GUIGUE AND SGEN-CFDT v. FRANCE
Doc ref: 59821/00 • ECHR ID: 001-67568
Document date: January 6, 2004
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THE FA CTS
The applicants, Mrs Jeanine Guigue and the Federation of Education Unions (SGEN-CFDT), are a French national , born in 1932 and living in Paris , and a legal person having its registered office in Paris . They were represented before the Court by Mr N . Senyk, a lawyer practising in Paris .
A. The circumstances of the ca se
The facts of the case, as submitted by the applicants, may be summarised as follows .
On 27 July 1993 Mrs Guigue, the first applicant, who is a r egional i nspector of schools , lodged a criminal complaint and application to join the proceedings as a civil party against a person or persons unknown for premeditated assault . She submitted that, after applying for a job as g eneral i nspector of schools , she received an anonymous postcard containing insults of a kind to disrupt and compromis e her personal and professional life . She stated that she had previous ly received four postcards of th e same type . Moreover, she received a sixth one shortly afterwards .
On the basis of a handwrit ing expert ' s evidence and a comparative analysis of the anonymous mail received by the applicant , B., a g eneral i nspector of schools having authority over the applicant , was placed under investigation.
On 18 December 1996 the investigating ju d ge at the Paris tribunal de grande instance made an order committing B. to that court for trial on a charge of intentional assault with premeditation against M rs Guigue occasioning unfitness for work for less than eight days .
T he second applicant , t he SGEN-CFDT , join ed the proceedings as a civil party .
In a judgment delivered on 30 S eptemb er 1997, the court convicted B. of intentional assault with premeditation against Mrs Guigue , sentenced him to a suspended term of three months ' imprisonment and a fine of 15 , 000 French francs (FRF) , and awarded damages to the civil parties, namely FRF 25, 000 to M rs Guigue for her non-pecuniary damage , and FRF 1 to the SGEN-CFDT.
No appeal was lodged within the statutory ten-day time-limit binding on all the p arties sa ve the Principal Public Prosecutor .
In a letter of 5 December 1997 , B. ' s lawyer informed the SGEN- CFDT ' s lawyer that the Principal Public Prosecutor at the Paris Court of Appeal had lodged an appeal against the judgment within the special two-month time-limit available to the Principal Public Prosecutor alone and laid down in A rticle 505 of the Code of Criminal Procedure (“the CCP” ) .
On 10 December 1997 , five days after being notified of the appeal by B. ' s lawyer, the SGEN-CFDT lodged an appeal, stating grounds, against the af orementioned judgment . M rs Guigue did likewise.
In support of their appeals , the appellants requested the Court of Appeal to declare inadmissible the appeal lodged by the Principal Public Prosecutor or , in the alternative, to declar e their appeal admissible in accordance with the principle of equality of arms as deriv ed from the right to a fair hearing within the meaning of A rticle 6 of the Convention.
In a judgment of 4 November 1998 , the Paris Court of Appeal declared admissible the appeal by the Principal Public Prosecutor and inadmissible the appeals lodged by the applicants . In its judgment the court made the following finding among others :
“ A rticles 497 , point ( 6 ) , and 505 of the C ode of Criminal Procedure give the Principal Public Prosecutor the right to appeal against a ju d g ment within two months of its being delivered.
The other parties to the criminal trial also have a right of appeal under A rticle 497 , points ( 1 ) - ( 5 ) of the Code of Criminal Proce dure , exercisable within ten days in accordance with A rticle 498 of that Code.
In these conditions , t hey cannot all ege that there has been a breach of the principle of equality of arms because they could have appealed against the de cision within the time-limit allowed them.
They cannot extend to cases involving major offences a line of argument based on an appeal regarding petty offences in respect of which the Principal Public Prosecutor , by virtue of the last paragraph of A rticle 546 of the Co de of Criminal Procedure , is the only party able to appeal against all dec ision s of the police courts ...
It therefore app ears that the appeal by the Principal Public Prosecutor is not incompa tible with the provisions of A rticle 6 of the European C onvention for the Protection of Human Rights. ... ”
The applicants appealed on points of law . On 29 February 2000 the Cou r t of C assation dismissed thei r appeal on the following grounds :
“ In declaring admissible the app e al by the Principal Public Prosecutor and inadmissible the cross-appeal s by the c ivil parties, the Court of Appeal ruled as set out in the grounds reproduced in the appeal.
That being the case, and seeing that neither the defendant nor the civil parties , who have a statutory right to appeal in respect of their civil interests alone , appealed wit hin the time-limit allowed them, the Court of Appeal correctly applied the provisions of A rticles 497, 498, 500 and 50 5 of the Code of Criminal Procedure , which are not incompatible with the provisions of the Convention referred to .
