SINGH v. THE UNITED KINGDOM
Doc ref: 23389/94 • ECHR ID: 001-45694
Document date: October 11, 1994
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EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 23389/94
Prem Singh
against
the United Kingdom
REPORT OF THE COMMISSION
(adopted on 11 October 1994)
TABLE OF CONTENTS
page
I. INTRODUCTION
(paras. 1-18) . . . . . . . . . . . . . . . . . . . . . . . . 1
A. The application
(paras. 2-4). . . . . . . . . . . . . . . . . . . . . . . 1
B. The proceedings
(paras. 5-13) . . . . . . . . . . . . . . . . . . . . . . 1
C. The present Report
(paras. 14-18). . . . . . . . . . . . . . . . . . . . . . 2
II. ESTABLISHMENT OF THE FACTS
(paras. 19-55). . . . . . . . . . . . . . . . . . . . . . . . 3
A. Particular circumstances of the case
(paras. 19-35). . . . . . . . . . . . . . . . . . . . . . 3
B. Relevant domestic law and practice
(paras. 36-55). . . . . . . . . . . . . . . . . . . . . . 6
III. OPINION OF THE COMMISSION
(paras. 56-82). . . . . . . . . . . . . . . . . . . . . . . .11
A. Complaint declared admissible
(para. 56). . . . . . . . . . . . . . . . . . . . . . . .11
B. Point at issue
(para. 57). . . . . . . . . . . . . . . . . . . . . . . .11
C. Article 5 para. 4 of the Convention
(paras. 58-82) . . . . . . . . . . . . . . . . . . . . . 11
1. Applicability of Article 5 para. 4 to release
on licence (paras. 59-66). . . . . . . . . . . . .11
2. Compliance with the requirements of Article 5
para. 4 (paras. 67-81) . . . . . . . . . . . . . .13
CONCLUSION
(para. 82). . . . . . . . . . . . . . . . . . . . . . . . . .16
APPENDIX I: HISTORY OF THE PROCEEDINGS . . . . . . . . . . . .17
APPENDIX II: DECISION OF THE COMMISSION AS TO THE
ADMISSIBILITY OF THE APPLICATION . . . . . . . . 18
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before the
Commission.
A. The application
2. The applicant is Prem Singh, a British citizen born in 1957 and
currently serving a sentence of imprisonment in HM Prison Morfield. He
is represented by Mr. Rodney King, a solicitor practising in Bristol,
and Mr. Edward FitzGerald, counsel practising in London.
3. The application is directed against the United Kingdom. The
respondent Government are represented by Mr. Iain Christie, Foreign and
Commonwealth Office, as Agent.
4. The case concerns the complaints of the applicant that he is
unable to obtain a review by a court of the lawfulness of his continued
detention at Her Majesty's pleasure contrary to Article 5 para. 4 of
the Convention.
B. The proceedings
5. The application was introduced on 25 January 1994 and registered
on 7 February 1994.
6. On 5 April 1994, the Commission decided to communicate the
application to the respondent Government for their written observations
on the admissibility and merits of the application with a view to
holding a hearing consecutive to that in the case of Abed Hussain
v. the United Kingdom, No. 21928/93.
7. The Government submitted their written observations on
12 May 1994. The applicant submitted his written observations in reply
on 16 June 1994.
8. At the hearing which was held on 30 June 1994, the Government
were represented by Mr. Iain Christie, as Agent, Mr. David Pannick
Q.C., Counsel, and Mr. Harry Carter, Ms Helen Bayne and Ms Joy Hutcheon
as Advisers. The applicant was represented by Mr. Edward FitzGerald,
Counsel, Mr. Rodney King, Solicitor, and Mr. John Kilminster,
Solicitor.
9. On 30 June 1994, the Commission declared the application
admissible.
10. The parties were then invited to submit any additional
observations on the merits of the application.
11. On 26 July 1994, the Government submitted further observations.
12. On 10 August 1994, the applicant made further submissions.
13. After declaring the case admissible, the Commission, acting in
accordance with Article 28 para. 1 (b) of the Convention, placed itself
at the disposal of the parties with a view to securing a friendly
settlement of the case. In the light of the parties' reactions, the
Commission now finds that there is no basis on which a friendly
settlement can be effected.
C. The present Report
14. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes, the following members being present:
MM. C.A. NØRGAARD, President
S. TRECHSEL
A. WEITZEL
E. BUSUTTIL
G. JÖRUNDSSON
J.-C. SOYER
H.G. SCHERMERS
H. DANELIUS
Mrs. G.H. THUNE
Mr. F. MARTINEZ
Mrs. J. LIDDY
MM. J.C. GEUS
G.B. REFFI
M.A. NOWICKI
I. CABRAL BARRETO
N. BRATZA
J. MUCHA
15. The text of the Report was adopted by the Commission on
11 October 1994 and is now transmitted to the Committee of Ministers
in accordance with Article 31 para. 2 of the Convention.
