FISCHER v. AUSTRIA
Doc ref: 16922/90 • ECHR ID: 001-45619
Document date: September 9, 1993
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EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 16922/90
Josef Fischer
against
Austria
REPORT OF THE COMMISSION
(adopted on 9 September 1993)
TABLE OF CONTENTS
Page
I. INTRODUCTION
(paras. 1 - 16) . . . . . . . . . . . . . . . . . . . . . 1 - 2
A. The application
(paras. 2 - 4) . . . . . . . . . . . . . . . . . . . . . 1
B. The proceedings
(paras. 5 - 11). . . . . . . . . . . . . . . . . . . 1 - 2
C. The present Report
(paras. 12 - 16) . . . . . . . . . . . . . . . . . . . . 2
II. ESTABLISHMENT OF THE FACTS
(paras. 17 - 31). . . . . . . . . . . . . . . . . . . . . 3 - 6
A. The particular circumstances of the case
(paras. 17 - 26) . . . . . . . . . . . . . . . . . . 3 - 4
B. Relevant domestic law and practice
(paras. 27 - 31) . . . . . . . . . . . . . . . . . . 4 - 6
III. OPINION OF THE COMMISSION
(paras. 32 - 70). . . . . . . . . . . . . . . . . . . . .7 - 14
A. Complaint declared admissible
(para. 32) . . . . . . . . . . . . . . . . . . . . . . . 7
B. Points at issue
(para. 33) . . . . . . . . . . . . . . . . . . . . . . . 7
C. As to the applicability of Article 6 para. 1
of the Convention (paras. 34 - 40) . . . . . . . . . 7 - 8
D. As to compliance with Article 6 para. 1
of the Convention (paras. 41 - 67) . . . . . . . . .8 - 14
a. The scope of review by the
Administrative Court (paras. 41 - 48). . . . .8 - 10
Conclusion (para. 48). . . . . . . . . . . . . . .10
b. The absence of a hearing before the
Administrative Court (paras. 49 - 63). . . . 10 - 13
Conclusion (para. 63). . . . . . . . . . . . . . .13
c. The absence of a hearing before the
Constitutional Court (paras. 64 - 67). . . . 13 - 14
Conclusion (para. 67). . . . . . . . . . . . . . .14
Recapitulation
(paras. 68 - 70) . . . . . . . . . . . . . . . . . . . .14
CONCURRING OPINION OF Mr. F. ERMACORA. . . . . . . . . . . . . . . 15
PARTLY DISSENTING, PARTLY CONCURRING OPINION
OF Mrs. J. LIDDY . . . . . . . . . . . . . . . . . . . . . . 16 - 18
APPENDIX I : HISTORY OF THE PROCEEDINGS . . . . . . . . . . .19
APPENDIX II : PARTIAL DECISION ON THE ADMISSIBILITY. . . 20 - 24
APPENDIX III : FINAL DECISION ON THE ADMISSIBILITY . . . 25 - 30
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before the
Commission.
A. The application
2. The applicant is an Austrian citizen born in 1932. He lives in
Vienna and is represented before the Commission by Mr. M. Gnesda, a
lawyer practising in Vienna.
3. The application is directed against the Republic of Austria whose
Government were represented initially by their agent, Ambassador
H. Tuerk, head of the International Law Department of the Federal
Ministry for Foreign Affairs, and latterly by his successor,
Ambassador F. Cede.
4. The application concerns court proceedings by which the applicant
attempted to challenge the revocation of a tipping licence under the
Water Rights Act 1959 (Wasserrechtsgesetz). The applicant invokes
Article 6 para. 1 of the Convention.
B. The proceedings
5. The application was introduced on 11 May 1990 and registered on
24 July 1990.
6. On 7 January 1991 the Commission declared inadmissible the
applicant's complaint under Article 1 of Protocol No. 1 to the
Convention, and decided to request the parties to submit written
observations on the admissibility and merits of the complaint under
Article 6 para. 1 of the Convention.
7. The respondent Government submitted their observations on
15 April 1991 and the applicant submitted his on 13 June 1991 and
21 August 1991. On 4 September 1991 the Government submitted further
observations, to which the applicant replied on 10 October 1991.
8. At the hearing, which was held on 8 September 1992, the parties
were represented as follows: the Government by Mr. Wolf Okresek,
Federal Chancellery, agent, Mr. Franz Oberleitner, Federal Ministry for
Agriculture and Forestry, adviser, and Ms. Susanne Boigner, Federal
Ministry for Foreign Affairs, adviser; the applicant by
Mr. Michael Gnesda, lawyer.
9. At the close of the hearing the Commission declared the
application admissible.
10. On 11 January 1993 the applicant made further submissions in
writing.
11. After declaring the case admissible, the Commission, acting in
accordance with Article 28 (b) of the Convention, also placed itself
at the disposal of the parties with a view to securing a friendly
settlement. In the light of the parties' reaction, the Commission now
finds that there is no basis on which such a settlement can be
effected.
C. The present report
12. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes, the following members being present:
MM. C. A. NØRGAARD, President
A. WEITZEL
F. ERMACORA
E. BUSUTTIL
G. JÖRUNDSSON
A. S. GÖZÜBÜYÜK
J. C. SOYER
H. DANELIUS
Sir Basil HALL
Mr. F. MARTINEZ
Mrs. J. LIDDY
MM. J.-C. GEUS
M.P. PELLONPÄÄ
13. The text of this Report was adopted on 9 September 1993 and is
now transmitted to the Committee of Ministers of the Council of Europe,
in accordance with Article 31 para. 2 of the Convention.