Moreover , since the civil action ha s lap sed, the appellants do not have locus standi to challenge the appeal lodged by the Principal Public Prosecutor ...”
B. Relevant domestic law and practice
1. Code of Criminal Procedure
Article 497
( Law no. 83-608 of 8 July 1983 Art . 8 Official Gazette of 9 July 1983 in force 1 September 1983)
“The following persons have a right of appeal:
(1) the defendant;
(2) the person liable under the civil law , i n respect of civil interests only;
(3) the civil party, in respect of his civil interests only;
(4) the public prosecutor;
(5) the public authorities , in cases where they have brought the prosecut ion ;
(6) the Principal Public Prosecutor at t he Court of Appeal . ”
Article 498
( Ord er n o. 60-529 of 4 June 1960 Art . 2 Official Gazette of 8 June 1960)
(Law n o. 85-1407 of 30 December 1985 Art . 48 and Art. 94 Official Gazette of 31 December 1985 in force 1 February 1986)
“ Save in the case provided for in A rticle 505, an appeal shall be lodged within ten days of delivery of a judgment given in the presence of both parties .
However, in respect of the following, the time-limit for appeal ing runs only from service of the judgment, irrespective of the method used :
( 1 ) o any party who, after adversarial proceedings, was not present or represented at the hearing at which judgment was delivered , but only where this party or his representative was not notified of the da te on which judgment would be delivered ;
(2) o any defendant who requested to be tried in absentia as provided for in A rticle 411, first paragraph;
(3) any defendant who failed to appear, in the circumstances set forth in A rticle 411, fourth paragraph .
The same shall appl y in respect of the cases provided for in A rticles 410 and 494- 1. ”
Article 500
“ Where one of the parties appeals during the above-mentioned periods , the other parties shall have an additional five days in which to lodge an appeal. ”
Article 505
(Ord er n o. 60-529 of 4 June 1960 Art. 8 Official Gazette of 8 June 1960)
“ The Principal P ublic P rosecutor shall lodge an appeal , by service either on the defendant or on the person civilly liable for the offence , within two months of the da te on which judgment is delivered . ”
2. Case-law
In a number of cases the Court of C assation has had an opportunity to rule on the c ompatibility of A rticle 505 of the CCP with A rti cle 6 of the Convention . It has held that “ A rticle 505 of the Code of Criminal Procedure , which lays down a two-month time-limit for an appeal by the Principal Public Prosecutor , is not contrary to the r equirement of a fair hearing provided that the defendant also has a right of appeal and has sufficient time in which to make meaningful use of it ” ( see, inter alia , X et Y , j udgment of the Court of Cassation, Criminal Division (“ Cass. c rim . ” ) 9 January 2002 ; Cervoni ; Cass. c rim ., 24 October 2001 ; Amelot , Cass. c rim ., 27 June 2000 ; Navarra , Cass. c rim ., 27 June 2000 ).
COMPLAINTS
Relying on Ar ticle 6 of the Convention, the applicants challenged the judgme nt delivered on 29 February 2000 by the Cour t of C assation. They argued that the right to a fair hearing guaranteed by that A rticle requir ed the parties to have the same rights, particularly regarding remedies . They complained of a double violation of the princip le of equality of arms.
They alleged, firstly, that if on the expiry of the statutory ten-day time-lim it no appeal had been lodged, a right of appeal should not be reserved to the Principal Public Prosecutor alone . I f the Principal Public Prosecutor appealed wit hin the special two-month time-limit provided for in Ar ticle 505 of the C C P , the parties to the trial had no right of appeal and the civil part ies could not submit any observations on appeal . In the applicants ' submission, that resulted in a breach of the prin ciple of equality of arm s.
They submitted, secondly, that in accordance with the princip l e of equality of arm s, where an appeal was lodged by the Principal Public Prosecutor within the special two-month time- limit t he parties should in turn have an extra five day s within which t o appeal , as they did in the other cases to which A rticle 500 of the CC P appli ed (possibilit y of appeal known as a “ cross-appeal ” ). In their submission, the Court of Appeal ' s ruling – upheld by the Cour t of C assation – that their appeals were inadmissible infringed that principle .
THE LAW
The applicants submitted that the inadmissibility ruling in respect of their appeals, given by the Court of Appeal and upheld by the Court of C assation, amounted to a dou ble violation of the principle of equality of arms guaranteed by A rticle 6 § 1 of the Convention, which is worded as follows :
“In the determination of ... any criminal charge against him, everyone is entitled to a fair ... hearing ... by [ a ] ... tribunal ... ”
They maintained that A rticle 505 of the CCP was in compatible with the principle of equality of arms because it allowed only the Principal Public Prosecutor a right of appeal within two months of the judgment by the criminal court , whereas the right of appeal by the other parties had to be exercis ed within a shorter period . They alleged further that the inability of civil parties to lodge a cross-appeal against an appeal lodged by the Principal Public Prosecutor infringed the principle of equality of arm s.