16. The purpose of the Report, pursuant to Article 31 para. 1 of the
Convention, is
1) to establish the facts, and
2) to state an opinion as to whether the facts found disclose
a breach by the State concerned of its obligations under
the Convention.
17. A schedule setting out the history of the proceedings before the
Commission is attached hereto as Appendix I and the Commission's
decision on the admissibility of the application as Appendix II.
18. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. Particular circumstances of the case
19. In 1973, the applicant, aged 15, was convicted of murder and
sentenced to be detained at Her Majesty's pleasure.
20. In October 1990, after completing the "tariff" part of his
sentence, the applicant was released on licence.
21. On 10 March 1991, the applicant was arrested and interviewed by
the police in relation to alleged offences of obtaining by deception
and threatening behaviour. These concerned allegations that he had
obtained a loan and overdraft facilities without disclosing that he had
been to prison and that he had misstated his qualifications. The
allegation of threatening behaviour related to an allegation that the
applicant had threatened a bystander who had witnessed a road accident
in which the applicant had been involved.
22. On 12 March 1991, the Parole Board considered the applicant's
case.
23. On 21 March 1991, the applicant's licence was revoked by the
Secretary of State on the recommendation of the Parole Board. The
applicant was given formal notice of the revocation of his licence
under section 62 (1) of the Criminal Justice Act 1991. The reasons
given were that:
i. reports indicated that the applicant had lied to and misled
his supervising officers and avoided telling them of a
variety of significant events following his release on
licence;
ii. his arrest and subsequent appearance in a magistrates court
on several criminal charges including fraud and using
threatening behaviour rendered it impossible for the
Secretary of State to be satisfied that the applicant's
continued presence in the community did not constitute a
risk to the public.
24. By letter dated 27 August 1991, the Chief Probation Officer
clarified that the basis of the applicant's recall was not the alleged
offences, which were for the court to decide, but rather the
circumstances surrounding the offences which demonstrated conclusively
that the trust and openness necessary to supervise him in the community
were not there. The matters concerning which he had failed to inform
his supervisors included his obtaining employment with a pizza firm,
having a relationship and being less than honest about his background
and circumstances and running up considerable debts.
25. The applicant made representations to the Parole Board concerning
his recall. The Parole Board had before it a number of reports from the
probation service and the police. The applicant did not see these
reports. On 19 December 1991, the Parole Board declined to make a
positive recommendation for the applicant's release.
26. On 2 March 1992, the criminal charges against the applicant were
dismissed when the judge refused to sign the indictments presented by
the prosecution out of time. A voluntary bill of indictment was refused
on 9 April 1992.
27. Following the applicant's application for his case to be
reconsidered in light of this development, the Secretary of State
referred the case back to the Parole Board to seek their advice under
section 61 (1) of the 1967 Act. On 30 July 1992, the Parole Board again
declined to recommend the applicant's release.
28. The applicant sought judicial review of the decisions of the
Parole Board of 19 December 1991 and 30 July 1992.
29. On 20 April 1993, the Divisional Court of the High Court quashed
the Parole Board's decision of 19 December 1991 on the basis that there
had been a breach of the rules of natural justice because of the
failure to disclose to the applicant all the reports placed before it.
It held that the applicant was entitled to a fresh hearing under
section 39(4) of the Criminal Justice Act 1991. Lord Justice Evans
found, inter alia:
" status is that of a person whose continued
detention can only be justified if the test of dangerousness,
meaning an unacceptable risk of physical danger to the life or
limb of the public, is satisfied."
30. He commented that the disclosed facts "scarcely seem able to
support a positive answer to the question" whether the applicant posed
a danger to the life or limb of the public.
31. The Parole Board reconsidered the applicant's case after he had
sight of the reports and the opportunity to make detailed submissions
rebutting the allegations made against him. In his representations to
the Board, the applicant submitted, inter alia, that he had informed
his supervising officer that he was seeking evening employment and
explained that he was thereafter too pre-occupied with coping with the
death of his father to mention the details. He submitted a statement
from his girlfriend corroborating that he had not deceived her
concerning his criminal record and supporting his account of obtaining
work with a pizza firm in an interview in her presence, when he was not
asked about previous convictions and did not give false information on
the subject. He provided a statement from his landlady indicating that
while he had left his accommodation without paying all the rent due
(when he left in haste to join his family on the news of the death of
his father), he had left his belongings intending to return and had
rung her to explain. He had further paid the outstanding rent on his
return.