14. The purpose of the Report, pursuant to Article 31 of the
Convention, is:
i) to establish the facts, and
ii) to state an opinion as to whether the facts found disclose a
breach by the State concerned of its obligations under the
Convention.
15. A schedule setting out the history of the proceedings before the
Commission is attached hereto as Appendix I and the Commission's
decisions on the admissibility of the application are attached as
Appendixes II and III.
16. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. The particular circumstances of the case
17. The applicant holds both the western and eastern part of a tip
at Theresienfeld in Lower Austria. He owns the western part outright,
having bought it in 1977. He holds the eastern part on a 25 year,
assignable tipping lease dated 13 October 1975.
18. On 21 September 1972 a tipping licence under the Water Rights Act
1959 (Wasserrechtsgesetz 1959) was granted to a company, Waxina, by the
Provincial Governor (Landeshauptmann) of Lower Austria. It related to
the tipping of distillation residue on the site. The parties disagree
as to whether the licence relates to the whole of the site or only to
the eastern part. On 30 July 1973 the licence was extended to cover
domestic, commercial and industrial waste. Further conditions were
added; the licence was expressed to be revocable pursuant to Section
21 of the 1959 Act. The new licence was granted to both Waxina and the
then owners of the site.
19. On 13 October 1975 the applicant took a 25 year tipping lease
from the owners of the site.
20. In 1977 the applicant purchased from the owners the western part
of the site. Title was registered on 10 January 1979 and the relevant
authorities were informed of the change of ownership, the rights under
the licence of 30 July 1973 thereby passing to the applicant by
operation of law.
21. The licence of 30 July 1973 was revoked on 5 December 1986 by the
Provincial Governor of Lower Austria. The Government submit that the
revocation affected only the eastern part of the site, pointing out
that separate proceedings were subsequently instituted relating to the
western part. Further, the Government point out that the
Administrative Court (Verwaltungsgerichtshof) and the Vienna Regional
Court (Landesgericht), in subsequent proceedings, agreed that the
licence related to the eastern part of the site only. The applicant
underlines that, until 1980, the administrative authorities themselves
accepted that the licence covered the whole of the tip, and adds that
in criminal proceedings the courts accepted that the licence related
to the entire site.
22. The reasons given for the revocation included that dangerously
high levels of toxic substances had been found in the groundwater at
the site (which forms part of an area constituting the groundwater
reservoir for drinking water for over half a million people); barrels
had been found both in the western and eastern (practically full) part
of the site; certain of the barrels found contained non-authorised
substances which could escape and mix with other substances; and the
site was in any event unsuitable for tipping - even ordinary domestic
waste should not be dumped.
23. The applicant's appeal to the Federal Ministry of Agriculture and
Forestry (Bundesministerium für Land- und Forstwirtschaft) was rejected
on 20 July 1987. The facts were accepted as established by the
Provincial Governor. The Ministry found, after a further expert's
report, that it was absolutely necessary to close the tip to safeguard
water supplies and the site could not technically be rendered safe.
In connection with the applicant's complaint of a violation of his
right to be heard (Parteiengehör) the Ministry found that the applicant
had had ample opportunity to make his views known in the proceedings
before it, and that an oral hearing was not prescribed in cases
involving revocations of licences.
24. On 6 August 1987 the applicant made a complaint to the
Administrative Court in which he alleged that the decision of
20 July 1987 was unlawful. He also complained that the administrative
authorities had not held a hearing. He requested that the decision be
quashed, that the proceedings should have suspensive effect, and that
the Administrative Court should hold an oral hearing. On
2 September 1987 the applicant made a constitutional complaint to the
Constitutional Court (Verfassungsgerichtshof), alleging violation of,
inter alia, Article 1 of Protocol No. 1 to the Convention and
Article 6 para. 1 of the Convention. He complained that the
administrative authorities did not grant his request for a hearing
before them, and requested a hearing before the Constitutional Court.
25. On 14 March 1989 the Constitutional Court refused to consider the
applicant's complaint pursuant to Article 144 para. 2 of the Federal
Constitutional Law (Bundesverfassungsgesetz). The Constitutional Court
noted that the matter was not excluded from the jurisdiction of the
Administrative Court, and found that the bulk of the complaints related
to allegations of incorrect application of ordinary law. To the extent
that the complaint did touch upon questions of constitutional law, the
complaint had no adequate prospect of success. No hearing was held.
26. The Administrative Court, whose decision runs to some 20 pages,
rejected the applicant's complaint on 21 September 1989 on the ground
that it was ill-founded. The Court found that, regardless of the scope
of the original licence, the revocation related to the whole of the
original licence. It considered that the revocation clause in the
original licence could only be invoked if there were adequate factual
grounds for a revocation, and went on to find that a number of the
applicant's allegations and complaints were directed to matters which
were not relevant to the revocation of the licence at all. With regard
to the balance to be struck between the public interest and other
interests (such as those of the communes which could no longer use the
tip, and of the applicant, whose business was seriously affected), the
Administrative Court noted that the Ministry had found inter alia that
"the public interest in ensuring the supply of drinking water
[outweighs] the economic interests in favour of continued use of the
tip". The Court concluded that there had been no procedural errors,
that the revocation had taken place after due consideration of relevant
factors and was in accordance with the law. The complaint was
dismissed as ill-founded pursuant to Section 42 (1) of the
Administrative Court Act. The Court found that an oral hearing had not
been necessary, either before the Ministry or before itself, and
rejected the applicant's request for a hearing before the
Administrative Court under Section 39 (2) 6 of the Administrative Court
Act.
