PAUGER v. AUSTRIA
Doc ref: 16717/90 • ECHR ID: 001-45798
Document date: February 27, 1996
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EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 16717/90
Dietmar Pauger
against
Austria
REPORT OF THE COMMISSION
(adopted on 27 February 1996)
TABLE OF CONTENTS
Page
I. INTRODUCTION
(paras. 1-16) . . . . . . . . . . . . . . . . . . . . . . . . 1
A. The application
(paras. 2-4) . . . . . . . . . . . . . . . . . . . . . . 1
B. The proceedings
(paras. 5-11). . . . . . . . . . . . . . . . . . . . . . 1
C. The present Report
(paras. 12-16) . . . . . . . . . . . . . . . . . . . . . 2
II. ESTABLISHMENT OF THE FACTS
(paras. 17-40). . . . . . . . . . . . . . . . . . . . . . . . 3
A. The particular circumstances of the case
(paras. 17-30) . . . . . . . . . . . . . . . . . . . . . 3
B. Relevant domestic law
(paras. 31-40) . . . . . . . . . . . . . . . . . . . . . 4
III. OPINION OF THE COMMISSION
(paras. 41-57). . . . . . . . . . . . . . . . . . . . . . . . 8
A. Complaint declared admissible
(para. 41) . . . . . . . . . . . . . . . . . . . . . . . 8
B. Point at issue
(para. 42) . . . . . . . . . . . . . . . . . . . . . . . 8
C. Article 6 para. 1 of the Convention
(paras. 43-56) . . . . . . . . . . . . . . . . . . . . . 8
a. Applicability of Article 6 para. 1 of the Convention
(paras. 44-49) . . . . . . . . . . . . . . . . . . . . . 8
b. Compliance with Article 6 para. 1 of the Convention
(paras. 50-56) . . . . . . . . . . . . . . . . . . . . . 9
TABLE OF CONTENTS
Page
CONCLUSION
(para. 57) . . . . . . . . . . . . . . . . . . . . . . .11
CONCURRING OPINION OF MM. G. JÖRUNDSSON, H.G. SCHERMERS,
M. PELLONPÄÄ, B. MARXER . . . . . . . . . . . . . . . . . . . . . .12
DISSENTING OPINION OF MM. C.L. ROZAKIS, E. BUSUTTIL,
A. WEITZEL, J.-C. SOYER, MRS. G.H. THUNE, MRS. J. LIDDY,
MM. L. LOUCAIDES, M.A. NOWICIK, N. BRATZA . . . . . . . . . . . . .14
PARTIALLY CONCURRING AND PARTIALLY DISSENTING
OPINION OF MR. TRECHSEL JOINED BY MR. A.S. GÖZÜBÜYÜK. . . . . . . .16
APPENDIX : DECISION OF THE COMMISSION AS TO THE
ADMISSIBILITY OF THE APPLICATION . . . . . . . . .16
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before the
Commission.
A. The application
2. The applicant, an Austrian citizen born in 1941, is a university
professor residing in Graz.
3. The application is directed against the Republic of Austria whose
Government were represented by their agent, Ambassador F. Cede, Head
of the International Law Department of the Federal Ministry for Foreign
Affairs.
4. The case concerns proceedings for the granting of a widower's
pension to the applicant. He complains that he did not have a hearing
in the proceedings before the Constitutional Court and invokes
Article 6 para. 1 of the Convention in this respect.
B. The proceedings
5. The application was introduced on 14 February 1990 and registered
on 13 June 1990.
6. On 11 October 1993 the Commission decided, pursuant to Rule 48
para. 2 (b) of its Rules of Procedure, to give notice of the
application to the respondent Government and to invite the parties to
submit written observations on its admissibility and merits.
7. The Government's observations were submitted on 28 January 1994
after one extension of the time-limit fixed for this purpose. The
applicant replied on 21 March 1994. On 28 March 1994 the applicant
supplemented those observations.
8. On 9 January 1995 the Commission declared admissible the
applicant's complaint under Article 6 para. 1 of the Convention
regarding the lack of a hearing before the Constitutional Court. It
declared inadmissible the remainder of the application.
10. The text of the Commission's decision on admissibility was sent
to the parties on 18 January 1995 and they were invited to submit such
further information or observations on the merits as they wished. No
observations were submitted.