32. On 18 June 1993, the Parole Board decided not to recommend
release. It gave as its reasons:
"The Panel accepted that representations
answered some of the matters which were of concern to his
probation officer. However, there was a lack of openness in his
dealings with the Probation Service. The Panel also considered
that the conduct which led to the criminal charges indicated a
serious kind of deceptiveness. His behaviour under supervision
led the Panel to conclude that the nature of his personality had
not changed significantly since the original offence at the age
of 15. His failure to comply with the discipline of licence
supervision, bearing in mind the original offence, gives rise to
considerable concern."
33. The applicant instituted judicial review proceedings seeking to
challenge the Board's decision. These proceedings were withdrawn on or
about 7 March 1994 in light of the fact that the applicant had been
offered an early review of his case before the Board. The Parole Board
considered the applicant's case and recommended to the Secretary of
State that he be released subject to six months on a Pre-release
employment scheme. It stated:
"The panel were unanimous. On the evidence presented to
them, they considered no longer constituted
a danger to life or limb of committing life threatening
offences to justify his continued detention since his
recall in March 1991..."
34. By memorandum dated 21 July 1994 from the Home Office, the
applicant was informed that the Secretary of State was not prepared to
accept this recommendation and had not agreed to his release.
35. The applicant was informed in a written document of the reasons
for the Secretary of State's rejection of the Parole Board
recommendation. It was stated, inter alia, that:
"... the Secretary of State notes with concern that you
were recalled to prison in March 1991. He notes that you
were considered to be an acceptable risk when you were
released in 1990 but that your relationship with your
supervising probation officer quickly broke down. You
seemed unable to trust the Probation Service and had
constantly misled them and avoided informing them of a
variety of significant events occurring in your life since
your release. You also appeared before Bristol magistrates
on several criminal charges including fraud and using
threatening behaviour, although these charges were not
proceeded with at the Crown Court on technical grounds.
You were thus recalled to prison following serious breaches
in the trust placed in you as a life licensee...
The Secretary of State is not yet satisfied that you are
not a risk to the general public. He is not satisfied that
if released on licence for a second time you would be
willing to comply with your life licence. He is concerned
that you have not had the opportunity to show that you can
sustain your recently restored relationship with the
Probation Service and with authority in general and that
you need to be tested in the more challenging environment
of an open prison.
For the reasons set out above, the Secretary of State
believes that you should be transferred to an open prison
for further testing. Your next formal review by the Parole
Board will begin in October 1995."
B. Relevant domestic law and practice
1. Detention at Her Majesty's pleasure
36. The notion of detention at Her Majesty's pleasure had its origins
in an Act of 1800 for "the safe custody of insane persons charged with
offences". Section 1 provided that defendants acquitted of a charge
of murder, treason or felony on the grounds of insanity at the time of
the offence were to be detained in "strict custody until His Majesty's
pleasure" and described their custody as being "during His Majesty's
pleasure".
37. In 1908, detention at His Majesty's pleasure was introduced in
respect of offenders aged ten to sixteen and then extended to cover
those under eighteen in 1933. The provision in force at present is
Section 53 (1) of the Children and Young Persons Act 1933 (as amended)
which provides:
"A person convicted of an offence who appears to the Court to
have been under the age of eighteen years at the time the offence
was committed shall not, if he is convicted of murder, be
sentenced to imprisonment for life nor shall sentence of death
be pronounced on or recorded against any such person but in lieu
thereof the court shall ... sentence him to be detained during
Her Majesty's pleasure and, if so sentenced he shall be liable
to be detained in such a place and under such conditions as the
Secretary of State may direct."
2. Categorisation of detention at Her Majesty's pleasure
38. Mandatory life sentences are imposed in respect of the offence
of murder committed by adults (Murder (Abolition of Death Penalty) Act
1967). Persons convicted of certain violent or sexual offences eg.
manslaughter, rape, robbery may be sentenced to life imprisonment at
the discretion of the trial judge. The principles underlying the
passing of a discretionary life sentence are:
i. that the offence is grave and
ii. that there are exceptional circumstances which demonstrate
that the offender is a danger to the public and that it is not
possible to say when that danger will subside.
39. The sentence of "custody for life" is imposed where the offence
of murder is committed by an individual between the ages of 18 and 21
(section 8 (1) of the Criminal Justice Act 1982).