B. Relevant domestic law and practice
27. Section 39 (1) of the Administrative Court Act provides that the
Administrative Court is to hold a hearing after its preliminary
investigation of the case where a complainant has requested a hearing
within the time-limit. Section 39 (2) provides as follows:
[German]
"Der Verwaltungsgerichtshof kann ungeachtet eines Parteiantrages
nach Abs. 1 Z. 1 von einer Verhandlung absehen, wenn
1. das Verfahren einzustellen (§ 33) oder die Beschwerde
zurückzuweisen ist (§ 34);
2. der angefochtene Bescheid wegen Rechtswidrigkeit infolge
Unzuständigkeit der belangten Behörde aufzuheben ist
(§ 42 Abs. 2 Z. 2);
3. der angefochtene Bescheid wegen Rechtswidrigkeit infolge
Verletzung von Verfahrensvorschriften aufzuheben ist (§ 42 Abs. 2
Z. 3);
4. der angefochtene Bescheid nach der ständigen Rechtsprechung
des Verwaltungsgerichtshofes wegen Rechtswidrigkeit seines
Inhaltes aufzuheben ist;
5. weder die belangte Behörde noch etwaige Mitbeteiligte eine
Gegenschrift eingebracht haben und der angefochtene Bescheid
aufzuheben ist;
6. die Schriftsätze der Parteien des verwaltungsgerichtlichen
Verfahrens und die dem Verwaltungsgerichtshof vorgelegten Akten
des Verwaltungsverfahrens erkennen lassen, daß die mündliche
Erörterung eine weitere Klärung der Rechtssache nicht erwarten
läßt."
[Translation]
"Notwithstanding a party's application, the Administrative Court
may decide not to hold a hearing when
1. The proceedings are to be discontinued (under Section 33) or
the complaint is to be rejected (Section 34);
2. The contested decision is to be quashed for unlawfulness due
to lack of jurisdiction on the part of the authority challenged
(Article 42 (2) 2);
3. The contested decision is to be quashed for failure to comply
with procedural provisions (Section 42 (2) 3);
4. The contested decision is to be quashed in accordance with
the constant case-law of the Administrative Court for
unlawfulness as to its contents;
5. Neither the authority challenged nor any third party has
submitted a reply and the contested decision is to be quashed;
6. It is apparent to the Court from the written pleadings of the
parties to the proceedings before the Administrative Court and
from the files relating to the prior proceedings that an oral
hearing is not likely to contribute to clarifying the case."
28. Section 39 (2) 1 to Section 39 (2) 3 were in force in 1958.
Section 39 (2) 4 and 5 were added in 1964 and Section 39 (2) 6 was
added in 1982.
29. Section 42 (1) of the Administrative Court Act states that, save
as otherwise provided, decisions of the Administrative Court shall
either dismiss a complaint as ill-founded or quash the contested
decision. Apart from amendments to that part of Section 42 (1) which
enumerates those proceedings to which it does not apply (not relevant
in the present case) Section 42 (1) has been in force since at least
1946.
30. Article 90 para. 2 of the Federal Constitutional Law provides as
follows:
[German]
"Die Verhandlungen in Zivil- und Strafrechtssachen vor dem
erkennenden Gericht sind mündlich und öffentlich. Ausnahmen
bestimmt das Gesetz."
[Translation]
"Hearings in civil and criminal cases by the trial court shall
be oral and public. Exceptions may be prescribed by law."
31. Article 144 para. 2 of the Federal Constitutional Law provides
as follows:
[German]
"Der Verfassungsgerichtshof kann die Behandlung einer Beschwerde
bis zur Verhandlung durch Beschluß ablehnen, wenn sie keine
hinreichende Aussicht auf Erfolg hat oder von der Entscheidung
die Klärung einer verfassungsrechtlichen Frage nicht zu erwarten
ist. Die Ablehnung der Behandlung ist unzulässig, wenn es sich
um einen Fall handelt, der nach Art. 133 von der Zuständigkeit
des Verwaltungsgerichtshofes ausgeschlossen ist."
[Translation]
"The Constitutional Court may refuse to consider a case up to a
hearing by way of decision if it has no reasonable prospect of
success or it cannot be expected that the decision will shed
light on a problem of constitutional law. A refusal to consider
is inadmissible if it concerns a case excluded from the
jurisdiction of the Administrative Court by Article 133."
III. OPINION OF THE COMMISSION
A. Complaint declared admissible
32. The Commission has declared admissible the applicant's complaint
that he was not able to have a hearing on the issue of the revocation
of his tipping licence before a court which complied with Article 6
para. 1 (Art. 6-1) of the Convention.
B. Points at issue
33. The issues to be determined are
- whether there has been a violation of the applicant's right to have
his case determined by a tribunal within the meaning of Article 6
para. 1 (Art. 6-1) of the Convention,
- whether the absence of an oral hearing before the Administrative
Court violated Article 6 para. 1 (Art. 6-1) of the Convention, and
- whether the absence of an oral hearing before the Constitutional
Court violated Article 6 para. 1 (Art. 6-1) of the Convention.
