant could therefore
obtain release from the "saisie" by providing security in a stipulated
sum. Alternatively, he could apply for a variation or discharge of the
"saisie" at any stage of the proceedings (which he did after some
delay).
The Government also submit that the application should be
rejected for non-exhaustion of domestic remedies. The Government claim
that as it transpired that the Californian order of 1990 had been
obtained by fraud, the applicant would be entitled to claim damages in
tort for abuse of the process of the court.
Alternatively the Government submit that the applicant`s
complaint has been submitted out of time as he was released from prison
on 21 December 1993, which was therefore the date of the last alleged
determination of rights with respect to the ex parte detention.
21 December 1993 would therefore be the latest date from which six
months are to be counted.
If the Commission were to find that Article 6 (Art. 6) does apply
in this case, the Government submit that the proceedings were in any
event fair. The fairness of proceedings, which have the characteristics
of an interim injunction, is ensured by the party against whom an ex
parte order is made having an immediate opportunity to argue that the
order should be revoked or varied. The applicant, acting through
counsel, chose not to make any application for his release on 3
December or 10 December, but only by summons dated 14 December which
came before the Court on 21 December 1993, when he was released from
prison on the ground of ill-health.
The Government also observe that the applicant had full access
to his Jersey lawyer and could have instructed his American lawyers
through him, and could have obtained advice from them as to possible
defences to the proceedings in Jersey. The applicant offers no
explanation as to why he had taken no steps to have the Californian
order set aside or to raise the matter of alleged fraud in the appeal
against that order. The applicant had for nearly two years failed to
comply with the Californian order yet he did not know on what basis he
might be entitled to resist payment. Matters taken into consideration
by the Jersey Court would have included the apparent ability of the
applicant to pay the sum ordered by the Los Angeles court and his
apparent unwillingness to do so.
The applicant submits that the proceedings in Jersey which began
with the Order of Justice of 15 September 1993 did determine his "civil
rights and obligations" within the meaning of Article 6 para. 1
(Art. 6-1) of the Convention. He contends that the ex parte order by
virtue of its terms and nature involved new and separate determinations
of civil rights and obligations independent of those already
adjudicated upon by the California Order. The applicant claims that the
ex parte order of 15 September 1993 was a provisional finding against
him and "determined" that he should be arrested and incarcerated in
prison. He is also of the opinion that the continuing "saisie" of the
applicant on 3 December and 10 December 1993 permitted the Royal Court
to "determine" whether the applicant should continue to be incarcerated
in prison. Imposing conditions not to leave the island of Jersey and
handing over his passport also "determined" that the movement of the
applicant should be curtailed. The applicant disputes the Government`s
statement that the proceedings only had the characteristics of an
interim injunction. He underlines that there is a vast difference
between ordering the assets of a defendant to be restrained and
ordering the arrest of the defendant. He claims that the Order of
Justice determined his right to liberty.
The applicant also points out that he was ordered to pay either
the caution or the plaintiff`s claim in full, therefore the order was
intended to operate as an Order as to the relief sought and not, as
alleged by the Government, as an interim order only. The true effect
of the ex parte order was therefore a "determination" by the Bailiff
that the applicant was a "debtor" by virtue of his non-compliance with
the California Order. Whenever an "Ordre Provisoire" incorporates a
caution to be paid, it follows that "civil rights and obligations" have
been determined.
As to the fairness of proceedings, the applicant complains about
not receiving any notice that a hearing would take place on
15 September 1993 and about not being able to attend the hearing. He
also claims that he was not able personally to instruct and fully
discuss his case with his Colorado and California lawyers which as a
consequence meant that the only option open to the applicant at the
time was to agree to remain in custody whilst the Jersey lawyers
researched the case-law and gathered sufficient evidence to lodge an
application for his release. Only in January 1994, that is after his
release on medical grounds, did the lawyers of Jersey and Colorado find
out that the line of defence open to the applicant was to challenge the
Jersey proceedings on the grounds that the 1990 California Order had
been obtained by fraud. The applicant also notes that the plaintiff`s
lawyer had nine months to prepare the case for the Jersey proceedings
while he only had a very short time to prepare his defence.
The applicant also claims that the Jersey court failed to
consider whether the foreign judgment was obtained by fraud, this being
one of the reasons for impeachment of the judgment. He claims the
Provisional Order has been made only on the basis of the affidavits of
the Plaintiff, her Colorado, Jersey and Californian lawyers. As the
affidavits contained no such admission or denial, the Order of Justice
of 15 September was made without any consideration of the possibility
that the California Order may have been obtained by fraud.
The Commission notes that no allegations of criminal behaviour
were made against the applicant at any stage. The proceedings against
him did not, therefore determine a "criminal charge" within the meaning
of Article 6 para. 1 (Art. 6-1) of the Convention. Article 6 para. 2
and Article 6 para. 3 (Art. 6-2, 6-3) of the Convention are therefore
of no relevance in the present case.