40. In the present case on 20 April 1993, Evans LJ in the Divisional
Court held as follows in respect of detention "at Her Majesty's
pleasure":
"At the time of sentencing, the detention orders under section
53 were mandatory. It is indeed the statutory equivalent for
young persons of the mandatory life sentence for murder. But the
sentence itself is closer in substance to the discretionary
sentence of which part is punitive (retribution and deterrence)
and the balance justified only by the interests of public safety
when the test of dangerousness is satisfied. The fact that the
mandatory life prisoner may be given similar rights as regards
release on licence does not alter the fact that the mandatory
life sentence is justifiable as punishment for the whole of its
period: see R. v. Secretary of State, ex.p. Doody & others [1993]
Q.B. 157 and Wynne v. UK (E.C.H.R. 1st December 1992). The order
for detention under section 53 is by its terms both discretionary
and indeterminate: it provides for detention 'during Her
Majesty's pleasure'. (Section 53(4) which expressly authorised
the Secretary of State to discharge the detainee on licence 'at
any time' was repealed by the Parole Board provisions of the
Criminal Justice Act 1967, but this does not, in my judgment,
alter the nature of the sentence in any material respect.) I
would decide the present case on the narrow ground that,
notwithstanding Home Office and Parole Board practice, the
applicant should be regarded as equivalent to a discretionary
life prisoner for the purpose of deciding whether Wilson rather
than Payne governs his case."
41. The Court accordingly held that the applicant in the case,
detained at Her Majesty's pleasure, should be afforded the same
opportunity, as would be given a discretionary life prisoner, to see
the material before the Parole Board when it decided upon whether he
should be released after his recall to prison on revocation of his
licence.
3. Release on licence and revocation of licences
42. Persons sentenced to mandatory and discretionary life
imprisonment, custody for life and those detained at Her Majesty's
pleasure have a "tariff" set in relation to that period of imprisonment
they should serve to satisfy the requirements of retribution and
deterrence. After the expiry of the tariff, the prisoner becomes
eligible for release on licence. Applicable provisions and practice in
respect of the fixing of the tariff and release on licence have been
subject to change in recent years, in particular, following the coming
into force on 1 October 1992 of the Criminal Justice Act 1991 (the 1991
Act).
i. Prior to 1 October 1992
43. Section 61 (1) of the Criminal Justice Act 1967 provided, inter
alia:
"The Secretary of State may if recommended to do so by the Parole
Board, release on licence a person serving a sentence of
imprisonment for life or a person detained under section 53 of
the Children and Young Persons Act 1933 (young offenders
convicted of grave crimes), but shall not do so in the case of
a person sentenced to imprisonment for life or to detention
during Her Majesty's pleasure or for life except after
consultation with the Lord Chief Justice of England together with
the trial judge if available."
44. Section 62 of the 1967 Act provided inter alia:
"1. Where the Parole Board recommends the recall of any person
who is subject to a licence under section 60 or 61 of this Act,
the Secretary of State may revoke that person's licence and
recall him to prison.
2. The Secretary of State may revoke the licence of any such
person and recall him as aforesaid without consulting the Board,
where it appears to him that it is expedient in the public
interest to recall that person before such consultation is
practicable.
3. A person recalled to prison under the foregoing provisions of
this section may make representations in writing with respect to
his recall and shall on return to prison be informed of the
reasons for his recall and of his right to make such
representations...
4. The Secretary of State shall refer to the Board the case
of a person recalled under subsection (1) of this section
who makes representations...
5. Where the Board recommends the immediate release on licence
of a person whose case is referred to it under this section, the
Secretary of State shall give effect to the recommendation, and
where it is necessary for that purpose to release that person
under subsection (1) of the last foregoing section, the Secretary
of State shall do so without the consultation required by that
subsection...".
45. A statement of policy issued by the Secretary of State on
13 November 1983 indicated that detention following expiry of the
"tariff" depended on whether the person was considered no longer to
pose a risk to the public.
46. In a parliamentary written answer to the House of Commons on
23 July 1987, the Secretary of State stated that in respect of
discretionary life prisoners the tariff would be fixed in accordance
with the judicial view which would be sought as soon as practicable
after sentence. In respect of mandatory life prisoners, he stated that
he would take into account the judicial view as to "tariff" as one
factor amongst others, including the need to maintain public confidence
in the system of justice.
ii. From 1 October 1992
47. On 1 October 1992, Part II of the Criminal Justice Act 1991 (the
1991 Act) came into force.
48. The 1991 Act instituted changes to the regime applying to the
release of discretionary life prisoners following the decision of the
Court in the Thynne, Wilson and Gunnell case (Eur. Court H.R., judgment
of 25 October 1990, Series A no. 190).
49. Pursuant to section 34 of the 1991 Act, the tariff of a
discretionary life prisoner is fixed in open court by the trial judge
after conviction. After the tariff has expired, the prisoner may
require the Secretary of State to refer his case to the Parole Board
which has the power to order his release if it is satisfied that it is
no longer necessary for the protection of the public that he be
detained. Pursuant to the Parole Board Rules 1992 which came into force
on 1 October 1992, a prisoner is entitled to an oral hearing, to
disclosure of all evidence before the panel and to be legally
represented. There is provision enabling a prisoner to apply to call
witnesses on his behalf and to cross-examine those who have written
reports about him.