11. After declaring the case admissible, the Commission, acting in
accordance with Article 28 para. 1 (b) of the Convention, also placed
itself at the disposal of the parties with a view to securing a
friendly settlement. In the light of the parties' reaction, the
Commission now finds that there is no basis on which such a settlement
can be effected.
C. The present Report
12. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes, the following members being present:
MM. S. TRECHSEL, President
H. DANELIUS
C.L. ROZAKIS
E. BUSUTTIL
G. JÖRUNDSSON
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.-C. SOYER
H.G. SCHERMERS
Mrs. G.H. THUNE
Mr. F. MARTINEZ
Mrs. J. LIDDY
MM. L. LOUCAIDES
J.-C. GEUS
M.P. PELLONPÄÄ
B. MARXER
M.A. NOWICKI
I. CABRAL BARRETO
N. BRATZA
I. BÉKÉS
J. MUCHA
E. KONSTANTINOV
D. SVÁBY
G. RESS
A. PERENIC
C. BÎRSAN
P. LORENZEN
K. HERNDL
13. The text of this Report was adopted on 27 February 1996 by the
Commission and is now transmitted to the Committee of Ministers of the
Council of Europe, in accordance with Article 31 para. 2 of the
Convention.
14. The purpose of the Report, pursuant to Article 31 of the
Convention, is:
(i) to establish the facts, and
(ii) to state an opinion as to whether the facts found disclose
a breach by the State concerned of its obligations under
the Convention.
15. The Commission's decision on the admissibility of the application
is annexed hereto.
16. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. Particular circumstances of the case
17. On 23 June 1984 the applicant's wife died. She had been employed
as a school teacher in the civil service of the Region of Styria.
18. On 24 August 1984 the applicant applied to the Regional Education
Council (Landesschulrat) for a widower's pension. On 30 August 1984
the Education Council dismissed the application on the ground that the
relevant legislation, Section 14 para. 1 of the Pensions Act
(Pensionsgesetz), only provided for a widow's pension, not a widower's
pension.
19. On 21 September 1984 the Regional Government (Landesregierung)
dismissed the applicant's appeal against the Regional Education
Council's decision. On 15 October 1984 the applicant lodged a complaint
with the Constitutional Court (Verfassungsgerichtshof) and on
22 October 1984 with the Administrative Court (Verwaltungsgerichtshof).
20. Meanwhile, on 4 October 1984, the Constitutional Court had
repealed Section 14 para. 1 of the Pensions Act with effect from
28 February 1985. The Court held that the discrimination against
widowers in the Pensions Act violated the constitutional principle of
equality (Gleichheitsgebot).
21. On 13 February 1985 the Administrative Court dismissed the
applicant's complaint. It held that, even after the Constitutional
Court had repealed Section 14 para. 1 of the Pensions Act, there was
no legal basis for the applicant's claim to a widower's pension. On
23 February 1985 the Constitutional Court refused to deal with the
applicant's complaint. The Court found that it had already repealed
Section 14 para. 1 of the Pensions Act and could not decide on the same
issue again.
22. On 26 September 1985 Parliament enacted the 8th Amendment to the
Pensions Act (8. Pensionsgesetznovelle) with retroactive effect from
1 March 1985 onwards. Section 14 para. 1 now provided that the
surviving spouse of a civil servant was entitled to a pension.
According to the transitional provisions of Part 2 para. 2 of the Act,
a widower was entitled to one third of the full pension from 1 March
1985, to two thirds from 1 January 1989 and to the full pension from
1 January 1995. Section 40a of the Pensions Act, which for the first
time had been introduced in 1984 (Federal Gazette No. 406/1984),
providing that the pension of a retired civil servant or of the
surviving spouse was suspended if the person entitled was still
gainfully employed, was formulated in a gender neutral manner.
23. On 13 May 1985 the applicant applied again for a widower's
pension. On 18 November 1985 the Regional Education Council granted
him a pension of AS 2.441,70, which corresponded to one third of the
applicant's full pension rights.
24. On 28 November 1985 the applicant appealed to the Regional
Government. He submitted that the Education Council had failed to
decide whether his pension was suspended according to Section 40a of
the Pensions Act, and that the decision was based on an
unconstitutional Act. On 7 January 1986 the Regional Government partly
upheld the applicant's appeal and suspended his pension.