The Cour t notes at the outset that the issue of the applicabilit y of A rticle 6 of the Convention arises in so far as this provision is applica bl e only t o proceedings concerning a “criminal charge” against the applicant s o r to the “determination of ... civil rights and obligations ” . Although it is clear that A rticle 6 of the Convention is not applica bl e under its criminal head with regard to the applicant s , the issue arises as to whether the proceedings in question concerne d the “determination of ... civil rights and obligations” .
However, the Cour t does not consider it necessary to determine this issue in th e instant case because it considers that the complaint is , in any event, inadmissible in its entirety .
The Cour t reiterates that, according to its case-law, the principle of equality of arms requires that each party must be afforded “ a reasonable opportunity to present his case under conditions that do not place him at a substantial disadvantage vis-aÌ€-vis his opponent ” (see, among other authorities, De Haes and Gijsels v. Belgium , judgment of 24 February 1997 , Reports of Judgments and Decisions 1997 ‑ I , p. 238, § 53). Furthermore , “ the principle of equality of arms does not depend on further, quantifiable unfairness flowing from a procedural inequality. It is a matter for the parties to assess whether a submission deserves a reaction and it is inadmissible for one party to make submissions to a court without the knowledge of the other and on which the latter has no opportunity to comment ” ( see APEH Üldözö tteinek Szövetsége and Others v . Hungary , no. 32367/96, § 42, ECHR 2000- X). Lastly , “ the requirement of ' equality of arms ' , in the sense of a ' fair balance ' between the parties, applies in principle to civil cases as well as to criminal cases ” ( see Dombo Beheer B.V. v. the Netherlands , judgment of 27 October 1993, Series A no. 274, p. 19, § 33).
In the instant case the Court notes that, in accordance with the provisions of the Code of Criminal Procedure ( see “ Relevant domestic law and practice ” above ) in force at the material time , the parties, including the civil parties, had a right to appeal against the judgment of 30 S eptemb er 1997 delivered by the Paris tribunal de grande instance . Thus , far from being reserved to the Principal Public Prosecutor alone , all the p arties, including the applicants, had a right of appeal. That right gave the applicants a real and genuine opportunity to submit t heir observations on appeal . Since the applicants did not appeal within the statutory time-limit, it is to be noted that they did not avail themselves of t hat oppor t unity ( see Helle v. Finland , judgment of 19 December 1997 , Reports , 1997 ‑ VIII, p. 2928, § 54).
The Cour t also observes that , although the ten-day tim e-limit for lodging an appeal was short, it was not so short as to deprive the applicants of the possibility of making meaningful use of that remedy . The fact that that time-limit is notably shorter for private parties than for the Principal Public Prosecutor – whose position, moreover , is different – can not, in the Court ' s opinion , place the former at a “substantial disadvantage ” vis-à-vis the latter within the meaning of D e Haes and Gijsels , cited above, even accepting that the Principal Public Prosecutor may be regarded as their “opponent” within the meaning of that judgment .
Furthermore, it appears, as shown by the domestic courts, that although an application to bring proceedings as a civil party triggers the public prosecution, the civil action brought by the applicants remains an action for damages for the loss incurred as a result of the offence, and an y appe a l that they might have lodged concern s only civil interests . Th is type of a ction is fundamentally d istinct from the one brought by the Principal Public Prosecutor , who is vested with public authority and responsible for defending the general interest , which necessarily concerns only criminal provisions .
In the instant case, in a judgment delivered on 30 S eptemb er 1997 , th e court awarded damages to the civil parties . As no appeal was lodged , those provisions became final . They could not be called into question by the app eal lodged by the Principal Public Prosecutor . A ccordingly, the applicants and the Principal Public Prosecutor brought two entirely different actions w hich had no bearing on each other . It follows that the applicants had a reasonable opportunity to present their case on appeal regarding the civil interests and that they cannot claim that the admissibility of the Principal Public Prosecutor ' s appeal unlawfully placed them in a substantially disadvantageous position vis-à-vis him .
In these conditions, and having regard to the fact that Ar ticle 505 of the CC P does not deprive the applicants of a remedy available to the Principal Public Prosecutor but merely lays down different formal requirements and time-limits for its use , the Court considers that the applicants cannot maintain that there has been a breach of the principle of “equality of arms” inherent in the concept of a fair hearing .
I t follows that the application must be rejected as manifestly ill- founded within the meaning of Article 35 §§ 3 and 4 of the Convention.
For these reasons, the Court unanimously
De clare s the application inadmissible .