50. For the purposes of the 1991 Act, persons detained at Her
Majesty's pleasure or serving mandatory sentences of life imprisonment
or custody for life are not regarded as discretionary life prisoners.
In relation to these prisoners, the Secretary of State continues to
decide the length of the tariff. The view of the trial judge is made
known to the prisoner after his trial as is the opinion of the Lord
Chief Justice. The prisoner is afforded the opportunity to make
representations to the Secretary of State who then proceeds to fix the
tariff and is entitled to depart from the judicial view (R. v.
Secretary of State for the Home Department, ex parte Doody [1993] 3 AER
92).
51. As regards release on licence, these categories of prisoners are
subject to section 35 of the 1991 Act, which provides as relevant:
"(2) If recommended to do so by the Board, the Secretary of State
may, after consultation with the Lord Chief Justice together with
the trial judge if available, release on licence a life prisoner
who is not a discretionary life prisoner."
52. Section 39 provides as relevant:
"(1) If recommended to do so by the Board in the case of a long
term or life prisoner who has been released on licence under this
Part, the Secretary of State may revoke his licence and recall
him to prison...
(3) A person recalled to prison under subsection (1) or (2) above
(a) may make representations in writing with
respect to his recall; and
(b) on his return to prison, shall be informed
of the reasons for his recall and of his right
to make representations.
(4) The Secretary of State shall refer to the Board -
(a) the case of a person recalled under subsection (1)
above who makes representations under subsection (3)
above...
(5) Where on a reference under subsection (4) above the Board -
(a) directs in the case of a discretionary life prisoner;
or
(b) recommends in the case of any other person,
his immediate release on licence under this section, the
Secretary of State shall give effect to the direction or
recommendation."
53. On 27 July 1993, the Secretary of State made a statement of
policy in relation to mandatory life prisoners, stating, inter alia,
that before any such prisoner is released on licence he
"will consider not only, (a) whether the period served by
the prisoner is adequate to satisfy the requirements of
retribution and deterrence and (b) whether it is safe to
release the prisoner, but also (c) the public acceptability
of early release. This means I will only exercise my
discretion to release if I am satisfied that to do so will
not threaten the maintenance of public confidence in the
system of criminal justice."
iii. Composition of the Parole Board
54. The Parole Board consists of 8O members. The panels which sit to
consider prisoners detained at Her Majesty's pleasure consist of four
members. Members are allotted to panels as case papers become available
on an apparently random basis.
55. In the case of the applicant, the composition of the Parole Board
when it ordered his recall in March 1991 and declined to direct his
release on 19 December 1991 and 18 June 1993 was different, save that
the same consultant psychiatrist sat on the latter two occasions.
III. OPINION OF THE COMMISSION
A. Complaint declared admissible
56. The Commission has declared admissible the applicant's complaint
that he is unable to obtain the review by a court of the lawfulness of
his continued detention at Her Majesty's pleasure.
B. Point at issue
57. The issue to be determined is whether there has been a violation
of Article 5 para. 4 (Art. 5-4) as regards the lack of review by a
court of the lawfulness of the applicant's continued detention.
C. Article 5 para. 4 (Art. 5-4) of the Convention
58. Article 5 para. 4 (Art. 5-4) provides:
"Everyone who is deprived of his liberty by arrest or detention
shall be entitled to take proceedings by which the lawfulness of
his detention shall be decided speedily by a court and his
release ordered if the detention is not lawful."
1. Applicability of Article 5 para. 4 (Art. 5-4) to release on
licence
59. The applicant submits that detention at Her Majesty's pleasure
is a wholly indeterminate sentence based on the special factor of
youth. It should be assimilated to discretionary life sentences for
adults in respect of which the European Court of Human Rights has held
that Article 5 para. 4 (Art. 5-4) of the Convention requires judicial
rather than executive control after the expiry of the punitive or
"tariff" part of their sentence. Since the only justification for his
detention is risk or "dangerousness", which is a factor susceptible to
change, the applicant submits that he should have a review of the
lawfulness of his continued detention by a body satisfying the
guarantees of Article 5 para. 4 (Art. 5-4) of the Convention. He would
also argue that the fact that he had been released from prison as no
longer constituting a risk and that this liberty was removed from him
in itself called for a judicial review of the merits of the case for
re-detention.