C. As to the applicability of Article 6 para. 1
(Art. 6-1) of the Convention
34. Article 6 para. 1 (Art. 6-1) of the Convention, insofar as
relevant, provides:
"In the determination of his civil rights and obligations
..., everyone is entitled to a fair and public hearing ...
by an independent and impartial tribunal established by
law."
35. In the above court proceedings the applicant attempted to
challenge the revocation of his tipping licence under the Water Rights
Act 1959.
36. The applicant submits that Article 6 para. 1 (Art. 6-1) of the
Convention applies to these proceedings.
37. The Government submit, first, that the land to which the tipping
licence related had already been completely filled at the date of the
revocation. Accordingly, the revocation did not affect the applicant
with the result that the subsequent proceedings could not determine
civil rights. The Government also submit that the revocation of the
applicant's licence was a dispute which related only to the effects of
civil rights and obligations, such that "the requirements resulting
from the fact that a decision has been taken by an impartial tribunal
must be less severe in a non-traditional field of civil rights,
including the present case."
38. The Commission finds that the question of the extent of the
licence at issue in the present case was one of the questions before
the Constitutional and Administrative Courts. The question of the
actual existence of a right, and also its scope and the manner of its
exercise was therefore at issue (c.f. Eur. Court H.R., Skärby judgment
of 28 June 1990, Series A no. 180-B, p. 36 para. 27).
39. The Commission recalls that the concept of "civil rights and
obligations" cannot be interpreted solely by reference to the domestic
law of the respondent State (cf. Eur. Court H.R., König judgment of
28 June 1978, Series A no. 27, pp. 29-30 paras. 88-89). It is
sufficient for the applicability of Article 6 para. 1 (Art. 6-1) that
the outcome is "decisive for private rights and obligations" (cf. Eur.
Court H.R., H. v. France judgment of 24 October 1989, Series A
no. 162-A, p. 20 para. 47). In particular in the present case, the
revocation of the applicant's licence might well have had adverse
effects on the value of his business and of the good will and, indeed,
the applicant made just such allegations in his initial application to
the Commission. This confirms the existence of direct links between
the revocation of the licence and the applicant's commercial activities
(cf. Eur. Court H.R., Benthem judgment of 23 October 1985, Series A
no. 97, p. 16 para. 36).
40. The Commission therefore finds that Article 6 para. 1
(Art. 6-1) of the Convention was applicable to the proceedings by which
the applicant challenged the revocation of his tipping licence under
the Water Rights Act.
D. As to compliance with Article 6 para. 1 (Art. 6-1)
of the Convention
a. The scope of review by the Administrative Court
41. The Commission must next examine the scope of the review offered
by the Austrian judicial authorities in this determination of civil
rights in order to establish whether the applicant had access to a
"tribunal" within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention.
42. The applicant emphasises that the Administrative Court has only
a very limited possibility of reviewing facts. The Government consider
that the control exercised by the Administrative Court in conjunction
with that exercised by the Constitutional Court meets the requirements
of Article 6 para. 1 (Art. 6-1) of the Convention.
43. The Commission has had occasion recently to consider questions
concerning the scope of review by the Administrative Court in the case
of Zumtobel v. Austria (No. 12235/86, Comm. Report 30.6.92, pending
before the Court of Human Rights). In that case, the Commission found
as follows:
"68. There remains the Administrative Court which decided on
the applicants' complaints about the expropriation. These
complaints related inter alia to the adequacy of the envisaged
stretch of road within the meaning of Section 44 of the
Provincial Road Act and thus raised issues of both facts and law.
69. The Commission recalls that in the case of Ettl and Others
it found, having regard in particular to Section 41 of the
Administrative Court Act, that the abstract possibility of a
limited review of the facts which the Administrative Court
enjoyed was not sufficient to establish its full jurisdiction
concerning the determination of the civil rights at issue (see
Comm. Report, ... p. 24, para. 85). In the Obermeier case the
Court found that, if the relevant legislation contained no
precise provisions for the decision to be taken by the
administrative authorities, and the Administrative Court could
only examine whether the authorities had used their discretion
in a manner compatible with the law, such a limited review was
not an effective judicial review under Article 6 para. 1
(Art. 6-1) of the Convention (see Eur. Court H.R., judgment of
28 June 1990, Series A no. 179, p. 23 para. 70).
70. The Commission recalls that Section 42 (2) 3 of the
Administrative Court Act, relied on by the Government in the
present case, played no part in the case of Ettl and Others
v. Austria. In the present case this provision enabled the
Administrative Court to quash the contested decision as being
unlawful due to procedural defects, if the Court found that the
administrative authority had determined the facts on an important
point contrary to the case-file; or that the facts required to
be supplemented on an important point; or that procedural
provisions had been disregarded which, if taken into
consideration, would have led to a different decision ...
71. Thus, the Administrative Court was able to review the facts
of the case in that it could examine inter alia whether they had
been incorrectly or incompletely established by the Provincial
Government. While the purpose of this review was to determine
any procedural defects leading to the unlawfulness of the
decision, Section 42 (2) 3 of the Administrative Court Act did
not restrict the Administrative Court in its power to review the
facts. In particular, this provision sets no limits in respect
of the assessment and supplementation of the facts.