25. On 22 February 1986 the applicant lodged a complaint with the
Constitutional Court. He submitted that the transitional provisions
of the amendment to the Pensions Act, which only entitled him to a
reduced pension until 1 January 1995, and Section 40a of the Pensions
Act, providing for suspension of pension rights, were unconstitutional.
26. On 1 July 1987 the Constitutional Court instituted proceedings
for the examination of the constitutionality of Section 40a of the
Pensions Act, as set out in the 8th Amendment to the Pensions Act. On
9 December 1987 the Court held a hearing in which the applicant
participated. On 16 March 1988 the Court repealed Section 40a of the
Pensions Act with effect from 30 June 1988. The Court held that the
provisions of the Pensions Act violated the principle of equality,
since no convincing reasons were given for the difference in treatment
between a retired civil servant, or the surviving spouse of a civil
servant with additional sources of income on the one hand, and an
active civil servant in the same situation on the other. On
17 March 1988 the Constitutional Court also quashed the Regional
Government's decision of 7 January 1986.
27. Thereupon on 21 June 1988 the Regional Government decided again
on the applicant's appeal of 28 November 1985. Although it dismissed
the applicant's appeal, it thereby, in the reasoning of its decision,
confirmed the Regional Education Council's decision of 18 November 1985
in which the applicant had been granted a pension in the amount of one
third of his full pension rights.
28. On 11 August 1988 the applicant introduced a new complaint with
the Constitutional Court. Again he submitted that the transitional
provisions of the amendment to the Pensions Act, which reduced his
pension rights until 1 January 1995, were unconstitutional. He did not
request the Constitutional Court to hold an oral hearing.
29. On 3 October 1989 the Constitutional Court dismissed the
applicant's complaint without an oral hearing, relying on Section 19
para. 4 first sentence of the Constitutional Court Act. It held that
the transitional arrangements reflected a continuing change in society
regarding equality of the sexes and, thus, were not contrary to the
principles of equality.
30. On 5 June 1990 the applicant introduced a communication to the
Human Rights Committee concerning the same facts as his application to
the Commission. He invoked a violation of Article 26 of the
International Covenant on Civil and Political Rights, according to
which "all persons are equal before the law and are entitled without
any discrimination to the equal protection of the law". On
30 March 1992 the Human Rights Committee found a violation of
Article 26 of the International Covenant on Civil and Political Rights.
B. Relevant domestic law
a. The Pensions Act
31. The pension scheme for civil servants is regulated by the
Pensions Act 1965 (Pensionsgesetz 1965).
32. According to Section 2 para. 1 of the Pensions Act, a civil
servant acquires a right to a pension for himself and the members of
his family, that is his spouse, his former spouse and his children,
from the day on which he takes up his functions. Upon retirement the
civil servant is entitled to a pension. If he dies, his spouse, former
spouse and children are also entitled to a pension (Sections 14, 17 and
19 Pensions Act). The pension is paid by the same authority which was
paying the civil servant's salary.
33. According to Section 22 of the Salary Act (Gehaltsgesetz), a
civil servant has to pay contributions to the pension scheme amounting
to 10% of his salary. This amount is automatically deducted from the
salary. The pension is calculated on the basis of the civil servant's
last salary and his years of service (Section 4 Pensions Act).
34. Section 14 para. 1 of the Pensions Act, as amended by the 8th
Amendment to the Pensions Act, Federal Law Gazette 426/1985
(8. Pensionsgesetznovelle, BGBl. 426/1985), reads as follows:
"The surviving spouse of a civil servant is entitled to a monthly
pension if the civil servant himself had such a claim on the day
of his death, or if he would have had such a claim upon
retirement on that day."
35. Part II para. 2 of the 8th Amendment to the Pensions Act reads
as follows:
"The monthly instalments to which the widower or the former
husband are entitled, are
- from 1 March 1985 onwards the amount of one third;
- from 1 January 1989 onwards the amount of two thirds;
- and from 1 January 1995 onwards the full amount.
If the widower or former husband is incapable of gainful
employment and indigent, this restriction does not apply."
b. Proceedings before the Austrian Constitutional Court
36. According to Article 144 of the Austrian Federal Constitution,
the Constitutional Court decides on complaints against formal decisions
(Bescheide) of administrative authorities, including the independent
Administrative Tribunals (Unabhängige Verwaltungssenate), insofar as
an applicant alleges a violation of his constitutionally guaranteed
rights or a violation of his rights by virtue of the application of an
illegal ordinance, an unconstitutional law, or an unlawful
international treaty.