60. The respondent Government submit that detention at Her Majesty's
pleasure is to be equated with the term of mandatory life imprisonment
for adults and is in effect the equivalent sentence imposed on
juveniles. It is therefore to be regarded as a sentence fixed by law
in respect of the gravity of the offence concerned. They submit that
mandatory and discretionary life sentences differ in fundamental
respects, both in nature and applicable procedures. Pursuant to the
judgments of the Court, Article 5 para. 4 (Art. 5-4) does not grant an
entitlement to a prisoner serving a mandatory life sentence to
periodic judicial assessment of the grounds for his detention after the
expiry of his tariff (cf. Eur. Court H.R., Weeks judgment of 2 March
1987, Series A no. 114, and Thynne, Wilson and Gunnell judgment of
25 October 1990, Series A no. 190-A). The requirements of
Article 5 para. 4 (Art. 5-4) are accordingly satisfied by the original
trial and appeal proceedings of the applicant. They point out that in
the case of Wynne (Eur. Court H.R. 18 July 1994, to be published in
Series A no. 294-A, para. 36) the Court found that the intervening
event of recall after release was not a factor which could by itself
give rise to an entitlement to an Article 5 para. 4 (Art. 5-4) review
where the sentence was determinate in character.
61. The Commission recalls that in its case-law the Court has
distinguished between mandatory and discretionary sentences of life
imprisonment. Mandatory life imprisonment is imposed because of the
inherent gravity of the offence (ie. in cases of murder) and applied
automatically regardless of considerations pertaining to the
dangerousness of the offender. No right to review of subsequent release
on licence arises in such cases. The discretionary life sentence
however has a special indeterminate character and has been developed
as a measure to deal with mentally ill and unstable offenders. The
discretionary sentence serves a preventative rather than a punitive
purpose and because of the presence of factors (eg. dangerousness,
instability) which are susceptible of change with the passage of time,
new issues of lawfulness of continued detention may arise which require
the possibility of recourse to a body satisfying the requirements of
Article 5 para. 4 (Art. 5-4) (cf. Eur. Court H.R., Weeks judgment,
loc. cit.; Thynne, Wilson and Gunnell judgment loc. cit. and Wynne
judgment, loc.cit.).
62. The Commission notes that sentences of detention at Her Majesty's
pleasure are imposed automatically in the cases of murder by juveniles
(under eighteen years). To that extent, the detention has a similarity
with the mandatory sentence imposed in respect of murder by adults. The
adult sentence however is fixed at the term of life: detention at Her
Majesty's pleasure is on its face indeterminate. Though impliedly a
sentence of detention may authorise detention for life, the Commission
considers that a distinction must be drawn between a sentence which is
fixed by the judiciary at a maximum of life leaving a discretion to the
executive as to whether the individual is released earlier and a
sentence which has no fixed term and the limits of which are to be
defined by the executive.
63. The Commission has had regard to the origins of the term
"detention at Her Majesty's pleasure" which applied in 1800 to the
detention of insane offenders and in which context it had a clearly
preventative purpose. Juveniles under eighteen have been excluded from
the regime of mandatory life imprisonment and also from the notion of
"custody for life" which applies to offenders between 18 and 21. The
application of the term of detention at Her Majesty's pleasure to
juveniles would appear to the Commission to reflect an intention of
imposing a distinct regime of detention geared to the special
considerations which apply in dealing with very young offenders who are
potentially dangerous but who still have formative years ahead of them
and may change with maturation.
64. The applicant has submitted that if this type of detention is
regarded as equivalent to a mandatory life sentence fixed punitively
to reflect the gravity of the offence this would raise issues under
Article 3 (Art. 3) of the Convention in respect of the inhumanity of
imposing life sentences on children (which he also points out is
forbidden under Article 37 para. a of the United Nations Convention on
the Rights of the Child). The Commission considers it unnecessary to
examine this issue. It finds that detention at Her Majesty's pleasure
is, by its nature and objective, a term of indeterminate detention
based primarily on considerations of a preventative, rather than
punitive character.
65. The Commission recalls that the applicant was sentenced at the
age of 15 and spent the following 17 years in prison - over half of
his life and a significant part of his adolescence and young adulthood.
The element of his sentence attributed to the purpose of retribution
expired in or about 1990 and consideration of risk and dangerousness
would appear to be the determining factor in his continuing detention.
His release and subsequent recall to prison were determined primarily
with regard to considerations of risk. Since, therefore, issues may
arise with the passage of time relating to the justification for the
applicant's continued detention, the Commission finds that he is
entitled under Article 5 para. 4 (Art. 5-4) to have the lawfulness of
that detention decided by a court.
66. Having regard to this finding, the Commission also finds it
unnecessary to determine whether the applicant should have the
opportunity of a review on the ground solely that he had been released
and then recalled to prison. This is however a factor which may be of
relevance in assessing the nature of the procedure which should be
available.