72. It is true that the Administrative Court in its decision of
22 September 1989 referred to Section 41 of the Administrative
Court Act ... Section 41 provides that the Court is bound by the
facts as accepted by the authority; however, this provision
expressly reserves Section 42 (2) 3 of the Administrative Court
Act ... It follows that Section 41 does not restrict the
Administrative Court's powers under Section 42.
73. Moreover, in its decision the Administrative Court
explained its powers of review, in particular that it could 'take
evidence for examining the question whether a procedural defect
is essential or whether the incriminated authority might have
arrived at a different decision by avoiding the alleged
procedural defect; the Administrative Court may resort to these
measures also in order to control the assessment of evidence...'
The Commission sees no indication here that the Administrative
Court regarded itself as being restricted in its review of the
facts.
74. The Commission furthermore observes that the Administrative
Court could have quashed the contested decision of the Provincial
Government as being unlawful, if after its examination of the
facts it had found that they were incorrect or incomplete. The
Provincial Government would have been bound by the Administrative
Court's decision ... Thus, the Administrative Court could have
imposed its own views as to the assessment of the facts on the
administrative authority concerned.
75. The Commission recalls that it suffices under Article 6
para. 1 (Art. 6-1) of the Convention if the decision of an
administrative authority, which itself does not comply with the
requirements of this provision, is subject to subsequent control
by a judicial body that has full jurisdiction (see Eur. Court
H.R., Albert and Le Compte judgment). In the present case, the
decision of the Provincial Government concerning the
expropriation of the applicants' real property was subject to
such control by the Administrative Court which had full
jurisdiction, as required by Article 6 para. 1 (Art. 6-1) of the
Convention.
76. The applicants' case was therefore heard by a tribunal
within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention."
44. Applying those findings to the facts of the present case, the
Commission notes that the Administrative Court, in its decision of
21 September 1989, dealt at some length with the complaints raised by
the applicant. Although it is in the nature of the decisions of the
Administrative Court that they be phrased as a review of the decisions
of the administrative authorities, rather than as findings of fact on
each and every issue, there is no indication in the decision that the
Administrative Court regarded itself as being restricted in its review
of the facts.
45. The Commission furthermore observes that the Administrative Court
could have quashed the decision of the Ministry as being unlawful. The
Ministry would then have been bound by the Administrative Court's
decision. The Administrative Court could thus have imposed its own
views as to the assessment of the facts on the administrative authority
concerned.
46. The Commission recalls that it suffices under Article 6 para. 1
(Art. 6-1) of the Convention if the decision of an administrative
authority, which itself does not comply with the requirements of this
provision, is subject to subsequent control by a judicial body that has
full jurisdiction (see Eur. Court H.R., Albert and Le Compte judgment
loc. cit., p. 16 para. 29). In the present case, the decision of the
Ministry of Agriculture and Forestry was subject to such control by the
Administrative Court which had the jurisdiction required by Article 6
para. 1 (Art. 6-1) of the Convention.
47. The applicants' case was therefore heard by a tribunal within the
meaning of Article 6 para. 1 (Art. 6-1) of the Convention.
Conclusion
48. The Commission concludes, by 12 votes to 1, that there has been
no violation of the applicant's right to have his case determined by
a tribunal within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention.
b. The absence of a hearing before the Administrative Court
49. The applicant alleges that the absence of a hearing before the
Administrative Court violates Article 6 para. 1 (Art. 6-1) of the
Convention. He considers that the Austrian reservation to Article 6
(Art. 6) of the Convention does not comply with the requirements of
Article 64 (Art. 64), such that it cannot affect the requirement to
hold a hearing in cases which determine civil rights.
aa. The Austrian reservation
50. The Austrian reservation to Article 6 (Art. 6) of the Convention
provides as follows:
"The provisions of Article 6 (Art. 6) of the Convention
shall be so applied that there shall be no prejudice to the
principles governing public court hearings laid down in
Article 90 of the 1929 version of the Federal
Constitutional Law."
51. Article 64 (Art. 64) of the Convention provides as follows:
"1. Any State may, when signing this Convention or when
depositing its instrument of ratification, make a reservation in
respect of any particular provision of the Convention to the
extent that any law then in force in its territory is not in
conformity with the provision. Reservations of a general
character shall not be permitted under this Article (Art. 64).
2. Any reservation made under this Article (Art. 64) shall
contain a brief statement of the law concerned."
52. The Government note that in the Ringeisen and Ettl cases (Eur.
Court H.R., Ringeisen judgment of 16 July 1971, Series A no. 13, p. 40
para. 98, Eur. Court H.R., Ettl and Others judgment of 23 April 1987,
Series A no. 117, p. 19 para. 42) the European Court of Human Rights
accepted the Austrian reservation to Article 6 (Art. 6) as applying to
administrative cases. They contend that, even if it is assumed that
the reservation only applies to exceptions based on ordinary laws which
were in force on the date of the reservation, then the reservation
nevertheless complies with the requirements of Article 64 (Art. 64) of
the Convention because the Administrative Court Act 1952, which was in
force when the reservation was made, provided for certain grounds on
which the Administrative Court could decide not to hold a hearing.