37. Complaints under Article 144 of the Federal Constitution can only
be lodged after exhaustion of ordinary remedies and within six weeks
after the decision taken at last instance has been served on the
applicant (Section 82 para. 1 Constitutional Court Act 1953). The
complaint is then transmitted by the Court to the authority which took
the challenged decision. The authority then has the right to submit
observations on the complaint within a time-limit set by the Court
(Section 83 para. 1 Constitutional Court Act).
38. After the authority's observations have been received by the
Court or the time-limit has expired, the President of the Court orders
a hearing if the complaint cannot be determined in a court session in
camera. Hearings in which the applicant, the authority and others
affected by the decision (Beteiligte) participate are public
(Section 84 para. 1 and Section 19 Constitutional Court Act).
39. The grounds for deciding without a hearing are set out in
Section 19 paras. 3 and 4 of the Constitutional Court Act as amended
by the Federal Law of 1984, Federal Law Gazette No. 297, as follows:
"(3) Without further proceedings and without a hearing the
Constitutional Court can decide, upon proposal by the Rapporteur,
in a court session held in camera:
1. To refuse to entertain a complaint according to
Article 144 para. 2 of the Federal Constitution.
2. To reject an application for:
a. manifest lack of jurisdiction of the Constitutional
Court,
b. failure to observe a statutory time-limit,
c. failure to remedy the non-observance of a formal
requirement,
d. res judicata,
e. lack of standing.
3. To discontinue proceedings because an application has
been withdrawn or the case has been resolved.
(4) The Constitutional Court may decide not to hold a hearing
when it is apparent to the Court, from the written pleadings of
the parties to the proceedings before the Constitutional Court
and from the files relating to the prior proceedings, that a
hearing is not likely to contribute to the clarification of the
case. Upon a proposal by the Rapporteur, it may also decide
without a hearing:
1. to dismiss a complaint if a constitutionally guaranteed
right has manifestly not been violated;
2. cases where the question of law has been clarified
sufficiently by the prior case-law of the Constitutional
Court;
3. to allow a complaint which has provided the occasion to
repeal an unlawful Ordinance, an unconstitutional Act or an
unconstitutional International Treaty."
40. According to Article 140 para. 7 of the Federal Constitution, a
law shall continue to apply to the circumstances that have occurred
before the date of the Constitutional Court's decision ordering it to
be repealed, the case in point excepted, unless the Constitutional
Court in its decision decides otherwise. If the Constitutional Court
in its repeal decision has set a time-limit, the law shall apply to all
the circumstances occurring, the case in point excepted, until the
expiry of this time-limit. According to Article 140 para. 5 of the
Federal Constitution, the Constitutional Court may set a time-limit for
the repeal of up to one year.
III. OPINION OF THE COMMISSION
A. Complaint declared admissible
41. The Commission has declared admissible the applicant's complaint
about the lack of a hearing before the Constitutional Court on his
complaint of 11 August 1988.
B. Point at issue
42. Accordingly the issue to be determined is whether there has been
a violation of Article 6 para. 1 (Art. 6-1) of the Convention.
C. Article 6 para. 1 (Art. 6-1) of the Convention
43. Article 6 para. 1 (Art. 6-1) of the Convention, as far as
relevant, reads as follows:
"In the determination of his civil rights and obligations
..., everyone is entitled to a fair and public hearing
within a reasonable time by an independent and impartial
tribunal established by law."
a. Applicability of Article 6 para. 1 (Art. 6-1) of the Convention
44. The applicant submits that his claim to a widower's pension
constituted a civil right within the meaning of Article 6 para. 1
(Art. 6-1) of the Convention. Neither peculiarities of public law
relating to civil servants nor provisions in the budget for grants
towards civil servants' pensions, could lead to a different conclusion.
Furthermore, his complaint to the Constitutional Court of
11 August 1988 was directly linked to the proceedings concerning the
determination of this civil right. If the Constitutional Court would
have repealed the transitional provisions he would have been entitled
to a widower's pension in the full amount from the outset.