2. Compliance with the requirements of Article 5 para. 4
(Art. 5-4)
67. The Government have taken the view that the requirements imposed
by Article 5 para. 4 (Art. 5-4) as to the supervision of lawfulness of
the applicant's detention were satisfied by the original trial and
appeal procedure. However they have pointed out that in any event when
he was recalled, the applicant had the opportunity to make
representations to the Parole Board in circumstances where it did have
power to order his immediate release and this would, assuming
Article 5 para. 4 (Art. 5-4) required a review at this stage, satisfy
the requirements of that provision.
68. The applicant submits that the procedure for release on licence
of detainees at Her Majesty's pleasure does not generally satisfy the
requirements of Article 5 para. 4 (Art. 5-4) since the Parole Board,
save immediately after recall, is unable to order release, the ultimate
decision resting with the executive. There is no provision for an oral
hearing before the Board or for an applicant to call his own witnesses
or to question the witnesses against him. Even though on his recall the
Parole Board enjoyed the power to direct his immediate release, the
applicant submits that since the Board had initially recommended his
recall, it could not be considered as independent or impartial in
reviewing whether he should nonetheless be released. Further, given
that the Board reached its initial decision refusing release 9 months
after the applicant was recalled to prison, the requirement of speed
in Article 5 para. 4 (Art. 5-4) was not complied with.
69. The Commission recalls that the Court in the Weeks and Thynne,
Wilson and Gunnell cases (loc. cit. above) found that neither the
Parole Board (pre-1992) nor the possibility of judicial review
satisfied the requirements of Article 5 para. 4 (Art. 5-4) of the
Convention in respect of prisoners serving terms of discretionary life
imprisonment. The Court held in the Weeks case (loc. cit.) that the
Parole Board which could only recommend release lacked the necessary
power of decision. Further, in view of the failure to provide prisoners
with full disclosure of the adverse material before the Board the
procedures did not allow the proper participation of the person
adversely affected by the contested decision and could not be regarded
as judicial in character. The Court did not find it necessary to rule
on whether an oral hearing would be required.
70. The Commission has found above that when considering whether to
recommend the release of a person detained at Her Majesty's pleasure
the Parole Board is dealing with issues relating to the lawfulness of
a deprivation of liberty of an individual. In this context, the "court"
required by Article 5 para. 4 (Art. 5-4) should have the power to order
release and it is essential that the procedures followed should afford
proper guarantees that enable an individual to participate effectively
in the proceedings before it (see eg. Eur. Court H.R., Winterwerp
judgment of 24 October 1979, Series A no. 33 at p. 24, para. 60). Where
questions arise involving, for example, the assessment of character or
personal attitudes, it may be essential for the proper and fair
examination of the issues that the detained person be given the
opportunity to participate in an oral hearing and, if there are
disputed issues of fact, the possibility to have witnesses examined and
cross-examined and their credibility established in person (see mutatis
mutandis Eur. Court H.R., Kremzow judgment of 21 September 1993,
Series A. 268-B at p. 16, para. 67). These considerations, in the
Commission's view, take on particular force when an applicant has
already been released as no longer posing a risk and is then recalled
to prison on the basis of allegations of misconduct, which may or may
not be well-founded.
71. The Commission notes that since October 1992, a new Parole Board
has been instituted which has the power to direct release and which,
pursuant to its rules, has the power to hold oral hearings. Introduced
in view of the findings of the Court with regard to discretionary life
prisoners, these changes do not however apply to other categories of
prisoners. The Parole Board as it presently functions in respect of the
applicant still has no decision-making power, save when considering
release immediately after a prisoner has been recalled to prison. The
Board's procedure has however been modified pursuant to the finding of
the Divisional Court in an application for judicial review by this
applicant (paras. 29 and 39) following which the material before the
Board is disclosed to prisoners detained at Her Majesty's pleasure.
There is no provision for oral hearing or for examination and
cross-examination of witnesses.
72. The procedures applicable in the Board's examination of the
applicant's case following his recall to prison have accordingly varied
with the circumstances. The Commission has therefore examined whether
the Parole Board has on any of these occasions satisfied the
requirements of Article 5 para. 4 (Art. 5-4).
73. On 19 December 1991, immediately following the applicant's
recall, the Board had the power to direct his release pursuant to
section 62 (5) of the Criminal Justice Act 1967. However, the documents
before it were not disclosed to the applicant. When the Board examined
the case on 30 July 1992 following the applicant's acquittal, it did
not have the power to direct release and there was also no disclosure
of documents. The Commission finds that on each of these occasions the
Board did not satisfy the requirements of Article 5 para. 4 (Art. 5-4),
given the procedural shortcoming in failing to make available the
material before the Board either taken alone or combined with the lack
of power to direct release.