They consider that the provision under which the applicant's request
for a hearing was refused (introduced in 1982) is substantially the
same as the provisions of Section 39 (1) 1 - 3 (gleichartig,
systemimmanent), so that its scope is no broader than the provisions
which were in force in 1958.
53. The Commission recalls that, in three recent cases, the European
Court of Human Rights has considered the question of the compatibility
of certain declarations with Article 64 (Art. 64) of the Convention
(Eur. Court H.R., Belilos judgment of 29 April 1988, Series A no. 132;
Eur. Court H.R., Weber judgment of 22 May 1990, Series A no. 177; Eur.
Court H.R., Chorherr judgment of 25 August 1993, Series A no. 266-B).
The Court found that Article 64 para. 1 (Art. 64-1) of the Convention
requires "precision and clarity", and that Article 64 para. 2
(Art. 64-2) is not a "purely formal requirement but a condition of
substance" which "constitutes an evidential factor and contributes to
legal certainty" (aforementioned Belilos judgment, pp. 26-28,
paras. 55 and 59).
54. Applying the principles laid down in the above case-law to the
present case, the Commission notes that the applicant was refused a
hearing before the Administrative Court on the ground that a hearing
was not likely to clarify the case any further (Section 39 (2) 6 of the
Administrative Court Act). That provision was not in force when
Austria ratified the Convention, and the Commission finds that it goes
considerably further in limiting the right to a hearing before the
Administrative Court. In particular, apart from cases where a
complaint to the Administrative Court was dealt with on formal grounds
(under Sections 33 or 34 of the Administrative Court Act - see
Section 39 (2) 1), all the grounds in force in 1958 concerned cases in
which the contested decision was quashed. In such circumstances, a
complainant to the Administrative Court had generally been successful,
and so the question of a hearing became academic. Indeed, the grounds
for refusal of a hearing which were added in 1964 (Section 39 (2) 4
and 5) also dealt with cases in which the contested decision was
quashed. In 1958 the Administrative Court could not, in a case which
was being dismissed under Section 42 (1) of the Administrative Court
Act, have refused a hearing of the case if a complainant had applied
for one.
55. It is true that the Commission has, in the past, held that
legislation which entered into force after a reservation is made may
nevertheless be compatible with Article 64 (Art. 64) of the Convention
if it does not have the effect of enlarging ex posteriori the subject
matter which is excluded from the Commission's jurisdiction by the
reservation (No. 2432/65 v. Austria, Dec. 7.4.67, Collection 22 p. 124
and p. 127). That case-law has since been questioned in a case before
the Commission which was decided subsequent to the Court's judgments
in the cases of Belilos and Weber (No. 13816/88, M. v. Austria,
Dec. 16.10.91, Comm. Report 22.5.92). Moreover, the ground for refusal
of a hearing in the present case cannot be viewed as a further
precision of the grounds in force in 1958.
56. The Austrian reservation to Article 6 (Art. 6) of the Convention
does not therefore prevent the Commission from examining the
applicant's complaint that the refusal to hold a hearing before the
Administrative Court violated Article 6 (Art. 6) of the Convention,
because the provision by which the refusal was made was not "in force"
at the time the reservation was made.
57. In these circumstances the Commission is not required to consider
other objections to the reservation, for example that it is of a
"general character", or that it only applies to civil and criminal
cases and not administrative cases, or that it does not provide the
"brief statement of the law concerned" called for by Article 64 para. 2
(Art. 64-2) of the Convention.
bb. Application of Article 6 para. 1 (Art. 6-1)
58. The Commission must next consider whether the absence of a
hearing before the Administrative Court violated Article 6 para. 1
(Art. 6-1) of the Convention.
59. For the purposes of Article 6 (Art. 6) of the Convention, the
Administrative Court was the only tribunal which dealt with the merits
of the applicant's complaint. The applicant was accordingly entitled
to a public hearing before that court, as none of the exceptions laid
down in the second sentence of Article 6 para. 1 (Art. 6-1) applied
(cf. Eur. Court H.R., HÃ¥kansson and Sturesson judgment of
21 February 1990, Series A no. 171, p. 20 para. 64, cf. also
No. 18928/91, Fredin v. Sweden, Comm. Report 9.2.93, pending before the
European Court of Human Rights).
60. In the present case, there is no question of a waiver by the
applicant of his right to an oral hearing: he requested a hearing
before the Ministry, complained about the refusal to the Administrative
Court, and requested a hearing before the Administrative Court.
61. The Commission recalls that the European Court of Human Rights
has recently considered that the absence of an oral hearing in a case
dealing with social security matters did not violate Article 6
(Art. 6). However, there was a very real issue of whether the
applicant in that case had waived her right to a hearing as she had not
expressly requested one. The Court also referred to criteria of
"efficiency and economy" (Eur. Court H.R., Schuler-Zgraggen judgment
of 24 June 1993, Series A no. 263, paras. 56-58).
62. The present case must be distinguished from the Schuler-Zgraggen
case. First, although the dispute at issue related to the revocation
of a "public law" licence, the commercial considerations at the heart
of the matter make it quite different from the social security
questions dealt with in that case. Secondly, the issue of waiver does
not arise in the present case. Whilst the Commission does not
underestimate the necessity for procedures which run efficiently, it
remains for the respondent State to comply with its obligations under
the Convention by organising its legal system so as to ensure
compliance with Article 6 para. 1 (Art. 6-1) of the Convention (cf.