45. The Government submit that the claim to a widower of a deceased
civil servant to a widower's pension could not be regarded as a civil
right within the meaning of Article 6 para. 1 (Art. 6-1) since it was
by its nature a claim under public law and could not be compared to
private pension schemes. Contributions paid by civil servants to the
pension scheme only covered a small part of the pension payments made
by the State, so that the most significant portion is paid out of the
general budget of the Federal and Regional Governments. Moreover,
according to the legislation in force the applicant had no right to a
widower's pension in the full amount as by the transitional provisions
his pension claim was clearly reduced. In his complaint to the
Constitutional Court of 11 August 1988 he had requested that the
Regional Government's decision of 21 June 1988 be quashed on the ground
that an unconstitutional provision had been applied. In these
proceedings the applicant had not relied on any right emanating from
specific domestic statutes. He only wanted to bring about a new legal
situation and derive a previously non-existent right therefrom.
46. The Commission recalls that Article 6 para. 1 (Art. 6-1) of the
Convention only applies to disputes over "rights and obligations" which
can be said, at least on arguable grounds, to be recognised under
domestic law. Article 6 (Art. 6) does not in itself guarantee any
particular content for "rights and obligations" in the substantive law
of the Contracting States (cf. Eur. Court H.R., James and others
judgment of 21 February 1986, Series A no. 98, p. 46, para. 81, and
Lithgow and others judgment of 8 July 1986, Series A no. 102, p. 70,
para. 192). The dispute which gives a right to a determination by a
court must be "genuine and of a serious nature" (see Eur. Court H.R.,
Benthem judgment of 23 October 1985, Series A no. 97, p. 14, para. 32).
47. The Commission recalls that Article 6 para. 1 (Art. 6-1) of the
Convention has already been applied to proceedings concerning pension
rights of civil servants, including rights to a widower's pension (Eur.
Court H.R., F. Lombardo judgment of 26 November 1992, Series A
no. 249-B, pp. 26-27, paras. 14 et seq.; G. Lombardo judgment of
26 November 1992, Series A no. 249-C, p. 42, paras. 13 et seq.; Massa
judgment of 24 August 1993, Series A no. 265-B, p. 20, para. 26). The
mere fact that, as in the present case, the claim to a widower's
pension was governed by public law and that the State makes financial
contributions to the making of pension payments cannot lead to a
different conclusion.
48. Furthermore, the Commission finds that there was a dispute
("contestation") concerning a right, as required for the applicability
of Article 6 para. 1 (Art. 6-1) (see Eur. Court H.R., Sporrong and
Lönnroth judgment of 23 September 1982, Series A no. 52, pp. 29-30,
paras. 79 et seq.). This dispute concerned the scope of the
applicant's pension claims and was brought before the Constitutional
Court by the applicant's complaint of 11 August 1988. It is true that,
in its earlier case-law, the Court has held that issues of
constitutional law do not concern disputes about civil rights within
the meaning of Article 6 para. 1 (Art. .6-1) (see Eur. Court H.R.,
Buchholz judgment of 6 May 1981, Series A no. 42, p. 15, para 48;
Sramek judgment of 22 October 1984, Series A no. 84, p. 17, para. 35).
In the Ruiz-Mateos case, however, the Court found that also proceedings
before a constitutional court concern disputes about civil rights and
obligations when there is a close link between the ordinary proceedings
and the Constitutional Court's proceedings (see Eur. Court H.R., Ruiz-
Mateos judgment of 23 June 1993, Series A no. 262, p. 24, para. 59; see
also Süssmann v. Germany, Comm. Report 12.4.95). In the present case,
a decision by the Constitutional Court to repeal the transitional
provisions could have led to the granting of the applicant's full
pension claim.
49. The Commission therefore finds that Article 6 para. 1 (Art. 6-1)
of the Convention applies to the proceedings on the applicant's pension
claim before the Constitutional Court.
b. Compliance with Article 6 para. 1 (Art. 6-1) of the Convention
50. The applicant submits that the Austrian reservation to Article 6
(Art. 6) of the Convention did not prevent the Commission from
considering the question of the lack of a public hearing before the
Constitutional Court. The reservation was not applicable and was in
any event invalid as it did not comply with the criteria of Article 64
of the Convention. Furthermore, having regard to Section 19 para. 1 of
the Constitutional Court Act which stipulates that the Constitutional
Court shall in principle hold public hearings, he could not be deemed
to have waived his right to a public hearing. Also the fact that the
Regional Government did not file submissions was not a good reason for
deciding on his complaint without a public hearing.