The Commission notes that the applicant complains only about the
proceedings following the ex parte order of 15 September 1993, namely
his arrest and detention. This part of the proceedings continued on an
inter partes basis on 3 December and 10 December and ended on
21 December 1993, when the applicant was released. The Commission also
notes that the saisie ordered in September 1993 was lifted on 29 April
1994, and the applicant returned to Germany. The outcome of the
proceedings was therefore ultimately in the applicant's favour, such
that there may be a question as to whether the applicant may at all
claim to be a "victim" of a violation of Article 6 (Art. 6), within the
meaning of Article 25 (Art. 25) of the Convention. The Commission need
not, however, determine this question as the application is in any
event manifestly ill-founded for the following reasons.
The Commission recalls that where interim measures are requested
in the course of proceedings which determine civil rights, the
proceedings by which the interim measures are ordered do not,
themselves, determine civil rights or obligations (see, for example,
No. 12446/86, Alsterlund v. Sweden, Dec. 5.5.88, D.R. 56, p. 229, with
further references at p. 232). The ex parte proceedings as such cannot
therefore be said to have determined the applicant's civil rights or
obligation.
Moreover, even if the ex parte proceedings as such were capable
of determining civil rights or obligations, those proceedings consisted
of no more than the grant of the Order of Justice on 15 September 1993
and its service on the applicant (and his immediate arrest) on
29 November 1993. Once the applicant was put on notice of the
proceedings, they were no longer ex parte. It follows that - to the
extent that the Commission is looking at the ex parte proceedings as
an isolated part of the overall proceedings - the six months period
provided for in Article 26 (Art. 26) of the Convention runs from that
date or, at the latest, from 21 December 1993, which was the date of
the applicant's release from prison and the end of the immediate
effects of the ex parte order. Thus the Commission would in any event
be prevented from considering the ex parte proceedings as such by the
operation of the six months rule contained in Article 26 (Art. 26) of
the Convention.
Taking the enforcement proceedings as a whole, the Commission
recalls that it has previously held that enforcement proceedings will
not generally determine civil rights and obligations unless they are
capable of giving rise to a fresh determination of substantive matters
(see No. 13800/88, Dec. 1.7.91, D.R. 71, p. 94). Since that decision,
the European Court of Human Rights has held that enforcement may fall
to be considered in the context of Article 6 (Art. 6) of the Convention
(see Hornsby v. Greece judgment of 19 March 1997, Reports 1997-II, No.
33, para. 40) and that the determination of costs, too, may fall within
the ambit of Article 6 (Art. 6) of the Convention (see Robins v. the
United Kingdom judgment of 23 September 1997, to be published in
Reports of Judgments and Decisions for 1997, para. 29). In the present
case, the principal determination of civil rights and obligations was
clearly the proceedings before the Californian courts. If the
proceedings before the Jersey courts determined civil rights and
obligations, that determination must have been wholly independent of
the initial, Californian proceedings.
The applicant claims that the Jersey proceedings did give rise
to new legal issues, independent of those already adjudicated upon by
the California order. The Government do not agree.
The Commission can, however, leave also this question open
because, even assuming that Article 6 (Art. 6) applied to the Jersey
proceedings as a whole, this complaint is in any event manifestly ill-
founded.
The Commission would first recall that in accordance with
Article 19 (Art. 19) of the Convention, its only task is to ensure the
observance of the obligations undertaken by the Parties in the
Convention. In particular, it is not competent to deal with an
application alleging that errors of law or fact have been committed by
domestic courts, except where it considers that such errors might have
involved a possible violation of any of the rights and freedoms set out
in the Convention. The Commission refers, on this point, to its
constant case-law (see No. 5258/71, X v. Sweden, Dec. 8.2.73,
Collection 43, pp. 71, 77; No. 7987/77, X v. Austria, Dec. 13.12.79,
D.R. 18, pp. 31, 45; No. 19890/92, Ziegler v. Switzerland, Dec. 3.5.93,
D.R. 74, p. 234).
Whilst the draconian interim measure which was ordered against
the applicant may well have caused him considerable inconvenience, in
the context of the Jersey proceedings as a whole, the Commission can
see no unfairness in these proceedings. In particular, there is no
reason why the institution of proceedings on an ex parte basis should
have any impact on the fairness of the proceedings as a whole, provided
that full procedural guarantees were available when the proceedings
were inter partes. In the present case, once the proceedings were inter
partes, the applicant had several hearings, was represented by a lawyer
and the case finally ended in his favour.
It follows that the remainder of the application is manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
For these reasons, the Commission, by a majority,
DECLARES THE REMAINDER OF THE APPLICATION INADMISSIBLE.
M.F. BUQUICCHIO J. LIDDY
Secretary President
to the First Chamber of the First Chamber
LEXI - AI Legal Assistant