Eur. Court H.R., Guincho judgment of 10 July 1984, Series A no. 81,
p. 16, para. 38).
Conclusion
63. The Commission concludes, unanimously, that the absence of an
oral hearing before the Administrative Court was in violation of
Article 6 para. 1 (Art. 6-1) of the Convention.
c. The absence of a hearing before the Constitutional Court
64. The applicant alleges that the absence of a hearing before the
Constitutional Court violates Article 6 para. 1 (Art. 6-1) of the
Convention.
65. The Government refer to the Austrian reservation to Article 6
(Art. 6) of the Convention, and underline that the Constitutional Court
was empowered to refuse to hold hearings in 1958, when the reservation
was made. They accept that certain amendments to the Constitutional
Court Act which were made in 1984 provided for a general exception to
the principal of publicity for constitutional complaint proceedings,
but consider that the exception is identical to the one before, and has
the sole purpose of simplifying and expediting proceedings before the
Constitutional Court.
66. In the circumstances of the present case, that is, where the
Administrative Court has jurisdiction to deal with the case and the
Constitutional Court declines to consider a matter pursuant to
Article 144 para. 2 of the Federal Constitutional Law, the Commission
finds that Article 6 para. 1 (Art. 6-1) of the Convention does not
require a hearing to be held before the Constitutional Court.
Conclusion
67. The Commission concludes, by 12 votes to 1, that the absence of
an oral hearing before the Constitutional Court was not in violation
of Article 6 para. 1 (Art. 6-1) of the Convention
Recapitulation
68. The Commission concludes, by 12 votes to 1, that there has been
no violation of the applicant's right to have his case determined by
a tribunal within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention (para. 48).
69. The Commission concludes, unanimously, that the absence of an
oral hearing before the Administrative Court was in violation of
Article 6 para. 1 (Art. 6-1) of the Convention (para. 63).
70. The Commission concludes, by 12 votes to 1, that the absence of
an oral hearing before the Constitutional Court was not in violation
of Article 6 para. 1 (Art. 6-1) of the Convention (para 67).
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)
(Or. English)
CONCURRING OPINION OF Mr. F. ERMACORA
I agree with the opinion that the absence of an oral hearing
before the Administrative Court was in violation of Article 6 para. 1
of the Convention. However, I have difficulties with the reasons of
this decision. The Report refers in its paragraph 50 to the Austrian
reservation which states, as to the application of Article 6 of the
Convention, that there shall be no prejudice to the principles
governing public court hearings laid down in Article 90 of the Federal
Constitutional Law. However the Commission later on has not dealt with
this reservation and its impact as to the application of
Article 6 para. 1 of the Convention. This reservation - in my opinion
- does not apply to proceedings before the Administrative and
Constitutional Court. It applies only to proceedings in civil and
penal matters (Zivil- und Strafrechtssachen) before the ordinary courts
(there might be an exception in proceedings before the Constitutional
Court in cases of Article 137 of the Constitution, but such a problem
does not arise in the present case). The reservation must be
interpreted in accordance with the understanding of the High
Contracting Party at the time of ratification. In Austrian
Constitutional law the "Zivil- und Strafrechtssachen" referred to in
Article 90 of the Federal Constitutional Law relate to matters which
are solely dealt with by ordinary courts (at the time of the
ratification of the Convention Austria could not have considered the
European jurisprudence referred to in para. 52 of the Report) and not
by extraordinary courts. This is clear from the wording of Article 90
of the Federal Constitutional Law, from the systematic position of
Article 90 within the Constitution (it figures in the section entitled
"Gerichtsbarkeit" which excludes the Constitutional Court and the
Administrative Court), and from the absence of any interpretation
supporting a contrary view at the time of the drafting of the
Constitution. Therefore the Austrian reservation as to Article 6 of
the Convention is not applicable in the present case. Accordingly, as
the Administrative Court refused the applicant's request for a hearing,
I consider that there was a violation of Article 6 in this respect.
(Or. English)
PARTLY CONCURRING, PARTLY DISSENTING OPINION
of Mrs. J. LIDDY
As to the applicability of Article 6 para. 1 to the Convention.
1. I agree that Article 6 para. 1 was applicable to the proceedings
before the Administrative Court, for the reasons given in the Report.
2. I consider also that Article 6 was applicable to the proceedings
before the Constitutional Court. My understanding is that if the
applicant had been successful in his allegations before that Court that
Article 1 of Protocol No. 1 to the Convention and Article 6 para. 1 of
the Convention had been violated, the Constitutional Court would have
had the power to quash the decision of the administrative authorities.
There was therefore a direct link between the subject-matter of the
proceedings before the Constitutional Court and the subject-matter of
the proceedings before the Administrative Court.
3. In the case of Ruiz-Mateos v. Spain (judgment of 23 June 1993),
where there was a close link between the subject-matter of proceedings
before the Spanish Constitutional Court and the civil courts, the Court
found that Article 6 para. 1 applied to the constitutional proceedings.
Likewise, here, I consider that Article 6 para. 1 applied to the
proceedings before the Austrian Constitutional Court.
As to whether there has been a violation of the applicant's right to
have his case determined by a tribunal within the meaning of
Article 6 para. 1.