51. The Government submit that the Austrian reservation to Article 6
(Art. 6) of the Convention is valid and applicable to the proceedings
before the Constitutional Court, and it therefore prevents the
Commission from examining this issue. In any event, the absence of a
hearing before the Constitutional Court did not violate Article 6
para. 1 (Art. 6-1). The applicant, a university professor in
constitutional law, and his lawyer must have been aware of the
Constitutional Court's practice, based on Section 19 para. 4 of the
Constitutional Court Act, to hold only in exceptional cases a public
hearing in proceedings on complaints by individuals. Nevertheless the
applicant did not expressly request a public hearing and must therefore
be deemed to have waived his right to such a hearing. There was also
no public interest in holding a public hearing, since the Regional
Government did not submit any observations on the applicant's
complaint.
52. The Austrian reservation to Article 6 (Art. 6) of the Convention
provides as follows:
"The provisions of Article 6 (Art. 6) of the Convention
shall be so applied that there shall be no prejudice to the
principles governing public court hearings laid down in
Article 90 of the 1929 version of the Federal
Constitutional Law."
53. However, the Commission need not determine whether it is
prevented by the above reservation from examining the question of the
lack of a public hearing before the Constitutional Court, because, for
the following reasons, the lack of a public hearing in the proceedings
before the Constitutional Court did not infringe Article 6 para. 1
(Art. 6-1) of the Convention.
54. The Commission observes that in the present case the Regional
Education Council and the Regional Government which decided on the
applicant's pension claim were purely administrative bodies. Having
regard to the specific nature of the applicant's complaint, namely the
allegation that the transitional provisions of the amendment to the
Pension Act which reduced his pension rights were unconstitutional, the
Constitutional Court was the only body which could determine this
aspect of the dispute between the applicant and the pension
authorities. The applicant was therefore in principle entitled to an
oral hearing before the Constitutional Court as none of the exceptions
laid down in the second sentence of Article 6 para. 1 (Art. 6-1)
applied (cf. Eur. Court H.R., HÃ¥kansson and Sturesson judgment of
21 February 1990, Series A no. 171, p. 20, para. 64).
55. However, it is the practice of the Austrian Constitutional Court
not to hear the parties unless one of them expressly requests it to do
so. In such a situation the applicant could have been expected to ask
for a hearing if he had found it important that one be held (see Eur.
Court H.R., HÃ¥kansson and Sturesson judgment loc. cit., pp. 20 et seq.,
para. 67). The question of whether or not an applicant has requested
a public hearing only becomes irrelevant for examining compliance with
Article 6 para. 1 (Art. 6-1) of the Convention when the respective
domestic law excludes the holding of public hearings (see Eur. Court
H.R., Diennet judgment of 26 September 1995, para. 34, to be published
in Series A no. 325-A).
56. As the applicant did not make such a request, he must be deemed
to have unequivocally waived his right to a public hearing (see Eur.
Court H.R., Zumtobel judgment of 21 September 1993, Series A no. 268,
p. 14, para. 34). Furthermore, it does not appear that the litigation
involved any questions of public interest warranting a public hearing.
CONCLUSION
57. The Commission concludes, by 17 votes to 11, that in the present
case there has been no violation of Article 6 para. 1 (Art. 6-1) of the
Convention.
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (S. TRECHSEL)
(Or. English)
CONCURRING OPINION OF MM. G. JÖRUNDSSON, H.G. SCHERMERS,
M. PELLONPÄÄ, B. MARXER.
We voted with the majority of the Commission to the effect that
there had been no breach of Article 6 of the Convention. However, we
do not share the opinion of the majority of the Commission that Article
6 of the Convention applies in this case.
Article 6 para. 1 of the Convention only applies to disputes over
"rights and obligations" which can be said, at least on arguable
grounds, to be recognised under domestic law. Article 6 does not in
itself guarantee any particular content for "rights and obligations"
in the substantive law of the Contracting States (cf. Eur. Court H.R.,
James and others judgment of 21 February 1986, Series A no. 98, p. 46,
para. 81, and Lithgow and others judgment of 8 July 1986, Series A no.
102, p. 70, para. 192). The dispute which gives a right to a
determination by a court must be "genuine and of a serious nature" (see
Eur. Court H.R., Benthem judgment of 23 October 1985, Series A no. 97,
p. 14, para. 32).
