Joined Cases C-456/01 P and C-457/01 P

Henkel KGaA

v

Office for Harmonisation in the Internal Market (Trade Marks and Designs) (OHIM)

(Appeal – Community trade mark – Article 7(1)(b) of Regulation (EC) No 40/94 – Three-dimensional tablets for washing machines or dishwashers – Absolute ground for refusal to register – Distinctive character)

Summary of the Judgment

1. Community trade mark – Definition and acquisition of the Community trade mark – Absolute grounds for refusal – Trade marks devoid of any distinctive character – Three-dimensional marks consisting of the shape of the product – Distinctive character – Criteria by reference to which such character assessed

(Council Regulation No 40/94, Art. 7(1)(b))

2. Appeals – Pleas in law – Review by the Court of Justice of the assessment of matters of fact submitted to the Court of First Instance – Excluded unless the sense of the evidence has been distorted – Application to the present cases of the criteria by reference to which the distinctive character of Community trade marks is assessed

(Art. 225 EC; EC Statute of the Court of Justice, Art. 51)

3. Community trade mark – Definition and acquisition of the Community trade mark – Absolute grounds for refusal – Separate examination of the various grounds for refusal – Interpretation of the grounds for refusal in the light of the public interest underlying each of them

(Council Regulation No 40/94, Art. 7(1)(b))

4. Community trade mark – Trade mark failing to fulfil its essential function – No public interest in conferring on such a mark the protection provided for by Regulation No 40/94

(Council Regulation No 40/94)

1. The criteria for assessing the distinctive character, within the meaning of Article 7(1)(b) of Regulation No 40/94 on the Community trade mark, of three-dimensional shape-of-products marks are no different from those applicable to other categories of trade mark. None the less, for the purpose of applying those criteria, the relevant public’s perception is not necessarily the same in relation to a three-dimensional mark consisting of the shape and colours of the product itself as it is in relation to a word or figurative mark consisting of a sign which is independent from the appearance of the products it denotes. Average consumers are not in the habit of making assumptions about the origin of products on the basis of their shape or the shape of their packaging in the absence of any graphic or word element and it could therefore prove more difficult to establish distinctiveness in relation to such a three-dimensional mark than in relation to a word or figurative mark.

In those circumstances, the more closely the shape for which registration is sought resembles the shape most likely to be taken by the product in question, the greater the likelihood of the shape being devoid of any distinctive character. Only a trade mark which departs significantly from the norm or customs of the sector and thereby fulfils its essential function of indicating origin, is not devoid of any distinctive character for the purposes of that provision.

(see paras 38-39)

2. The Court of First Instance has exclusive jurisdiction to make findings of fact, save where a substantive inaccuracy in its findings is attributable to the documents submitted to it, and to appraise those facts. That appraisal thus does not, save where the clear sense of the evidence produced to it has been distorted, constitute a point of law which is subject, as such, to review by the Court of Justice on appeal.

The actual application to the present cases of the criteria for assessing the distinctive character of Community trade marks, for the purposes of Article 7(1)(b) of Regulation No 40/94, involves findings of a factual nature and, more specifically, the finding that, as regards everyday consumer products, the level of attention paid by the average consumer to the shape and colours of washing-machine and dishwasher tablets is not high.

(see paras 41, 56)

3. Each of the grounds for refusal to register listed in Article 7(1)(b) of Regulation No 40/94 on the Community trade mark is independent of the others and calls for separate examination. Furthermore, the various grounds for refusal must be interpreted in the light of the public interest underlying each of them and the public interest taken into account in the examination of each of those grounds for refusal may, or even must, reflect different considerations, depending upon which ground for refusal is at issue.

(see paras 45-46)

4. There is no public interest in conferring the benefit of the full protection envisaged by Regulation No 40/94 on the Community trade mark on a trade mark which does not fulfil its essential function, namely that of ensuring that the consumer or the end user can identify the origin of the product or service concerned by allowing him to distinguish that product or service from those emanating from a different origin, without any risk of confusion.

(see para. 48)

JUDGMENT OF THE COURT (Sixth Chamber) 29 April 2004 (1)

(Appeal – Community trade mark – Article 7(1)(b) of Regulation (EC) No 40/94 – Three-dimensional tablets for washing machines or dishwashers – Absolute ground for refusal to register – Distinctive character)

In Joined Cases C-456/01 P and C-457/01 P,

appellant,

TWO APPEALS against the judgments of the Court of First Instance of the European Communities (Second Chamber) of 19 September 2001 in Case T-335/99

the other party to the proceedings being:

defendant at first instance,

THE COURT (Sixth Chamber),,

composed of: V. Skouris, acting as the President of the Sixth Chamber, J.N. Cunha Rodrigues, J.-P. Puissochet, R. Schintgen and F. Macken (Rapporteur), Judges,

Advocate General: D. Ruiz-Jarabo Colomer,

after hearing oral argument from the parties at the hearing on 2 October 2003, at which Henkel KGaA was represented by C. Osterrieth and the Office for Harmonisation in the Internal Market (Trade Marks and Designs) (OHIM), by D. Schennen and A. von Mühlendahl, acting as Agent,

after hearing the Opinion of the Advocate General at the sitting on 6 November 2003,

gives the following

‘A Community trade mark may consist of any signs capable of being represented graphically, particularly words, including personal names, designs, letters, numerals, the shape of goods or of their packaging, provided that such signs are capable of distinguishing the goods or services of one undertaking from those of other undertakings.’

…

3.…

…

…

Arguments of the parties

Findings of the Court

Arguments of the parties

Findings of the Court

Arguments of the parties

Findings of the Court

On those grounds,

THE COURT (Sixth Chamber)

hereby:

Skouris

Cunha Rodrigues

Puissochet

Schintgen

Macken

Delivered in open court in Luxembourg on 29 April 2004.

R. Grass

V. Skouris

Registrar

President