4. The effect of Section 41 of the Administrative Court Act,
providing that the Administrative Court must examine the contested
decision on the basis of the facts as accepted by the authority against
which the appeal is directed, is ameliorated but not nullified by
Section 42 of the Act, which enables the Administrative Court to quash
the contested decision as being unlawful due to procedural defects.
The Administrative Court does not have the full jurisdiction required
by Article 6 para. 1. To find otherwise, notwithstanding the
limitation in Section 41, might have the effect in practice of limiting
an individual's right to a judicial assessment of the facts of a case
not only in civil proceedings, but also in the administrative criminal
proceedings known to Austrian law which can carry deprivation of
liberty as a sanction (cf. the Commission's decisions on admissibility
dated 10 May 1993 in Applications Nos. 15523/89, 15527/89, 15963/90,
16713/90, 16718/90 and 16841/90). I consider that there has been a
violation of the applicant's right to have his case determined by a
tribunal within the meaning of Article 6 para. 1.
As to whether the absence of an oral hearing before the Administrative
Court violated Article 6 para. 1.
5. The Court has held that the public character of court hearings
constitutes a fundamental principle enshrined in Article 6 para. 1.
A person may waive the entitlement to have his case heard in public.
"However, a waiver must be made in an unequivocal manner and must not
run counter to any important public interest" (HÃ¥kansson and Sturesson
judgment of 21 February 1990, Series A no. 171, para. 66).
6. In the present case there was no unequivocal waiver. On the
contrary the applicant's request for a hearing was refused by the
Administrative Court. Accordingly, unless the Austrian reservation to
Article 6 is valid and applicable, there has been a violation of
Article 6 para. 1.
7. The Convention does not permit reservations of a general
character (Article 64 para.1). The Court has held that by reservation
of a general character is meant in particular "a reservation couched
in terms that are too vague or broad for it to be possible to determine
their exact meaning and scope" (Belilos Case, judgment of
29 April 1988, Series A no. 132, para. 55).
8, To seek to understand the scope of the Austrian reservation it
is necessary to consult Article 90 of the Federal Constitutional Law,
which is referred to in the reservation. Article 90 provides that
"Exceptions [to the principle of oral and public hearings] may be
prescribed by law". To determine the exact scope of the reservation
other Contracting Parties and the organs of the Convention would need
the advice of a person qualified in Austrian law, who could ascertain
and advise as to all the exceptions prescribed by Austrian law at any
given time. It is at the least highly questionable as to whether a
reservation which can only be understood after obtaining such advice
meets the requirement that it not be of a general character.
9. What is beyond doubt, however, is that the exceptions prescribed
by Austrian law are not specified in the reservation.
Article 64 para. 2 of the Convention provides that any reservation
shall contain "a brief statement of the law concerned". The Court has
held in the Belilos Case that this is not a purely formal requirement
but a condition of substance. The reference to Article 90 of the
Federal Constitutional Law is insufficient because it does not enable
the other Contracting Parties and the Convention institutions to
identify "the law concerned", that is, in the instant case, the laws
which provide that in certain circumstances (at present unspecified),
hearings in civil and criminal proceedings need not be oral and in
public. This reservation is quite different from the reservation to
Article 5 considered by the Court in the case of Chorherr (judgment of
25 August 1993). There, the Court pointed out that a reference in that
reservation to the Federal Official Gazette made it possible for
everyone to identify the precise laws concerned and to obtain any
information about them, and provided a safeguard against any
interpretation which would unduly extend the field of application of
the reservation.
10. I conclude that the reservation does not satisfy the requirements
of Article 64 para. 2 with the result that it is invalid.
11. It follows that the absence of an oral hearing before the
Administrative Court violated Article 6 para. 1 of the Convention.
As to whether the absence of an oral hearing before the Constitutional
Court violated Article 6 para. 1.
12. For the reasons given at paras. 2 and 3 I consider that Article
6 para. 1 was applicable to the proceedings before the Constitutional
Court. Despite the applicant's request for a hearing before that
Court, no hearing was held. There was no unequivocal waiver of the
right to a hearing.
13. For the reasons given at paragraphs 7 to 10 above I consider that
the Austrian reservation to Article 6 is invalid and cannot therefore
be invoked in support of the contention that Austria was not bound to
observe the obligation in Article 6 para. 1 to provide a hearing.
14. It follows that the absence of an oral hearing before the
Constitutional Court violated Article 6 para. 1 of the Convention.
APPENDIX I
HISTORY OF PROCEEDINGS
Date Item
_________________________________________________________________
11 May 1990 Introduction of the application
24 July 1990 Registration of the application
Examination of Admissibility
9 January 1991 Commission's deliberations, decision to invite
the Government to submit observations on the
admissibility and merits of the application and
decision to declare the application partially
inadmissible
15 April 1991 Government's observations
13 June 1991, Applicant's observations in reply
21 August 1991
4 September 1991 Government's further observations
10 October 1991 Applicant's further observations in reply
15 May 1992 Commission's decision to invite the parties to
an oral hearing on the admissibility and merits
of the application
8 September 1992 Commission's hearing of the parties and decision
to declare the application admissible
Examination of the merits
26 October 1992 Decision on admissibility communicated to the
parties
9 January 1993 Commission's consideration of the state of
proceedings
8 May 1993 Commission's consideration of the state of the
proceedings
31 August 1993 Commission's deliberations on the merits and
final vote.
9 September 1993 Adoption of the Report
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