In the present case the applicant, in his complaints to the
Constitutional Court of 22 February 1986 and 11 August 1988, challenged
the constitutionality of provisions of the Pensions Act as amended on
26 September 1985. In his first complaint he attacked provisions which
provided for the suspension of a widow's or widower's pension while the
person entitled was still gainfully employed, and the transitional
provisions accompanying the introduction of a widower's pension. In his
second complaint he only attacked the constitutionality of the latter
provision.
Pursuant to part II. para. 2 of the 8th Amendment to the Pensions
Act, the applicant was entitled to a reduced pension. He does not
submit that the Regional Government did not correctly apply the law in
force. It has to be stressed that ordinary Austrian law unequivocally
excluded the applicant from the benefit of a full widower's pension.
In his complaint to the Constitutional Court he attacked the existing
legislation with a view to obtaining a basis for new claims. The
subject matter of the applicant's constitutional complaint was not a
claim to a full widower's pension but the applicant's allegation that
the legislation in force which did not support such a claim was in
conflict with constitutional provisions of Austrian law. The
constitutional complaint therefore did not concern an existing right
but the creation of a new right which was more favourable to his claim
for a full widower's pension. As there was no existing right, the
applicant was merely able to allege before the Constitutional Court
that he ought to have one. However, such an allegation is not, of
itself, sufficient to constitute a "civil right" in domestic law.
In this respect the present case must also be distinguished from
the Ruiz-Mateos judgment of the European Court of Human Rights, where
the applicants complained about the proceedings before the Spanish
Constitutional Court, in which the latter examined the
constitutionality of an expropriation by law which had deprived them
of a previous right (see Eur. Court H.R., Ruiz-Mateos judgment of 23
June 1993, Series A no. 262, p. 24, paras. 58-59; see also Procola
judgment of 28 September 1995, para. 39, to be published in Series A
no. 326).
Furthermore it should be noted that Article 13 of the Convention
does not guarantee a remedy allowing a Contracting state's statutes as
such to be challenged before a national authority on the ground of
their being contrary to the Convention or to equivalent domestic legal
norms (see James and Others judgment of 21 February 1986, Series A no.
98-B, p. 47, para. 85; Leander judgment of 26 March 1987, Series A
no. 116, p. 30, para. 77). Even less can Article 6 apply to
proceedings, in which the review of the constitutionality of ordinary
legislation is sought, like, in the present case, the provisions of the
Austrian Pensions Act.
For these reasons we find that the proceedings before the
Constitutional Court did not concern the determination of "civil rights
and obligations" within the meaning of Article 6 para. 1 of the
Convention.
(Or. English)
DISSENTING OPINION OF MM. C.L. ROZAKIS, E. BUSUTTIL, A. WEITZEL,
J.-C. SOYER, MRS. G.H. THUNE, MRS. J. LIDDY, MM. L. LOUCAIDES,
M.A. NOWICKI, N. BRATZA
We agree with the majority that Article 6 para. 1 of the
Convention applies to the proceedings before the Constitutional Court.
However, for the following reasons, we find that the applicant's right
under Article 6 para. 1 to a public hearing before this court has been
violated.
We do not find that the Commission is prevented from examining
this question by the Austrian reservation to Article 6 of the
Convention. This reservation reads as follows:
"The provisions of Article 6 of the Convention shall be so
applied that there shall be no prejudice to the principles
governing public court hearings laid down in Article 90 of
the 1929 version of the Federal Constitutional Law."
The European Court of Human Rights has considered the question
of the compatibility of declarations and reservations with Article 64
of the Convention on several occasions (see for example, Eur. Court
H.R., Belilos judgment of 29 April 1988, Series A no. 132; Weber
judgment of 22 May 1990, Series A no. 177; Chorherr judgment of 25
August 1993, Series A no. 266-B; Gradinger judgment of 23 October 1995,
para. 51, to be published in Series A no. 328-C). The Court has held
that Article 64 para. 1 of the Convention requires "precision and
clarity" and that the requirement set forth in Article 64 para. 2 that
a reservation shall contain a brief statement of the law concerned is
not a "purely formal requirement but a condition of substance" which
"constitutes an evidential factor and contributes to legal certainty"
(Belilos judgment, paras. 55 and 59).