74. Following the decision of the Divisional Court (see paras. 29 and
39 above) the Parole Board's decision of 19 December 1991 was quashed
and in the procedure which culminated in its decision of 18 June 1993,
it had power to direct release pursuant to section 39(5) of the
Criminal Justice Act 1991 which had come into force. The applicant also
had sight for the first time of the relevant material before the Board
for the purpose of making written representations concerning the
allegations against him.
75. The applicant has submitted that, notwithstanding the power to
release and access to documents, this review was inadequate for the
purposes of Article 5 para. 4 (Art. 5-4) since there was still no
provision for an oral hearing at which witnesses could be examined or
cross-examined. He has also challenged the independence and
impartiality of the Board in reconsidering the original decision to
recall him to prison and the speediness of the review, which took place
more than two years after his recall.
76. The Commission notes that in the present case when the applicant
was recalled to prison, it was against a background of allegations of
misconduct and deception. The applicant considered that he had
explanations for the alleged shortcomings in his behaviour and, inter
alia, submitted statements from his girlfriend and landlady which
contradicted the factual basis for the assessment of his conduct as
disclosing unreliability and deceptiveness. It appears to the
Commission that in the circumstances of this case the opportunity for
the Board to hear the relevant witnesses, and for the applicant to be
able to cross-examine the witnesses against him, would have been
necessary for a proper and fair resolution of the issues arising as to
the applicant's bona fides.
77. Further, the Commission recalls that the Board in its review of
18 June 1993 was reconsidering its original decision to revoke the
applicant's licence. The Commission has held in the context of
Article 26 (Art. 26) of the Convention that the opportunity of
requesting an authority to reconsider a decision taken by it does not
generally constitute an effective remedy for the purposes of exhaustion
of domestic remedies (see eg. No. 11932/86, Dec. 9.5.88, D.R.56 p.
199). While it appears that the composition of the Board may have
differed on both occasions, the Commission considers that a prisoner
would have legitimate grounds to fear that the principal issue in the
case - whether his continued presence in the community constituted a
risk - was prejudged. It is not apparent from the material before the
Commission that the Board recommends recall on the basis that this is
a provisional view based on prima facie evidence and subject to fresh
consideration in light of a prisoner's representations. The Commission
notes that the reasons given to the applicant for his recall were
framed in unconditional findings and assessments as to his conduct and
the resulting risk. Pursuant to the relevant statutory provisions, a
review of the decision to recall was only undertaken on the applicant's
request, such reviews not being required automatically (see paras. 43
and 51).
78. While it would not necessarily raise an issue of structural
independence where, for example, the same judicial instance
(differently constituted) reconsidered the merits of a case, the
Commission considers that the function and powers of the Parole Board
as it currently operates in relation to the detainees at Her Majesty's
pleasure vary significantly. The Commission has found above that the
Board fails to have the characteristics of a `court-like body' when it
exercises a merely advisory function. Similarly, the procedure by which
it recommended recall had, in the Commission's view, an executive or
administrative character.
79. The Commission is therefore of the opinion that the review
conducted by the Parole Board on 18 June 1993 lacked the necessary
judicial guarantees and did not afford the applicant an effective
opportunity of influencing the outcome of the proceedings. It
accordingly is unnecessary to decide whether the requirement of
speediness imposed by Article 5 para. 4 (Art. 5-4) was complied with.
80. Since the review of 18 June 1993, the Parole Board has ceased
to have the power to direct the applicant's release.
81. Consequently, the Commission finds that the applicant did not
have, and continues to lack, the possibility of obtaining a review of
the lawfulness of his continued detention before a body satisfying the
requirements of Article 5 para. 4 (Art. 5-4) of the Convention.
CONCLUSION
82. The Commission concludes, unanimously, that there has been a
violation of Article 5 para. 4 (Art. 5-4) of the Convention.
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)
Appendix I
HISTORY OF THE PROCEEDINGS
Date Item
________________________________________________________________
31.03.93 Introduction of the application
27.05.93 Registration of the application
Examination of admissibility
05.04.94 Commission's decision to invite the parties to
submit observations on the admissibility and
merits with a view to holding a hearing
12.05.94 Government's observations
16.06.94 Applicant's reply
27.06.94 Commission's grant of legal aid
30.06.94 Hearing on admissibility and merits
30.06.94 Commission's decision to declare the application
admissible
Examination of the merits
30.06.94 Commission's deliberations
26.07.94 Government's observations on the merits
10.08.94 Applicant's further submissions
11.10.94 Commission's deliberations on the merits, final
votes and adoption of the Report
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