As regards the compatibility of the Austrian reservation to
Article 6 of the Convention with the above criteria under Article 64
of the Convention, the Commission has found in the Stallinger and Kuso
case (Stallinger and Kuso v. Austria, Comm. Report 7.12.95, para. 61)
as follows:
"In this respect the Commission notes that the reservation at
issue does not contain a "brief statement" of the law which is
said not to conform to Article 6 of the Convention. From the
wording of the reservation it might be inferred that Austria
intended to exclude from the scope of Article 6 all proceedings
in civil and criminal matters before ordinary courts insofar as
particular laws allowed for non-public hearings. However, a
reservation which merely refers to a permissive, non-exhaustive,
provision of the Constitution and which does not refer to, or
mention, those specific provisions of the Austrian legal order
which exclude public hearings, does not "afford to a sufficient
degree 'a guarantee ... that [it] does not go beyond the
provision expressly excluded' by Austria" (see Gradinger
judgment, para. 51, Chorherr judgment, para. 20). Accordingly,
the reservation does not satisfy the requirements of Article 64
para. 2 of the Convention. In such circumstances the Commission
finds that there is no need also to examine whether the other
requirements of Article 64 were complied with."
We find that the above reasoning also applies to the present
case.
The next question concerns the absence of a public hearing before
the Constitutional Court. The Regional Education Council and the
Regional Government which decided on the applicant's pension claim were
purely administrative bodies. Having regard to the specific nature of
the applicant's complaint, namely the allegation that the transitional
provision of the amendment to the Pension Act which reduced his pension
rights were unconstitutional, the Constitutional Court was the only
body which could determine this aspect of the dispute between the
applicant and the pension authorities. The applicant was therefore in
principle entitled to an oral hearing before the Constitutional Court
as none of the exceptions laid down in the second sentence of Article 6
para. 1 applied (cf. Eur. Court H.R., HÃ¥kansson and Sturesson judgment
of 21 February 1990, Series A no. 171, p. 20 para. 64).
It is the practice of the Austrian Constitutional Court not to
hear the parties unless one of them expressly requests it to do so.
The Commission has repeatedly found that in such a situation the person
concerned could be expected to ask for a hearing if he found it
important that one be held and that the failure to do so must be deemed
to constitute an unequivocal waiver of the right to a public hearing
(see e.g. above mentioned HÃ¥kansson and Sturesson judgment, pp. 20 et
seq., para. 67; Zumtobel judgment of 21 September 1993, Series A
no. 268, p. 14, para. 34). However, in dealing with this question the
Court always examined further whether the dispute raised issues of
public importance such as to make a public hearing necessary
notwithstanding the failure of the parties to request one. In
particular it found that when the dispute concerned highly technical
issues the public interest did not require a public hearing (Eur. Court
H.R., Schuler-Zgraggen judgment of 24 June 1993, Series A no. 263,
p. 20, para. 61). Moreover, the waiver of a procedural right, in order
to be effective, requires minimum guarantees commensurate to its
importance (see Eur. Court H.R., Pfeifer and Plankl judgment of
25 February 1992, Series A no. 227, pp. 16-17, para. 37).
We note that the applicant did not request the Constitutional
Court to hold a public hearing on his complaint of 11 August 1988.
However in assessing whether the dispute involved any questions of
public interest which could have made a public hearing necessary the
subject matter of the dispute before the Constitutional Court must be
taken into consideration. The proceedings involved questions of
constitutionality of an Act which was of importance not only for the
applicant but for a larger group of persons and involved issues of
gender discrimination in the field of pension rights. In such
circumstances the public importance of the dispute required in
principle the holding of a public hearing. Moreover, we note the
absence of minimum guarantees commensurate to the importance of the
proceedings at issue.
Therefore, there has, in our opinion, been a violation of
Article 6 para. 1 of the Convention.
(Or. English)
PARTIALLY CONCURRING AND PARTIALLY DISSENTING
OPINION OF MR. TRECHSEL, JOINED BY MR. A.S. GÖZÜBÜYÜK
In the present case I have voted with the minority finding a
violation of Article 6 of the Convention and I agree with the reasoning
put forward by Mr. C.L. Rozakis and his colleagues.
However, when voting on the question of whether there had or had
not been a violation of Article 6, I based myself on the finding of the
majority that Article 6 applied to the proceedings before the
Constitutional Court. If Article 6 applied to these proceedings the
Constitutional Court should not have decided on the applicant's
complaint without a public hearing. Nevertheless, I do not find that
Article 6 applied to the proceedings before the Constitutional Court.
I therefore also subscribe to the concurring opinion of
Mr. G. Jörundsson and his colleagues, attached to this Report.